13F-HR filed by Linden Advisors LP
Linden Advisors LP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 322 holding rows worth $8,294,469,000.
- Accession
- 0000950123-20-011978
- Filer
- CIK 1279396
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 322 entries on the cover page, a total value of $8,294,469,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,294,469,000 with VALUE read as thousands by filing date, 13F file number 028-10783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 275,044,000 | $695,063,000 | thousands by filing date | principal |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 323,215,000 | $585,323,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 138,450,000 | $331,185,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 292,990,000 | $318,182,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 140,103,000 | $290,616,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 198,732,000 | $286,993,000 | thousands by filing date | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 149,280,000 | $264,029,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 152,093,000 | $231,046,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 114,679,000 | $209,154,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 61,878,000 | $198,992,000 | thousands by filing date | principal |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 28,000,000 | $162,746,000 | thousands by filing date | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 109,146,000 | $151,363,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 155,328,000 | $145,638,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 78,850,000 | $133,225,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 96,170,000 | $132,578,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 100,996,000 | $123,780,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 46,795,000 | $120,352,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 68,752,000 | $108,102,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 62,208,000 | $107,665,000 | thousands by filing date | principal |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 89,970,000 | $97,328,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 89,530,000 | $90,163,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 81,700,000 | $86,941,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 105,383,000 | $82,818,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 88,926,000 | $79,415,000 | thousands by filing date | principal |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 6,201,939 | $77,276,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 49,332,000 | $75,271,000 | thousands by filing date | principal |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 68,300,000 | $73,696,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 53,956,000 | $71,491,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 72,022,000 | $69,038,000 | thousands by filing date | principal |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 72,833,000 | $67,683,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 32,702,000 | $67,675,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,350,000 | $64,226,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 6,211,933 | $62,119,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 6,000,000 | $60,120,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 59,662,000 | $57,949,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 32,548,000 | $57,799,000 | thousands by filing date | principal |
| MFA FINL INC | 55272XAA0 | BOND | 61,257,000 | $57,220,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 43,063,000 | $51,180,000 | thousands by filing date | principal |
| CHURCHILL CAP CORP III | 17144C104 | COM | 4,810,666 | $49,310,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 62,817,000 | $48,557,000 | thousands by filing date | principal |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 4,500,000 | $45,101,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $44,934,000 | thousands by filing date | put |
| RAPID7 INC | 753422AB0 | NOTE | 28,560,000 | $44,575,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 28,327,000 | $43,627,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 38,226,000 | $43,048,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 22,675,000 | $42,612,000 | thousands by filing date | principal |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 4,000,000 | $41,620,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 4,000,000 | $40,240,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 33,299,000 | $39,209,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 30,315,000 | $38,525,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 38,016,000 | $37,905,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 32,500,000 | $37,284,000 | thousands by filing date | principal |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 3,600,000 | $36,324,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 17,600,000 | $35,962,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 32,706,000 | $35,634,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 39,755,000 | $35,418,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 39,640,000 | $34,698,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 41,000,000 | $32,201,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 32,517,000 | $30,553,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 29,750,000 | $29,505,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 29,500,000 | $29,191,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 25,997,000 | $28,861,000 | thousands by filing date | principal |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 2,365,011 | $28,758,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 2,668,000 | $28,201,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 26,160,000 | $27,427,000 | thousands by filing date | principal |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 2,700,000 | $26,918,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 21,500,000 | $25,725,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,250,000 | $25,062,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 24,775,000 | $24,398,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 25,626,000 | $24,390,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 31,613,000 | $24,012,000 | thousands by filing date | principal |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 2,250,000 | $22,523,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 2,175,000 | $22,468,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 2,100,000 | $21,987,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 2,000,000 | $20,779,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 21,705,000 | $20,740,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 22,185,000 | $20,736,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 1,973,536 | $20,129,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 1,980,325 | $20,081,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 2,000,000 | $20,040,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 1,650,000 | $18,958,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 1,640,456 | $18,733,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 23,462,000 | $18,696,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 17,617,000 | $18,150,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 19,527,000 | $18,120,000 | thousands by filing date | principal |
| JAWS ACQUISITION CORP | G50744104 | SHS | 1,685,421 | $17,546,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 17,000,000 | $16,520,000 | thousands by filing date | principal |
| REPLAY ACQUISITION CORP | G75130107 | COM | 1,577,159 | $16,056,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 1,500,000 | $15,091,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 1,400,000 | $14,363,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 15,306,000 | $14,017,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 200,000 | $12,731,000 | thousands by filing date | put |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 1,167,896 | $12,613,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 1,268,691 | $12,472,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 1,205,000 | $12,412,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 14,500,000 | $12,339,000 | thousands by filing date | principal |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 1,200,000 | $12,300,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 3,010,000 | $11,558,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 603,945 | $11,469,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 11,500,000 | $11,314,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 12,200,000 | $11,157,000 | thousands by filing date | principal |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 836,820 | $10,678,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 1,075,300 | $10,630,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 12,288,000 | $10,549,000 | thousands by filing date | principal |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 1,047,790 | $10,478,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 1,000,000 | $10,361,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 1,000,000 | $10,289,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 1,002,672 | $10,258,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 1,000,000 | $10,240,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 1,000,000 | $10,201,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 1,000,000 | $10,080,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 1,000,000 | $10,000,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 991,004 | $9,910,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 957,082 | $9,762,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 283,396 | $9,208,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 900,000 | $8,875,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 200,000 | $8,818,000 | thousands by filing date | call |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 872,640 | $8,796,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 800,000 | $8,720,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 8,228,000 | $8,505,000 | thousands by filing date | principal |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 800,000 | $8,163,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 800,400 | $8,107,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 7,769,000 | $8,011,000 | thousands by filing date | principal |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 12,500,000 | $7,950,000 | thousands by filing date | principal |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 695,498 | $7,741,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 750,000 | $7,620,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 700,000 | $7,616,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 750,000 | $7,553,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 703,950 | $7,525,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 700,000 | $7,251,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 700,000 | $7,217,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 3,726,665 | $7,155,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 700,723 | $7,119,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 700,000 | $7,091,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 700,000 | $7,070,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 674,485 | $7,049,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 700,000 | $6,979,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 677,650 | $6,790,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 4,194,000 | $6,690,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 6,610,000 | $6,644,000 | thousands by filing date | principal |
| Sandbridge Acquisition Corp | 799793203 | Unit | 650,000 | $6,488,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 650,000 | $6,467,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 650,000 | $6,435,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 624,800 | $6,211,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 625,000 | $6,157,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 600,000 | $6,054,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 560,608 | $5,813,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 6,105,000 | $5,553,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 3,500,000 | $5,448,000 | thousands by filing date | principal |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 517,767 | $5,436,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 103,900 | $5,421,000 | thousands by filing date | put |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 525,000 | $5,355,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 365,100 | $5,225,000 | thousands by filing date | put |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 500,000 | $5,175,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 500,000 | $5,175,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 500,000 | $5,150,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 901,569 | $5,040,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 500,000 | $5,024,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 500,000 | $5,010,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 500,000 | $4,912,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 1,093,418 | $4,849,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 200,000 | $4,813,000 | thousands by filing date | put |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,500,000 | $4,626,000 | thousands by filing date | principal |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 454,320 | $4,624,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 2,890,998 | $4,553,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200,000 | $4,327,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 400,000 | $4,303,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 264,739 | $4,130,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 385,852 | $4,090,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 377,967 | $3,988,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 400,000 | $3,984,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,739,000 | $3,832,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 3,000,000 | $3,733,000 | thousands by filing date | principal |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 1,326,047 | $3,673,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 464,125 | $3,587,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 1,618,955 | $3,529,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 551,395 | $3,435,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 350,000 | $3,427,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 331,791 | $3,420,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 276,663 | $3,412,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 199,312 | $3,339,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 2,438,900 | $3,328,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 1,539,318 | $3,117,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 300,000 | $3,087,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 300,000 | $3,075,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 803,728 | $3,022,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 300,000 | $3,015,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 1,114,212 | $2,925,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 1,718,024 | $2,757,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 275,000 | $2,749,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 197,600 | $2,682,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 1,972,169 | $2,662,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 1,274,313 | $2,657,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 223,061 | $2,634,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 806,297 | $2,616,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 264,900 | $2,604,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 200,000 | $2,600,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 821,858 | $2,597,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 218,420 | $2,518,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 250,000 | $2,515,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 250,000 | $2,510,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 1,075,000 | $2,498,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 50,000 | $2,237,000 | thousands by filing date | put |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 899,998 | $2,228,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 215,000 | $2,196,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 2,024,605 | $2,177,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 2,663,000 | $2,114,000 | thousands by filing date | principal |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 203,222 | $2,113,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 204,894 | $2,095,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 193,329 | $1,970,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 188,919 | $1,918,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 36,599 | $1,910,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 1,123,347 | $1,893,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 1,338,700 | $1,868,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,500,000 | $1,860,000 | thousands by filing date | principal |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 150,000 | $1,837,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102209 | UNIT 99/99/9999 | 150,000 | $1,801,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 1,182,170 | $1,796,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 1,824,689 | $1,793,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 1,852,430 | $1,789,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,200,000 | $1,748,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 1,107,900 | $1,739,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 3,324,603 | $1,736,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 167,274 | $1,706,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 872,043 | $1,553,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 3,000,000 | $1,519,000 | thousands by filing date | principal |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 148,982 | $1,518,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 150,269 | $1,508,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 284,248 | $1,470,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 1,244,549 | $1,451,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 1,531,382 | $1,390,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 134,660 | $1,356,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 1,350,777 | $1,331,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 138,050 | $1,314,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 131,375 | $1,304,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 419,174 | $1,278,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 1,105,000 | $1,259,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 175,172 | $1,252,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 750,000 | $1,237,000 | thousands by filing date | principal |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 1,149,999 | $1,236,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 72,076 | $1,231,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 1,105,000 | $1,219,000 | thousands by filing date | principal |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 1,276,896 | $1,213,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 830,448 | $1,133,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 1,501,300 | $1,126,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 233,333 | $1,099,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 24,200 | $1,082,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 1,122,041 | $1,078,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 223,965 | $1,065,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 3,149,184 | $1,055,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 499,999 | $1,048,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 100,000 | $1,036,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 20,000 | $1,028,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 100,000 | $1,008,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 100,000 | $1,004,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 1,512,838 | $971,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 633,473 | $940,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 1,404,239 | $920,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 75,000 | $880,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 682,399 | $853,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 405,222 | $852,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 682,135 | $835,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 478,539 | $835,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 83,000 | $821,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 683,699 | $745,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 1,199,640 | $741,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 70,000 | $700,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 63,923 | $636,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 1,299,074 | $585,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 387,499 | $570,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073111 | *W EXP 07/01/202 | 125,000 | $564,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 54,600 | $550,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 463,000 | $537,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 530,000 | $531,000 | thousands by filing date | principal |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 50,100 | $502,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 500,000 | $489,000 | thousands by filing date | principal |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 100,000 | $476,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 524,999 | $443,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 245,000 | $420,000 | thousands by filing date | principal |
| ARYA SCIENCES ACQUISTION CO | G31655122 | COM CL A | 40,000 | $419,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 686,260 | $397,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 1,334,333 | $385,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 349,999 | $385,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 550,000 | $333,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 537,499 | $331,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 600,000 | $321,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 90,164 | $316,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 993,511 | $302,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 312,498 | $297,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 354,200 | $294,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 174,999 | $293,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 1,022,379 | $292,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 300,000 | $292,000 | thousands by filing date | principal |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 169,119 | $291,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 96,676 | $271,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 25,000 | $248,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 514,992 | $240,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,090,800 | $224,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 65,866 | $217,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 100,000 | $213,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 20,000 | $212,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 312,499 | $198,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 345,800 | $194,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 650,000 | $180,000 | thousands by filing date | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 425,000 | $169,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 520,000 | $161,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 625,000 | $149,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 350,000 | $142,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 14,499 | $131,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 225,301 | $117,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 215,000 | $116,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 425,000 | $81,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 65,687 | $77,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 24,999 | $73,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 215,000 | $65,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 100,000 | $63,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 100,000 | $56,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 24,998 | $53,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 100,000 | $43,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 147,438 | $36,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 25,049 | $33,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655106 | *W EXP 06/09/202 | 13,332 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011978 | this filing | 2020-11-16 | acceptance time not in the bulk data set |