13F-HR filed by Russell Investments Group, Ltd.
Russell Investments Group, Ltd. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-09, with 3,185 holding rows worth $46,440,993,000.
- Accession
- 0000950123-20-011029
- Filer
- CIK 1692234
- Filed
- 2020-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 12,741 entries on the cover page, a total value of $46,440,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,440,993,000 with VALUE read as thousands by filing date, 13F file number 028-17598. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAEW Capital Management, L.P. 028-06538
- included managerAcadian Asset Management LLC 028-05990
- included managerAdvent Capital Management, LLC 028-05049
- included managerArrowstreet Capital, Limited Partnership 028-10005
- included managerAtlantic Investment Management, Inc. 028-06437
- included managerAxiom International Investors LLC 028-05615
- included managerBaillie Gifford & Co 028-04825
- included managerBarings LLC 028-00060
- included managerBarrow, Hanley, Mewhinney & Strauss, LLC 028-01006
- included managerBlackRock Asset Management North Asia Limited 028-15566
- included managerBlueBay Asset Management LLP 028-12524
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerBrandywine Global Investment Management, LLC 028-02204
- included managerCalamos Advisors LLC 028-11166
- included managerCardinal Capital Management, LLC 028-07760
- included managerCohen & Steers Capital Management, Inc. 028-02405
- included managerDePrince, Race & Zollo, Inc. 028-05268
- included managerFiera Capital Corporation 028-14036
- included managerFiera Capital Inc. 028-04930
- included managerGQG Partners LLC 028-17876
- included managerHosking Partners LLP 028-17007
- included managerIMPAX ASSET MANAGEMENT LIMITED 028-13410
- included managerIntech Investment Management LLC 028-04211
- included managerIntermede Investment Partners Limited 028-17109
- included managerJackson Square Partners, LLC 028-16230
- included managerJacobs Levy Equity Management, Inc. 028-03059
- included managerKeywise Capital Management (HK) Limited 028-14858
- included managerKopernik Global Investors LLC 028-15794
- included managerLevin Easterly Partners LLC 028-19504
- included managerMaple-Brown Abbott Limited 028-17488
- included managerMar Vista Investment Partners, LLC 028-13243
- included managerMerian Global Investors (UK) Limited 028-04383
- included managerMorgan Stanley Investment Management Inc. 028-11866
- included managerMorgan Stanley Investment Management Limited 028-11867
- included managerNinety One UK Limited 028-12634
- included managerNumeric Investors LLC 028-11946
- included managerOaktree Capital Management, L.P. 028-05050
- included managerOld Mutual Customised Solutions 028-15017
- included managerPerkins Investment Management, LLC 028-10527
- included managerPolaris Capital Management, LLC 028-11073
- included managerPzena Investment Management, LLC 028-03791
- included managerRREEF America L.L.C. 028-04760
- included managerRWC Asset Advisors (US) LLC 028-19400
- included managerResolution Capital Limited 028-16205
- included managerRussell Investments Trust Company 028-01096
- included managerSanders Capital, LLC 028-14100
- included managerSomerset Capital Management LLP 028-16279
- included managerWellington Management Company LLP 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK7 CORP | 06652N107 | COMMON STOCK | 9,950 | $93,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,110 | $90,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 43,634 | $90,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 13,050 | $90,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 1,512 | $89,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 33,053 | $89,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,209 | $89,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 9,200 | $89,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 3,111 | $88,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,768 | $87,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 2,636 | $87,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 5,566 | $87,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 9,150 | $86,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 42,500 | $86,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 6,219 | $86,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,700 | $85,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 10,047 | $85,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 5,482 | $84,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,951 | $84,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 15,303 | $84,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 2,277 | $82,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 11,699 | $81,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 109,710 | $81,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 7,550 | $81,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,085 | $80,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,403 | $80,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 7,562 | $79,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,136 | $78,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,400 | $78,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,356 | $78,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 100 | $77,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 6,563 | $77,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 23,143 | $77,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 22,670 | $76,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,686 | $75,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 7,611 | $75,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 5,755 | $75,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 3,000 | $74,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 7,494 | $74,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 25,800 | $73,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,121 | $73,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 5,500 | $73,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,457 | $71,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 9,189 | $70,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 83,300 | $70,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 8,202 | $69,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,186 | $69,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 6,100 | $69,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 13,835 | $69,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 4,127 | $68,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 760 | $68,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,825 | $68,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 16,800 | $68,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 5,838 | $65,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 14,195 | $65,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,311 | $64,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 21,090 | $63,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,495 | $62,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 6,809 | $61,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 16,900 | $61,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 12,578 | $61,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 4,347 | $61,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 96 | $60,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 9,620 | $60,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 2,489 | $59,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 18,116 | $58,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 9,265 | $56,000 | thousands by filing date | principal |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,491 | $56,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,602 | $55,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,977 | $55,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 9,724 | $55,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 22,319 | $55,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 7,219 | $54,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,683 | $54,000 | thousands by filing date | |
| AMERICAN PULP EXCHANGE INC | 03755m300 | COM | 8,934 | $54,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 633 | $53,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 590 | $52,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 7,306 | $52,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 4,634 | $52,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 15,437 | $51,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 7,200 | $51,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,730 | $50,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 15,538 | $50,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,981 | $50,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 43,409 | $50,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16,941 | $47,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 1,600 | $46,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 21,600 | $46,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,578 | $45,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 3,267 | $45,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 6,725 | $44,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 3,100 | $44,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 4,465 | $44,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 4,239 | $44,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,114 | $43,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 13,691 | $43,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,300 | $42,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 6,200 | $42,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 7,727 | $41,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 1,751 | $41,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 4,674 | $41,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 2,642 | $40,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 13,600 | $40,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 36,193 | $40,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 2,284 | $39,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,690 | $38,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,735 | $38,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,102 | $37,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 2,700 | $36,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,896 | $36,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 255 | $36,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 22,668 | $36,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 9,170 | $35,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,812 | $34,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,265 | $34,000 | thousands by filing date | principal |
| CONSTELLIUM SE | F21107101 | CL A SHS | 4,400 | $34,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,200 | $33,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 5,431 | $32,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 21,369 | $32,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 2,605 | $32,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,500 | $31,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 61,157 | $31,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 5,177 | $31,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 1,780 | $30,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 3,004 | $30,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 20,600 | $30,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 1,111 | $29,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 30,794 | $29,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 1,424 | $29,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,900 | $28,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 5,989 | $28,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 12,395 | $27,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,487 | $27,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 39,238 | $26,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 26,300 | $26,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 159,809 | $25,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 21,900 | $25,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,900 | $25,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,370 | $24,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 3,537 | $23,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,568 | $22,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 4,727 | $22,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 612 | $22,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,687 | $20,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 8,348 | $20,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 4,814 | $19,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 1,200 | $18,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,308 | $18,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,055 | $18,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,221 | $17,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,400 | $17,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 5,198 | $16,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,925 | $15,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 7,677 | $15,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 165,968 | $13,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,082 | $13,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 3,138 | $13,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,800 | $12,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,300 | $10,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 828 | $10,000 | thousands by filing date | principal |
| COSAN LTD | G25343107 | SHS A | 624 | $8,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,015 | $8,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 152 | $7,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 7,600 | $7,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 800 | $7,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 2,210 | $6,000 | thousands by filing date | principal |
| SB FINL GROUP INC | 78408D105 | COM | 508 | $6,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 929 | $5,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,411 | $5,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 350 | $4,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 44,900 | $4,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 455 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 2,870 | $3,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 31 | $2,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 2,197 | $2,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 140 | $2,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,179 | $1,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 100 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,741 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 4,209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011029 | this filing | 2020-11-09 | acceptance time not in the bulk data set |