13F-HR filed by QVT Financial LP
QVT Financial LP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 50 holding rows worth $818,967,000.
- Accession
- 0000950123-20-012113
- Filer
- CIK 1290162
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 50 entries on the cover page, a total value of $818,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $818,967,000 with VALUE read as thousands by filing date, 13F file number 028-11172. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 20,000,000 | $119,008,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 276,000 | $118,407,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 22,897,000 | $51,067,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907108 | COM | 594,700 | $50,567,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 20,000,000 | $47,811,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 120,603 | $40,389,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,787,400 | $37,929,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 20,000,000 | $30,812,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 20,509,000 | $24,647,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 82,851 | $24,357,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 11,500,000 | $19,507,000 | thousands by filing date | principal |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 572,971 | $18,862,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,200,000 | $18,216,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 351,187 | $15,027,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 165,735 | $14,905,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 937,970 | $14,773,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 15,000,000 | $14,638,000 | thousands by filing date | principal |
| CMB.TECH NV SHS | B38564108 | Stock | 1,568,517 | $13,850,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 66,429 | $13,350,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 101,396 | $11,410,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 47,946 | $10,210,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 311,738 | $10,197,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 7,000,000 | $9,048,000 | thousands by filing date | principal |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 560,981 | $8,617,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 32,498 | $8,531,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 29,826 | $8,283,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 8,400,000 | $6,220,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 245,309 | $5,905,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,375,900 | $4,953,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 49,842 | $4,864,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 50,262 | $4,839,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 1,268,977 | $4,420,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,617 | $4,352,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 291,452 | $4,013,000 | thousands by filing date | |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 4,850,000 | $3,631,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 3,955,000 | $3,496,000 | thousands by filing date | principal |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 1,750,000 | $2,835,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 300,000 | $2,772,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 22,000 | $2,549,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 53,613 | $2,057,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 133,690 | $1,361,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 51,231 | $1,204,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 305,100 | $1,065,000 | thousands by filing date | put |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 81,068 | $952,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 19,613 | $809,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50,000 | $759,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 15,000 | $645,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,117 | $438,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,429 | $337,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 132,345 | $73,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-012113 | this filing | 2020-11-16 | acceptance time not in the bulk data set |