13F-HR filed by Calamos Advisors LLC
Calamos Advisors LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-27, with 737 holding rows worth $17,229,326,000.
- Accession
- 0000950123-21-000652
- Filer
- CIK 1316507
- Filed
- 2021-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 990 entries on the cover page, a total value of $17,229,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,229,326,000 with VALUE read as thousands by filing date, 13F file number 028-11166. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCalamos Wealth Management LLC 028-13358
- included managerFirst State Trust Co. 028-05476
- included managerRussell Investments Group, Ltd. 028-17598
- included managerUBS Asset Management Americas Inc. 028-02682
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WYNN RESORTS LTD | 983134107 | COM | 43,937 | $4,957,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727JAB8 | NOTE 5.875% 8/0 | 5,000,000 | $4,952,000 | thousands by filing date | principal |
| MOHAWK INDS INC | 608190104 | COM | 34,901 | $4,919,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 49,042 | $4,880,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 77,070 | $4,865,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 41,783 | $4,863,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 9,804 | $4,736,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 5,000,000 | $4,676,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 23,300 | $4,638,000 | thousands by filing date | call |
| AXONICS INC | 05465P101 | COM | 91,535 | $4,570,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 101,550 | $4,516,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 106,569 | $4,499,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 5,000,000 | $4,495,000 | thousands by filing date | principal |
| UDR INC COM | 902653104 | REIT | 116,339 | $4,471,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 51,000 | $4,449,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 144,667 | $4,428,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 29,000 | $4,400,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 82,000 | $4,362,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 59,698 | $4,345,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 68,616 | $4,310,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 5,000,000 | $4,309,000 | thousands by filing date | principal |
| KINSALECAPGROUPINC | 49714P108 | STOK | 21,270 | $4,257,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 50,575 | $4,234,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,768,000 | $4,178,000 | thousands by filing date | principal |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 95,080 | $4,102,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 189,132 | $4,097,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 102,643 | $4,094,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 3,590,000 | $4,086,000 | thousands by filing date | principal |
| NISOURCE INC COM | 65473P105 | Stock | 177,067 | $4,062,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 106,634 | $4,022,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 57,487 | $4,021,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 34,775 | $4,009,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 92,679 | $3,995,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,000,000 | $3,977,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 4,000,000 | $3,962,000 | thousands by filing date | principal |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,482 | $3,941,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 131,398 | $3,916,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 642,200 | $3,911,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 13,396 | $3,847,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 165,895 | $3,830,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 86,424 | $3,829,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 259,988 | $3,775,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 47,760 | $3,729,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 226,225 | $3,712,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 34,848 | $3,690,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 80,600 | $3,674,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 35,430 | $3,603,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 53,319 | $3,602,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 100,000 | $3,570,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 48,674 | $3,562,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 81,047 | $3,552,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 51,780 | $3,545,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 2,566,000 | $3,536,000 | thousands by filing date | principal |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 56,637 | $3,535,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 17,697 | $3,534,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 119,181 | $3,471,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 125,649 | $3,471,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 3,500,000 | $3,446,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280102 | COM | 20,905 | $3,421,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 44,469 | $3,412,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 74,781 | $3,409,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 48,100 | $3,345,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 45,797 | $3,318,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 37,456 | $3,292,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 34,823 | $3,270,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,026,000 | $3,199,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 81,901 | $3,143,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,037,596 | $3,118,000 | thousands by filing date | principal |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 35,994 | $3,064,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 37,675 | $3,061,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,585 | $3,053,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 182,000 | $3,050,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 157,699 | $3,044,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 8,472 | $3,042,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 5,000,000 | $3,036,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 270,000 | $3,032,000 | thousands by filing date | call |
| NABORS INDS INC | 62957HAB1 | BOND | 5,816,000 | $3,031,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 23,289 | $3,023,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 83,732 | $3,018,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 20,617 | $3,004,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 15,644 | $2,997,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 202,000 | $2,994,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 69,179 | $2,992,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 80,637 | $2,988,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 39,051 | $2,957,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 69,540 | $2,951,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 21,768 | $2,946,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 59,035 | $2,944,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 38,550 | $2,939,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 93,500 | $2,927,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,652 | $2,925,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 52,762 | $2,922,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 13,103 | $2,878,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 6,965 | $2,867,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 19,118 | $2,794,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 96,010 | $2,793,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 66,960 | $2,773,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 12,840 | $2,739,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 101,230 | $2,670,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 43,138 | $2,638,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,423,000 | $2,628,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 871,465 | $2,597,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 263,000 | $2,594,000 | thousands by filing date | principal |
| MEDIAALPHA INC | 58450V104 | CL A | 66,303 | $2,590,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 12,905 | $2,580,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 129,812 | $2,578,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,258,000 | $2,568,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 567,000 | $2,543,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,250,000 | $2,540,000 | thousands by filing date | principal |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 16,500 | $2,532,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 3,000,000 | $2,532,000 | thousands by filing date | principal |
| VERACYTE INC COM | 92337F107 | Stock | 51,581 | $2,524,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 37,800 | $2,503,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 289,591 | $2,474,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 35,500 | $2,470,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,159,000 | $2,451,000 | thousands by filing date | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 1,505,000 | $2,439,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 10,000 | $2,395,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 7,200 | $2,391,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 46,965 | $2,364,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 19,366 | $2,360,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 13,249 | $2,357,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,407,000 | $2,324,000 | thousands by filing date | principal |
| AMEDISYS INC | 023436108 | COM | 7,873 | $2,310,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 131,279 | $2,272,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 14,664 | $2,253,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 72,575 | $2,171,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 49,023 | $2,132,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 67,278 | $2,096,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 54,399 | $2,092,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 19,000 | $2,072,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 241,000 | $2,043,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 20,000 | $2,022,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 104,500 | $1,938,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 66,733 | $1,936,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 102,111 | $1,914,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9,602 | $1,912,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 5,206 | $1,907,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 11,010 | $1,906,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 170,633 | $1,895,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 2,454,000 | $1,887,000 | thousands by filing date | principal |
| GENASYS INC | 36872P103 | CMN | 288,422 | $1,881,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 102,670 | $1,863,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 15,825 | $1,852,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 21,361 | $1,831,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 5,421 | $1,829,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,878,000 | $1,795,000 | thousands by filing date | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 25,500 | $1,774,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 52,631 | $1,752,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 1,645,000 | $1,700,000 | thousands by filing date | principal |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 1,691,000 | $1,651,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 12,292 | $1,638,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 25,945 | $1,615,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 49,397 | $1,612,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5,100 | $1,605,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 21,775 | $1,594,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 38,800 | $1,578,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 378,000 | $1,542,000 | thousands by filing date | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,302 | $1,503,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 19,826 | $1,450,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 56,889 | $1,422,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 229,900 | $1,421,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 6,911 | $1,349,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 30,089 | $1,349,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 119,200 | $1,339,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 9,648 | $1,335,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 15,000 | $1,330,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 73,538 | $1,316,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,318,000 | $1,315,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,120,000 | $1,298,000 | thousands by filing date | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 16,800 | $1,297,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 7,310 | $1,279,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 42,905 | $1,268,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 86,500 | $1,258,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 26,553 | $1,236,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,479 | $1,228,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 22,062 | $1,197,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 12,678 | $1,177,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,133,000 | $1,151,000 | thousands by filing date | principal |
| POOL CORP COM | 73278L105 | Stock | 3,054 | $1,138,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 22,933 | $1,085,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,136 | $1,067,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 59,551 | $1,065,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,325 | $1,030,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,759 | $1,009,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 542,000 | $988,000 | thousands by filing date | principal |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 10,923 | $982,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 18,514 | $974,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 56,576 | $959,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 27,500 | $928,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 23,339 | $898,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 7,309 | $896,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 8,161 | $889,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 20,313 | $885,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,984 | $862,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 57,680 | $857,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 11,400 | $821,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 33,871 | $816,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,636 | $770,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,500 | $762,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 758,000 | $757,000 | thousands by filing date | principal |
| GAN LTD | G3728V109 | SHS | 36,674 | $744,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,594 | $741,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 675,000 | $731,000 | thousands by filing date | principal |
| SIMULATIONS PLUS INC | 829214105 | COM | 9,505 | $684,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 73,885 | $638,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,815 | $625,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,349 | $600,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 44,105 | $594,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 480,000 | $546,000 | thousands by filing date | principal |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,097 | $535,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 74,316 | $535,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,402 | $520,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,556 | $515,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 475,000 | $488,000 | thousands by filing date | principal |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 25,300 | $487,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 17,000 | $476,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 14,494 | $470,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 11,480 | $463,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 45,400 | $446,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,375 | $445,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,150 | $375,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 17,525 | $372,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 23,500 | $372,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 6,538 | $334,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,273 | $291,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,764 | $240,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,233 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,600 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,525 | $213,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 52,725 | $196,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,615 | $123,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 105,000 | $116,000 | thousands by filing date | principal |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 10,441 | $44,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 20,458 | $14,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 12,000 | $13,000 | thousands by filing date | principal |
| TIDEWATER INC NEW | 88642R125 | WARR | 16,676 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-000652 | this filing | 2021-01-27 | acceptance time not in the bulk data set |