13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 3,725 holding rows worth $245,842,332,000.
- Accession
- 0000950123-20-012002
- Filer
- CIK 820027
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 9,226 entries on the cover page, a total value of $245,842,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $245,842,332,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 242,581 | $931,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,343 | $929,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 30,658 | $919,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 134,128 | $917,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 39,353 | $915,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 24,043 | $914,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 17,178 | $913,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 17,875 | $913,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 247,191 | $912,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 61,651 | $907,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 212,061 | $907,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 107,847 | $906,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 66,961 | $906,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 26,669 | $903,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 26,039 | $900,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 19,503 | $897,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 43,005 | $894,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 80,081 | $893,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 251,207 | $891,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 57,127 | $883,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 80,787 | $880,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 63,336 | $875,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 20,133 | $874,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 34,358 | $873,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 35,510 | $867,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 71,204 | $858,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 19,203 | $856,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,298 | $856,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 114,220 | $853,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 17,914 | $853,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 311,035 | $849,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 39,489 | $848,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 69,168 | $847,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 77,121 | $846,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 7,957 | $845,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 54,351 | $845,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 10,901 | $841,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 101,356 | $840,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 31,988 | $837,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 12,294 | $837,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 95,394 | $837,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 173,713 | $837,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 10,850 | $835,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 22,815 | $834,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 31,350 | $834,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 34,283 | $832,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 72,005 | $832,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 160,321 | $832,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 45,078 | $831,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 49,273 | $830,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 115,676 | $826,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 30,784 | $825,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 152,644 | $824,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 14,942 | $819,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 23,184 | $819,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 38,959 | $817,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 441,788 | $817,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 46,546 | $816,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 16,473 | $808,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 161,272 | $806,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 84,575 | $805,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,831 | $805,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 59,934 | $801,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 37,549 | $800,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 74,279 | $799,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 30,156 | $799,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 154,370 | $796,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 28,839 | $794,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 130,551 | $794,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 497,851 | $792,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 101,788 | $786,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 6,770 | $781,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 21,123 | $781,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 74,165 | $781,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 799,522 | $780,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 11,360 | $779,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 83,230 | $779,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 62,462 | $776,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 16,211 | $772,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 13,714 | $770,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 340,508 | $769,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 76,673 | $767,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 55,667 | $766,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 114,732 | $764,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 18,243 | $759,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 24,612 | $755,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 43,616 | $749,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 51,970 | $747,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 13,630 | $745,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 40,935 | $745,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 63,731 | $745,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 28,014 | $742,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 70,292 | $742,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 127,884 | $741,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 568,029 | $739,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 83,970 | $739,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 13,455 | $738,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 568,630 | $737,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 38,600 | $735,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 27,905 | $733,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 19,620 | $729,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 69,185 | $727,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 34,951 | $724,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 14,210 | $718,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 16,736 | $717,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 17,400 | $717,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 72,465 | $714,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 17,188 | $713,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 66,649 | $713,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 101,228 | $712,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 28,769 | $709,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 118,276 | $709,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 58,841 | $709,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 62,391 | $708,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 58,680 | $707,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 8,178 | $707,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 7,122 | $704,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 66,972 | $695,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 31,447 | $694,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 61,789 | $694,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 25,238 | $693,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 50,420 | $691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,928 | $691,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 171,698 | $687,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 25,458 | $685,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 51,234 | $685,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 64,059 | $683,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 79,426 | $682,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 44,000 | $682,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 32,660 | $681,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 140,200 | $681,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 11,595 | $680,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 135,580 | $680,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 24,965 | $677,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 48,428 | $677,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 234,065 | $677,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 39,529 | $676,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,098 | $669,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 67,004 | $661,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 11,876 | $661,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 14,034 | $656,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 53,940 | $655,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 182,028 | $655,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 79,218 | $654,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 15,936 | $651,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 53,194 | $650,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 58,255 | $649,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 38,381 | $648,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 78,046 | $646,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 106,380 | $644,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 10,609 | $641,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 51,642 | $641,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 105,511 | $641,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 23,563 | $641,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 21,660 | $640,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 29,931 | $640,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 4,089 | $638,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 9,862 | $636,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,652 | $628,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 23,916 | $626,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 35,640 | $624,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 22,464 | $624,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 47,726 | $619,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 110,592 | $619,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 38,430 | $619,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 58,567 | $619,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 95,914 | $617,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 37,965 | $617,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 951,884 | $616,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 18,590 | $616,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 29,289 | $615,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 11,904 | $613,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 49,675 | $612,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 4,302 | $610,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 129,445 | $610,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 38,152 | $609,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 20,214 | $609,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 12,489 | $609,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 124,097 | $609,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 19,706 | $609,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 31,853 | $603,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 66,801 | $603,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 173,225 | $596,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,420 | $594,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 134,147 | $594,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 23,955 | $589,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 77,188 | $587,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 101,119 | $586,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 19,235 | $585,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 24,438 | $585,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 9,764 | $582,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 31,732 | $582,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 29,065 | $580,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 45,964 | $578,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 69,011 | $576,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 17,437 | $575,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 10,284 | $572,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 68,409 | $572,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 50,734 | $570,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 12,718 | $564,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 89,257 | $559,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 41,340 | $557,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 7,983 | $556,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 10,150 | $554,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 71,680 | $553,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 3,246 | $547,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 33,984 | $544,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 43,663 | $544,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 38,179 | $543,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 38,580 | $543,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 66,196 | $543,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,308 | $541,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 47,740 | $541,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 68,436 | $541,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 22,051 | $540,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 123,018 | $540,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 354,440 | $539,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 41,815 | $538,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 55,200 | $538,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 38,552 | $535,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 99,159 | $533,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 53,232 | $530,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 42,470 | $529,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 39,945 | $528,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 12,693 | $527,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 541,350 | $527,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 194,007 | $526,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 8,321 | $524,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 30,285 | $521,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 24,364 | $520,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 200,444 | $519,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 50,539 | $517,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 12,099 | $514,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,210 | $513,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 17,979 | $507,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 61,015 | $506,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 24,107 | $506,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,527 | $505,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 25,373 | $503,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 29,027 | $502,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 49,878 | $499,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 10,512 | $498,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 15,482 | $497,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 17,759 | $496,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,384 | $496,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 57,070 | $495,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 45,789 | $495,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 66,688 | $493,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 25,670 | $492,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 11,554 | $488,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 32,430 | $488,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,743 | $483,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 31,971 | $481,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 41,514 | $480,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 16,038 | $480,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 49,766 | $479,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 52,250 | $478,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 29,668 | $474,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 11,070 | $474,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 30,998 | $471,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 47,111 | $468,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 96,257 | $467,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 8,600 | $466,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 342,106 | $465,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 25,937 | $464,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 31,595 | $463,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 15,064 | $461,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 8,412 | $461,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 26,450 | $460,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 53,085 | $460,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 22,617 | $460,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 133,274 | $460,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 19,245 | $459,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 43,621 | $458,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 313,771 | $458,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 23,716 | $453,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 88,664 | $451,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,814 | $451,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 30,515 | $450,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 80,048 | $450,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 199,869 | $450,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 44,582 | $449,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 66,368 | $445,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 49,177 | $445,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 14,576 | $443,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 99,764 | $440,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 28,004 | $435,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 38,411 | $434,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 34,035 | $434,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 19,450 | $433,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,573 | $432,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 202,708 | $432,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 43,853 | $430,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4,405 | $429,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 209,810 | $428,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 94,036 | $427,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 24,114 | $425,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 27,967 | $425,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 45,952 | $423,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 133,265 | $423,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 17,313 | $422,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 16,958 | $419,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 71,070 | $417,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 32,513 | $417,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 19,749 | $417,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 16,787 | $416,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 31,742 | $415,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 20,135 | $414,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 8,490 | $414,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 33,595 | $413,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 8,195 | $413,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 9,954 | $413,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 98,302 | $410,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 18,626 | $409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 11,497 | $407,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 9,296 | $407,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 49,650 | $407,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 6,543 | $406,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 151,135 | $406,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,201 | $405,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 53,201 | $398,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 25,525 | $398,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 9,287 | $397,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 37,574 | $396,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 29,935 | $395,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 44,080 | $393,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 235,525 | $391,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,600 | $389,000 | thousands by filing date | put |
| CACTUS INC | 127203107 | CL A | 20,214 | $388,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 96,299 | $387,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 77,164 | $387,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 1,043,993 | $387,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 20,027 | $385,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 62,215 | $385,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 15,667 | $383,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 70,060 | $382,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 139,091 | $381,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 27,229 | $381,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,974 | $381,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,820 | $380,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 39,375 | $378,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 40,159 | $377,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 35,500 | $377,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 36,908 | $376,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 27,330 | $376,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 7,750 | $376,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,983 | $374,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 61,895 | $374,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 7,699 | $371,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 7,645 | $369,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 22,133 | $368,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,313,955 | $368,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 35,890 | $368,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 42,880 | $367,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,688 | $364,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 13,344 | $364,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 44,224 | $362,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 23,568 | $362,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 71,931 | $362,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 32,833 | $362,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 16,440 | $361,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 78,323 | $359,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 14,405 | $359,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 6,354 | $359,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 36,599 | $359,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 37,864 | $358,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 18,737 | $357,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 31,780 | $356,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 36,177 | $355,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 27,154 | $354,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 15,357 | $353,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 18,291 | $353,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 4,753 | $352,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 32,373 | $351,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 5,080 | $351,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 27,199 | $350,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 30,195 | $347,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 25,513 | $347,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,646 | $346,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 16,050 | $346,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 32,016 | $346,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,246 | $343,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 29,585 | $342,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 83,041 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 9,054 | $340,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 646,497 | $340,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 16,730 | $340,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 40,530 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 10,316 | $338,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 6,543 | $338,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 131,017 | $338,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 27,940 | $337,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 63,971 | $337,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 209,581 | $337,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 26,117 | $335,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 44,369 | $334,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,072 | $332,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 85,568 | $331,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 30,021 | $328,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 12,277 | $327,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 14,584 | $322,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 8,076 | $321,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 9,969 | $320,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,112 | $320,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 12,022 | $318,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 18,055 | $317,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 12,713 | $316,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 20,560 | $314,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 16,920 | $314,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 9,176 | $313,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 7,451 | $312,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 24,244 | $310,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 21,390 | $310,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 26,628 | $310,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 11,049 | $309,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,941 | $308,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 5,858 | $308,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 21,016 | $308,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 29,846 | $308,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 43,743 | $308,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 14,682 | $305,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 42,945 | $301,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 111,149 | $299,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,313 | $298,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 116,351 | $298,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 20,866 | $298,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 76,135 | $296,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 130,300 | $296,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 197,114 | $296,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 6,993 | $294,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 72,965 | $294,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,815 | $292,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 22,516 | $291,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 96,601 | $291,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 24,690 | $291,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,532 | $290,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 30,589 | $290,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 81,652 | $289,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 9,757 | $288,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 24,741 | $286,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 17,581 | $285,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,429 | $284,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,675 | $280,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 50,890 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 45,705 | $278,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 25,428 | $276,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 7,383 | $275,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 17,489 | $275,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 27,328 | $275,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 47,785 | $275,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 109,981 | $274,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 44,818 | $272,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 128,325 | $271,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 179,544 | $271,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 29,806 | $270,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 12,685 | $270,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 19,716 | $270,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,287 | $269,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 95 | $269,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 18,002 | $268,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 78,371 | $266,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 8,308 | $264,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 23,490 | $263,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 22,001 | $263,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 3,642 | $260,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 38,642 | $258,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 29,218 | $258,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 14,339 | $257,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 54,343 | $256,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 23,877 | $255,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 21,436 | $253,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 6,875 | $251,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 19,646 | $250,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 38,558 | $250,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 17,890 | $248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 7,628 | $248,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 27,152 | $247,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,526 | $247,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,793 | $246,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 30,079 | $246,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 52,292 | $246,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 8,448 | $244,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 24,759 | $244,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 22,584 | $243,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 16,523 | $242,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 114,808 | $241,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 18,766 | $239,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 23,224 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 8,439 | $239,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,946 | $238,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,750 | $237,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 39,640 | $235,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,450 | $234,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 14,314 | $234,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 20,475 | $233,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 19,487 | $232,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 29,391 | $232,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 35,198 | $231,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 40,500 | $230,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 24,036 | $230,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-012002 | this filing | 2020-11-16 | acceptance time not in the bulk data set |