13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 9,988 holding rows worth $352,523,069,000.
- Accession
- 0000950123-20-012129
- Filer
- CIK 1423053
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 12,080 entries on the cover page, a total value of $352,523,069,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,523,069,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REGIS CORP | 758932107 | COM | 10,600 | $65,000 | thousands by filing date | put |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 24,948 | $65,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 21,700 | $64,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 34,300 | $64,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 60,000 | $64,000 | thousands by filing date | put |
| GAMIDA CELL LTD | M47364100 | SHS | 15,505 | $64,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 18,831 | $64,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 12,192 | $64,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 11,700 | $64,000 | thousands by filing date | put |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 10,700 | $64,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,600 | $63,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 12,300 | $63,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 25,600 | $63,000 | thousands by filing date | call |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 20,312 | $63,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 35,409 | $63,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 38,483 | $63,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 36,500 | $63,000 | thousands by filing date | put |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 35,909 | $63,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10,100 | $62,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 25,956 | $62,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,900 | $62,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,300 | $62,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 28,500 | $62,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 35,700 | $62,000 | thousands by filing date | put |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 20,000 | $62,000 | thousands by filing date | put |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 45,840 | $61,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 10,800 | $61,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,500 | $61,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 10,705 | $61,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 67,312 | $61,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 26,811 | $61,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 24,900 | $60,000 | thousands by filing date | call |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 38,530 | $60,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 86,400 | $60,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 88,900 | $60,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 60,088 | $59,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 18,500 | $59,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 91,600 | $59,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 26,500 | $59,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 24,522 | $59,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 14,821 | $59,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 37,800 | $59,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 16,900 | $59,000 | thousands by filing date | call |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 25,005 | $59,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 29,760 | $58,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 22,659 | $58,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 19,700 | $58,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 21,200 | $57,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 64,400 | $57,000 | thousands by filing date | call |
| AYRO INC | 054748108 | COM | 19,400 | $57,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 59,792 | $57,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 53,000 | $57,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 18,918 | $57,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 22,600 | $57,000 | thousands by filing date | call |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 247,330 | $57,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,200 | $56,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 10,000 | $56,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 10,200 | $56,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 22,500 | $56,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 56,824 | $56,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 30,100 | $56,000 | thousands by filing date | call |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 73,439 | $56,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 43,053 | $56,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 108,800 | $56,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 128,755 | $56,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 18,900 | $55,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 17,800 | $55,000 | thousands by filing date | put |
| ZOVIO INC | 98979V102 | COMMON STOCK | 13,800 | $55,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 91,500 | $55,000 | thousands by filing date | put |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 22,790 | $55,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 28,418 | $55,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 13,374 | $54,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 88,100 | $54,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 30,951 | $54,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 26,159 | $54,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 15,527 | $54,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 24,317 | $54,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 44,299 | $54,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 19,808 | $54,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 14,096 | $53,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,200 | $53,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 20,200 | $53,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 19,700 | $53,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 15,600 | $53,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A107 | COM | 76,797 | $53,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 30,330 | $53,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 51,910 | $52,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,513 | $52,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 13,100 | $52,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,900 | $52,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 12,612 | $52,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,000 | $52,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,300 | $52,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 25,095 | $52,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 22,500 | $52,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 35,601 | $52,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,900 | $52,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,724 | $51,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 11,400 | $51,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 11,300 | $51,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 20,781 | $51,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 12,349 | $51,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 75,667 | $51,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 24,100 | $51,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 22,129 | $50,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 17,833 | $50,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 35,700 | $50,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 14,631 | $50,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,200 | $49,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 17,600 | $49,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 20,900 | $49,000 | thousands by filing date | put |
| BIOLASE INC | 090911207 | COM NEW | 178,890 | $49,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,500 | $48,000 | thousands by filing date | call |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 15,408 | $48,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 27,800 | $48,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 17,900 | $48,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 23,800 | $48,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 14,300 | $47,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 46,700 | $47,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 18,700 | $47,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 22,282 | $47,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 18,109 | $47,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 71,300 | $47,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 18,900 | $47,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 20,700 | $47,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 23,200 | $47,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 24,737 | $47,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 14,900 | $47,000 | thousands by filing date | put |
| NOVAN INC | 66988N106 | COM | 97,255 | $47,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 19,458 | $46,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 18,600 | $46,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,566 | $46,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 17,000 | $46,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 98,249 | $46,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 48,300 | $46,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 42,928 | $46,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 26,722 | $46,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 10,258 | $46,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 18,000 | $45,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,500 | $45,000 | thousands by filing date | call |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 10,172 | $45,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 41,732 | $45,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 26,100 | $45,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 157,668 | $45,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 17,400 | $44,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,500 | $44,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 16,900 | $44,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 12,328 | $44,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 21,629 | $44,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 19,546 | $44,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 52,657 | $44,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 133,830 | $44,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,500 | $43,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 14,500 | $43,000 | thousands by filing date | call |
| USD PARTNERS LP LP | 903318103 | STOK | 13,675 | $43,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 28,900 | $43,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 21,100 | $43,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 40,400 | $43,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 22,987 | $42,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 43,100 | $42,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 175,494 | $42,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 17,067 | $42,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 25,900 | $42,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 12,400 | $42,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 12,800 | $42,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 29,570 | $42,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 23,600 | $42,000 | thousands by filing date | call |
| MMTEC INC | G6181K106 | SHS | 44,625 | $42,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 31,700 | $41,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 37,200 | $41,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 16,500 | $41,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 50,460 | $41,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 10,557 | $41,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 15,000 | $41,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 36,626 | $41,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 27,600 | $41,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 13,000 | $40,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,800 | $40,000 | thousands by filing date | put |
| NANOVIRICIDES INC | 630087302 | COM | 10,404 | $40,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 58,745 | $40,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 24,107 | $39,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 74,900 | $39,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 23,139 | $39,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 16,200 | $38,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 16,600 | $38,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 36,000 | $38,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 30,800 | $38,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 26,700 | $38,000 | thousands by filing date | call |
| OPGEN INC | 68373L307 | COM | 17,790 | $38,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 21,309 | $38,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 44,000 | $38,000 | thousands by filing date | call |
| ONCOSEC MED INC | 68234L306 | COM | 11,264 | $38,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 50,233 | $38,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 15,300 | $38,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 14,300 | $37,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 28,500 | $37,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,400 | $37,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 14,746 | $37,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 12,600 | $37,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 27,400 | $37,000 | thousands by filing date | call |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 17,700 | $37,000 | thousands by filing date | put |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 11,858 | $37,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 10,993 | $37,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 14,608 | $37,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 10,600 | $37,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,800 | $36,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 14,506 | $36,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,200 | $36,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 21,600 | $36,000 | thousands by filing date | call |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 98,530 | $36,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 16,553 | $36,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 39,687 | $36,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,772 | $36,000 | thousands by filing date | |
| SUNDANCE ENERGY INC | 86725N102 | COM | 15,605 | $36,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 17,300 | $36,000 | thousands by filing date | call |
| BANK OF MONTREAL BIG OIL 3X LEV | 063679815 | Stock | 22,722 | $36,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 13,613 | $36,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 10,980 | $35,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 59,366 | $35,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 40,616 | $35,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 17,449 | $35,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 23,500 | $35,000 | thousands by filing date | put |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 15,900 | $35,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 143,500 | $35,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 31,900 | $35,000 | thousands by filing date | put |
| AIKIDO PHARMA INC | 008875106 | COM | 56,818 | $35,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,379 | $34,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 13,400 | $34,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 15,942 | $34,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 30,912 | $34,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 20,800 | $33,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,000 | $33,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 24,200 | $33,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 32,400 | $33,000 | thousands by filing date | call |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 13,700 | $33,000 | thousands by filing date | put |
| EMX RTY CORP | 26873J107 | COM | 12,496 | $33,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,561 | $33,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 12,885 | $33,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 44,941 | $33,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 60,692 | $33,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,608 | $32,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,700 | $32,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 16,139 | $32,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 37,100 | $32,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 14,219 | $32,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 10,303 | $32,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,200 | $31,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 32,085 | $31,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 12,600 | $31,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,100 | $31,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 12,200 | $31,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 20,362 | $31,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 30,864 | $31,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 33,591 | $31,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 21,900 | $31,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,100 | $30,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 23,019 | $30,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,000 | $30,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,800 | $30,000 | thousands by filing date | put |
| FULL HSE RESORTS INC | 359678109 | COM | 15,549 | $30,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 16,126 | $30,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,100 | $30,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 72,079 | $30,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 58,254 | $30,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 14,500 | $30,000 | thousands by filing date | put |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 12,970 | $30,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 26,687 | $29,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 27,705 | $29,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 18,790 | $29,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 11,600 | $29,000 | thousands by filing date | call |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 28,699 | $29,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 15,905 | $29,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 10,700 | $29,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 27,100 | $29,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 15,134 | $29,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 35,934 | $29,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 11,900 | $29,000 | thousands by filing date | call |
| BAUDAX BIO INC | 07160F107 | COM | 10,394 | $29,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 40,100 | $29,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 53,847 | $29,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 14,200 | $29,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,000 | $28,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 40,800 | $28,000 | thousands by filing date | call |
| ENTERA BIO LTD | M40527109 | SHS | 22,020 | $28,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 71,100 | $28,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 19,300 | $28,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 184,124 | $28,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 29,400 | $28,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 18,425 | $28,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 42,578 | $28,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 166,598 | $28,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 15,245 | $27,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 12,039 | $27,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,751 | $27,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 18,000 | $27,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 17,573 | $27,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 16,300 | $27,000 | thousands by filing date | put |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 43,119 | $27,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,800 | $26,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 21,000 | $26,000 | thousands by filing date | put |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 41,457 | $26,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,995 | $26,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 31,388 | $26,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 25,128 | $26,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,267 | $26,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 29,867 | $26,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 12,178 | $26,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 14,518 | $26,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 30,574 | $26,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 10,400 | $25,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 16,465 | $25,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 23,600 | $25,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 12,200 | $25,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 15,600 | $25,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 16,800 | $24,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 21,600 | $24,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 13,300 | $24,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 86,200 | $24,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 21,600 | $24,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 20,300 | $24,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16,271 | $24,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,000 | $24,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,800 | $24,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 19,500 | $24,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 13,494 | $24,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 17,427 | $24,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 34,200 | $24,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,000 | $24,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 23,400 | $23,000 | thousands by filing date | call |
| INUVO INC | 46122W204 | COM NEW | 63,400 | $23,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 35,488 | $23,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,200 | $23,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 12,200 | $22,000 | thousands by filing date | put |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 15,303 | $22,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,300 | $22,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 39,340 | $22,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 23,700 | $22,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 20,700 | $22,000 | thousands by filing date | call |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 24,474 | $22,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 36,721 | $22,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 33,100 | $21,000 | thousands by filing date | call |
| Zedge Inc | 98923T104 | COM | 14,672 | $21,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 17,900 | $21,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,228 | $21,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 35,200 | $21,000 | thousands by filing date | call |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 15,215 | $21,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 21,253 | $21,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 18,000 | $21,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 37,300 | $21,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,100 | $21,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 41,700 | $21,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 35,500 | $21,000 | thousands by filing date | call |
| ORAGENICS INC | 684023302 | COM PAR | 35,847 | $21,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 11,872 | $21,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 11,353 | $21,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 38,700 | $21,000 | thousands by filing date | put |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 23,353 | $21,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17,600 | $20,000 | thousands by filing date | call |
| GEE GROUP INC | 36165A102 | COM | 20,080 | $20,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 38,200 | $20,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 15,476 | $20,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 27,313 | $20,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 15,063 | $20,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 14,468 | $20,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 24,489 | $20,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 14,200 | $20,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 12,451 | $20,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 29,200 | $20,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,600 | $19,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 10,000 | $19,000 | thousands by filing date | put |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 22,800 | $19,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,224 | $19,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 27,257 | $19,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 20,459 | $19,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 31,643 | $19,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 17,300 | $19,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 17,427 | $18,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,000 | $18,000 | thousands by filing date | call |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 18,527 | $18,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 17,860 | $18,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 29,793 | $18,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 10,213 | $18,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 13,600 | $17,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,187 | $17,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 12,400 | $17,000 | thousands by filing date | call |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 11,198 | $17,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 33,558 | $17,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 10,363 | $17,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 32,600 | $17,000 | thousands by filing date | put |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 15,442 | $17,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 13,849 | $17,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 23,500 | $17,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,128 | $17,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,000 | $16,000 | thousands by filing date | put |
| IGC PHARMA INC | 45408X308 | COM NEW | 15,200 | $16,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 41,000 | $16,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 10,400 | $16,000 | thousands by filing date | call |
| NANOVIBRONIX INC | 63008J108 | COM | 22,245 | $16,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 21,872 | $16,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 30,376 | $16,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 29,817 | $16,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 12,189 | $16,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 13,980 | $16,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 15,428 | $15,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 103,015 | $15,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 26,800 | $15,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 35,529 | $15,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 31,974 | $15,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 19,668 | $15,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 11,602 | $15,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 38,525 | $15,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 47,510 | $15,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 14,351 | $15,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 14,200 | $14,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,779 | $14,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 20,684 | $14,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 20,700 | $14,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 25,974 | $13,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 50,783 | $13,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 42,500 | $13,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 24,100 | $13,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 10,395 | $13,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30,603 | $13,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 11,285 | $13,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 51,529 | $13,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 10,848 | $13,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 73,600 | $12,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,200 | $12,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 21,200 | $12,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,433 | $12,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 11,354 | $12,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 13,185 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $11,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,800 | $11,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 34,400 | $11,000 | thousands by filing date | put |
| AVINGER INC | 053734604 | COM | 34,355 | $11,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 11,412 | $11,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 13,912 | $11,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 15,964 | $11,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 23,139 | $10,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 11,600 | $10,000 | thousands by filing date | call |
| IFRESH INC | 449538107 | COM | 14,844 | $10,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 16,230 | $10,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 16,800 | $9,000 | thousands by filing date | call |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 13,300 | $9,000 | thousands by filing date | put |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 15,291 | $9,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 20,251 | $8,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 37,625 | $8,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 13,800 | $8,000 | thousands by filing date | call |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 10,613 | $8,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 23,700 | $8,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,694 | $7,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 16,200 | $7,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 14,676 | $7,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,200 | $7,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,909 | $7,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 13,905 | $7,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 39,900 | $6,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 21,128 | $6,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,705 | $6,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 20,886 | $6,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,546 | $5,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 10,540 | $5,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 13,210 | $5,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 13,800 | $5,000 | thousands by filing date | put |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,000 | $5,000 | thousands by filing date | put |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 41,639 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 27,100 | $4,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,100 | $4,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 16,628 | $4,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,012 | $4,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 12,600 | $4,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 14,200 | $3,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 30,421 | $3,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 12,200 | $3,000 | thousands by filing date | call |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 13,600 | $3,000 | thousands by filing date | call |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 10,500 | $3,000 | thousands by filing date | call |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 11,776 | $3,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 35,160 | $2,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 10,478 | $1,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 61,630 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 12,058 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 65,569 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 88,718 | $1,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 14,592 | $1,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 12,420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH DOUBLELINE STRATE | 76882G123 | RIGHT 10/01/2020 | 167,161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 16,052 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-012129 | this filing | 2020-11-16 | acceptance time not in the bulk data set |