13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 3,753 holding rows worth $281,947,102,000.
- Accession
- 0000950123-21-001845
- Filer
- CIK 820027
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 9,929 entries on the cover page, a total value of $281,947,102,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $281,947,102,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INOVALON HLDGS INC | 45781D101 | COM CL A | 192,114 | $3,491,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 93,303 | $3,481,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 181,110 | $3,478,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 68,929 | $3,476,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 23,801 | $3,475,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 25,100 | $3,467,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 143,993 | $3,463,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 32,740 | $3,460,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 84,284 | $3,458,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 122,366 | $3,455,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 68,385 | $3,440,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 66,048 | $3,426,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 82,601 | $3,422,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 402,417 | $3,408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 77,651 | $3,404,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 454,359 | $3,398,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 55,325 | $3,386,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 97,617 | $3,376,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 283,711 | $3,361,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 56,601 | $3,355,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 80,935 | $3,355,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 264,952 | $3,350,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 167,622 | $3,350,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 78,809 | $3,343,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 209,611 | $3,339,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 252,989 | $3,332,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 86,605 | $3,323,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 482,650 | $3,321,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 44,270 | $3,321,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 72,686 | $3,319,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 274,142 | $3,317,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 788,728 | $3,313,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 271,417 | $3,309,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 267,072 | $3,309,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 63,466 | $3,307,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 152,130 | $3,300,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 185,851 | $3,295,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 176,738 | $3,290,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 235,150 | $3,287,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 75,494 | $3,284,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 47,515 | $3,279,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 308,843 | $3,270,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 166,670 | $3,265,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 66,351 | $3,248,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 103,315 | $3,242,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 21,561 | $3,241,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 115,117 | $3,238,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 299,172 | $3,231,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 33,529 | $3,225,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 95,911 | $3,224,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 740,167 | $3,220,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 72,198 | $3,209,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 11,516 | $3,208,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 411,899 | $3,208,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 87,905 | $3,195,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 196,716 | $3,193,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 843,460 | $3,188,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 109,673 | $3,188,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 326,031 | $3,173,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 42,675 | $3,167,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 462,640 | $3,163,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 181,400 | $3,158,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 132,770 | $3,156,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 95,153 | $3,152,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 98,728 | $3,146,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 143,822 | $3,142,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 137,789 | $3,134,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 89,756 | $3,130,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 549,179 | $3,125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 36,098 | $3,122,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 282,871 | $3,118,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 22,957 | $3,106,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 250,305 | $3,102,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 217,095 | $3,100,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 275,956 | $3,097,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 187,608 | $3,088,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 88,306 | $3,086,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 327,036 | $3,080,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 70,973 | $3,071,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 281,076 | $3,033,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 298,720 | $3,032,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 42,602 | $3,030,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 244,971 | $3,021,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 52,168 | $3,010,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 63,581 | $3,007,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 52,894 | $3,007,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 423,356 | $3,005,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 299,038 | $3,002,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 144,977 | $2,998,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 15,190 | $2,998,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 190,166 | $2,998,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 218,014 | $2,997,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 37,845 | $2,990,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 104,253 | $2,987,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 57,043 | $2,984,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 81,328 | $2,978,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 72,094 | $2,974,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 202,646 | $2,974,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 86,890 | $2,966,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 181,674 | $2,961,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 122,786 | $2,955,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 40,790 | $2,951,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 307,554 | $2,922,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 173,140 | $2,920,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 53,241 | $2,919,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 95,160 | $2,918,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 44,482 | $2,908,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 162,243 | $2,891,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 151,901 | $2,883,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 470,677 | $2,881,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 179,537 | $2,878,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 100,583 | $2,875,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 100,000 | $2,866,000 | thousands by filing date | call |
| 2U INC | 90214J101 | COM | 71,517 | $2,860,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 25,998 | $2,856,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,086,188 | $2,847,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 34,995 | $2,839,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 24,223 | $2,831,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 155,961 | $2,829,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 82,174 | $2,808,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 104,534 | $2,808,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 111,828 | $2,806,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 27,442 | $2,805,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 52,061 | $2,803,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 37,980 | $2,790,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 145,070 | $2,787,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 110,076 | $2,786,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 135,910 | $2,779,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 188,703 | $2,776,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 73,824 | $2,762,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 811,609 | $2,743,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 6,020 | $2,731,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 103,758 | $2,731,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 73,618 | $2,729,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 90,805 | $2,725,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 284,835 | $2,723,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 166,025 | $2,723,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 209,494 | $2,721,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 21,504 | $2,720,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 30,598 | $2,705,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 319,760 | $2,699,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,080,918 | $2,692,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 467,475 | $2,691,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 139,930 | $2,691,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 239,610 | $2,690,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 92,043 | $2,690,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 56,818 | $2,677,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 110,605 | $2,672,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 11,709 | $2,670,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 302,509 | $2,666,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 11,482 | $2,660,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 32,848 | $2,660,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 122,902 | $2,655,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 157,584 | $2,642,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 16,745 | $2,638,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 78,566 | $2,624,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 36,336 | $2,620,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 255,309 | $2,619,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 15,146 | $2,615,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 87,444 | $2,606,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 219,632 | $2,605,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 59,805 | $2,603,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 34,150 | $2,597,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 56,777 | $2,588,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 30,906 | $2,588,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 45,912 | $2,582,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 204,848 | $2,576,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 276,072 | $2,573,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 146,255 | $2,567,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 26,530 | $2,566,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 44,762 | $2,555,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 332,143 | $2,541,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 148,299 | $2,538,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,059,975 | $2,533,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 109,390 | $2,522,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 42,974 | $2,515,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 75,085 | $2,514,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 287,080 | $2,509,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 373,785 | $2,497,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 42,661 | $2,485,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 463,087 | $2,477,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 159,597 | $2,477,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 405,950 | $2,463,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 144,938 | $2,459,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 123,548 | $2,457,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 141,970 | $2,455,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 137,137 | $2,453,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 232,749 | $2,439,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 16,112 | $2,438,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 54,516 | $2,435,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 63,035 | $2,434,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 46,612 | $2,433,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 251,331 | $2,424,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 194,221 | $2,424,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 90,202 | $2,422,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 58,032 | $2,418,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 110,327 | $2,418,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 144,210 | $2,408,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 68,918 | $2,400,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 121,813 | $2,386,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 35,204 | $2,385,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 35,903 | $2,380,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 74,102 | $2,372,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 80,943 | $2,367,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 214,502 | $2,366,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 230,638 | $2,364,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 90,281 | $2,364,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 168,571 | $2,343,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 192,760 | $2,340,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 35,651 | $2,339,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 16,771 | $2,338,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 186,967 | $2,336,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 135,650 | $2,333,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 400,382 | $2,326,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50,008 | $2,322,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 37,818 | $2,312,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 28,667 | $2,310,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 18,868 | $2,308,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 83,770 | $2,307,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 14,813 | $2,304,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 179,599 | $2,294,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 95,950 | $2,286,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 86,289 | $2,285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 35,382 | $2,281,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 59,221 | $2,278,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 116,358 | $2,275,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 637,292 | $2,262,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 124,422 | $2,252,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 126,461 | $2,249,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 17,434 | $2,244,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 41,290 | $2,235,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 32,145 | $2,230,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 42,685 | $2,230,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 444,080 | $2,229,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 111,434 | $2,223,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 123,816 | $2,220,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 27,090 | $2,218,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 22,128 | $2,217,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 146,790 | $2,217,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 149,484 | $2,208,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 146,845 | $2,204,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 172,976 | $2,202,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 131,007 | $2,197,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 140,733 | $2,196,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 150,257 | $2,195,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 82,971 | $2,192,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 220,731 | $2,192,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 239,306 | $2,190,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 166,417 | $2,190,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 52,358 | $2,189,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 311,904 | $2,189,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 38,533 | $2,188,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 95,683 | $2,184,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 23,671 | $2,181,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 34,168 | $2,179,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 139,325 | $2,175,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 121,493 | $2,172,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 71,081 | $2,171,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 197,370 | $2,171,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 104,653 | $2,167,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,178 | $2,154,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 162,178 | $2,152,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 56,603 | $2,151,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 159,657 | $2,150,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 65,444 | $2,149,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 94,743 | $2,149,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 45,249 | $2,147,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 100,937 | $2,136,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 261,265 | $2,127,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 87,181 | $2,127,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 32,987 | $2,121,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 82,523 | $2,120,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 41,376 | $2,111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 164,119 | $2,109,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 75,966 | $2,102,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 192,392 | $2,099,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 15,333 | $2,092,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 265,535 | $2,089,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 79,879 | $2,087,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 69,718 | $2,086,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 147,245 | $2,081,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 609,987 | $2,080,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 56,256 | $2,078,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 101,008 | $2,076,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 78,537 | $2,071,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 41,623 | $2,069,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 44,408 | $2,063,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 7,389 | $2,061,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 38,655 | $2,053,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 469,163 | $2,050,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 157,423 | $2,039,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 34,500 | $2,033,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 134,261 | $2,025,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 42,179 | $2,023,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 67,485 | $2,022,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 83,287 | $2,019,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 46,512 | $2,015,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 34,556 | $2,014,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 2,359,951 | $2,012,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 17,587 | $2,007,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 144,241 | $2,006,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 17,781 | $2,003,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 21,512 | $2,001,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 27,755 | $1,989,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 129,176 | $1,985,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 86,351 | $1,977,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 105,978 | $1,977,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 119,059 | $1,975,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 9,121 | $1,974,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 18,900 | $1,961,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 46,959 | $1,961,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 120,226 | $1,960,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 184,088 | $1,951,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 22,734 | $1,949,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 33,351 | $1,949,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,291 | $1,943,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 8,445 | $1,938,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 36,937 | $1,931,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 239,483 | $1,930,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 45,991 | $1,927,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 44,411 | $1,927,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,500,000 | $1,925,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 182,848 | $1,916,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 64,707 | $1,909,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 132,771 | $1,905,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 622,894 | $1,899,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 59,450 | $1,884,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 84,584 | $1,883,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 7,857 | $1,882,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 118,804 | $1,880,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 303,597 | $1,876,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 77,359 | $1,866,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 207,147 | $1,855,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 195,612 | $1,847,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 44,313 | $1,841,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 547,468 | $1,840,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 230,905 | $1,838,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 75,784 | $1,834,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 216,527 | $1,830,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 12,270 | $1,825,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 71,243 | $1,820,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 105,938 | $1,820,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 20,293 | $1,815,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 109,319 | $1,797,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 274,910 | $1,792,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 259,229 | $1,788,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 143,636 | $1,787,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 50,649 | $1,786,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 99,986 | $1,785,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 61,371 | $1,784,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 120,849 | $1,782,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,741 | $1,778,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 59,388 | $1,777,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 516,588 | $1,776,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 32,864 | $1,767,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 195,050 | $1,767,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 14,420 | $1,766,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 122,135 | $1,760,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 24,627 | $1,754,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 201,816 | $1,750,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 22,457 | $1,749,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 15,742 | $1,748,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 88,339 | $1,744,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 109,472 | $1,742,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 18,477 | $1,730,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 98,086 | $1,720,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 87,734 | $1,715,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 214,769 | $1,711,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 87,828 | $1,705,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 46,240 | $1,704,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 27,612 | $1,685,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 25,343 | $1,673,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 81,070 | $1,671,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 119,176 | $1,671,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 39,391 | $1,665,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 81,911 | $1,663,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 38,189 | $1,653,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 14,701 | $1,646,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 184,955 | $1,641,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 110,597 | $1,638,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 55,320 | $1,635,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 29,143 | $1,622,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 29,193 | $1,621,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 65,319 | $1,620,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 56,419 | $1,616,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 89,699 | $1,614,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 30,977 | $1,611,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 75,446 | $1,599,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 165,357 | $1,585,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 43,657 | $1,581,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 16,823 | $1,578,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 34,090 | $1,575,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 46,893 | $1,575,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 207,198 | $1,562,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 318,214 | $1,556,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 42,501 | $1,553,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 74,623 | $1,552,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 87,320 | $1,549,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 35,902 | $1,548,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 49,487 | $1,547,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 293,646 | $1,544,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 40,730 | $1,542,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 38,528 | $1,538,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 92,358 | $1,532,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 85,415 | $1,529,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 44,061 | $1,524,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 97,140 | $1,519,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 451,204 | $1,519,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 44,701 | $1,510,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 55,313 | $1,507,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 34,809 | $1,507,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,537 | $1,502,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 82,745 | $1,498,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 71,859 | $1,491,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 134,147 | $1,489,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 36,367 | $1,478,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 42,370 | $1,478,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 330,072 | $1,475,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 123,400 | $1,474,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 148,518 | $1,473,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 76,163 | $1,469,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 29,980 | $1,466,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 9,363 | $1,464,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 16,202 | $1,463,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 46,116 | $1,460,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 30,456 | $1,451,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 7,067 | $1,448,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 32,454 | $1,442,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 83,760 | $1,440,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 24,754 | $1,427,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 109,099 | $1,422,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 62,421 | $1,420,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 130,266 | $1,420,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 23,087 | $1,419,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 74,264 | $1,418,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 110,820 | $1,408,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 79,238 | $1,406,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 19,500 | $1,406,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 34,683 | $1,399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 27,061 | $1,391,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 27,693 | $1,387,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 30,900 | $1,383,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 35,755 | $1,380,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 216,259 | $1,376,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 153,578 | $1,374,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 15,318 | $1,373,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 80,066 | $1,359,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 67,807 | $1,358,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 24,016 | $1,358,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 88,377 | $1,357,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 122,858 | $1,356,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 84,759 | $1,355,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 66,855 | $1,348,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 37,448 | $1,347,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 170,496 | $1,345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 20,499 | $1,340,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 95,937 | $1,337,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 98,984 | $1,334,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 17,388 | $1,329,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 41,792 | $1,328,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 34,306 | $1,328,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 58,822 | $1,326,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 91,833 | $1,324,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 35,475 | $1,315,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 28,222 | $1,310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 27,472 | $1,308,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 43,790 | $1,308,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 12,415 | $1,303,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 87,579 | $1,301,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 97,880 | $1,301,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 32,798 | $1,292,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 161,183 | $1,288,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 100,309 | $1,286,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 53,613 | $1,278,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 150,740 | $1,274,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 88,223 | $1,272,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 89,374 | $1,268,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 43,383 | $1,267,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 151,906 | $1,257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 14,022 | $1,256,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 116,804 | $1,254,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 82,710 | $1,253,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 169,127 | $1,252,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 90,855 | $1,240,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 15,489 | $1,238,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 20,680 | $1,232,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 145,955 | $1,230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 14,188 | $1,229,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 84,949 | $1,228,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 114,527 | $1,220,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 224,662 | $1,218,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 40,210 | $1,216,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,111 | $1,214,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 46,771 | $1,213,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 18,546 | $1,211,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 58,820 | $1,210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 7,091 | $1,204,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 69,577 | $1,202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 24,969 | $1,201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 17,248 | $1,196,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001845 | this filing | 2021-02-12 | acceptance time not in the bulk data set |