13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-06, with 4,026 holding rows worth $81,124,650,000 by the sum of the rows.
- Accession
- 0000950123-20-010925
- Filer
- CIK 713676
- Filed
- 2020-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,871 entries on the cover page, a total value of $65,574,705,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,124,650,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $65,574,705,000, 19% less than the sum of the rows, $81,124,650,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 440 | $10,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 200 | $10,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 355 | $10,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,827 | $10,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 629 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 150 | $10,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 850 | $10,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 527 | $10,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 657 | $10,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $10,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 600 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 620 | $10,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,694 | $10,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 200 | $10,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 445 | $10,000 | thousands by filing date | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 500 | $10,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 5,500 | $10,000 | thousands by filing date | |
| BRITVIC PLC-SPON ADR | 111190104 | COM | 488 | $10,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 370 | $10,000 | thousands by filing date | |
| PPLUS TR R | 73941X593 | Preferred Stock | 600 | $10,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,000 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 200 | $9,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 7,450 | $9,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 218 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 234 | $9,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 727 | $9,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 126 | $9,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 950 | $9,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 74 | $9,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 782 | $9,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,331 | $9,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 932 | $9,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 250 | $9,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 338 | $9,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 605 | $9,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,344 | $9,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 337 | $9,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 767 | $9,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,290 | $9,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,529 | $9,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 607 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 155 | $9,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 175 | $9,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 498 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 160 | $9,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 387 | $9,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 478 | $9,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 484 | $9,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 3,097 | $9,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,379 | $9,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,922 | $9,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 5,586 | $9,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,254 | $9,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 162 | $9,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W203 | COM | 2,625 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 103 | $8,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 872 | $8,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 908 | $8,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,024 | $8,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,646 | $8,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,510 | $8,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 965 | $8,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 688 | $8,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 338 | $8,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 150 | $8,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 500 | $8,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 731 | $8,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,471 | $8,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 359 | $8,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,281 | $8,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 156 | $8,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,500 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 279 | $8,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,000 | $8,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 6,000 | $8,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 790 | $8,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 181 | $8,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,136 | $8,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 242 | $8,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 95 | $8,000 | thousands by filing date | |
| Truist Financial Corp Pfd Ser R | 89832q844 | PFD | 320 | $8,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,150 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 240 | $8,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 61 | $7,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 427 | $7,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,360 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 308 | $7,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,246 | $7,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 331 | $7,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 291 | $7,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 235 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 152 | $7,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,000 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 600 | $7,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 833 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,712 | $7,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 550 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 408 | $7,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 510 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 300 | $7,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 279 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 241 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 425 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 106 | $7,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 303 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 125 | $7,000 | thousands by filing date | |
| ESSILOR INTL S A ADR | 297284200 | ADR | 106 | $7,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 265 | $7,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,570 | $7,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 600 | $7,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 4,000 | $7,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 3,250 | $7,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 212 | $7,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 3,000 | $7,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 226 | $6,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 813 | $6,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 169 | $6,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 482 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 202 | $6,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 248 | $6,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 100 | $6,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 150 | $6,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 72 | $6,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 630 | $6,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,319 | $6,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 344 | $6,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 753 | $6,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 114 | $6,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 400 | $6,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,329 | $6,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 318 | $6,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,780 | $6,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 800 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 329 | $6,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $6,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,070 | $6,000 | thousands by filing date | |
| AMADEUS IT GROUP S A UNSPONSOR | 02263t104 | COM | 113 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 100 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 400 | $6,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 105 | $6,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 4,242 | $6,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 673 | $6,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 696 | $6,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 233 | $6,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 300 | $6,000 | thousands by filing date | |
| RIGHTMOVE PLC FFORWARD SPLIT WITH STOCK SPLIT SHARES | 76657Y101 | COM | 358 | $6,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,259 | $6,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 246 | $6,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,460 | $6,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 150 | $5,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 584 | $5,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 74 | $5,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 541 | $5,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,330 | $5,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 147 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 448 | $5,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 185 | $5,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 720 | $5,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 159 | $5,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 300 | $5,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 80 | $5,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 399 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 583 | $5,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 198 | $5,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,052 | $5,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 520 | $5,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 203 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 75 | $5,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 79 | $5,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 494 | $5,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 250 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 223 | $5,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,029 | $5,000 | thousands by filing date | |
| WEIR GROUP PLC SPONSORED ADR | 94876Q205 | ADR | 664 | $5,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,593 | $5,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 359 | $5,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 613 | $5,000 | thousands by filing date | |
| BARRATT DEVELOPMENTS UNS ADR | 068334101 | COM | 416 | $5,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 241 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 288 | $5,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 165 | $5,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 250 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 450 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 100 | $5,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 348 | $5,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 200 | $5,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 200 | $5,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 1,000 | $5,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 200 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,138 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 418 | $4,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 383 | $4,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 186 | $4,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 512 | $4,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 320 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,133 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 190 | $4,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 227 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 200 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 114 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 125 | $4,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 641 | $4,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 92 | $4,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 150 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 315 | $4,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 413 | $4,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 319 | $4,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 127 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 455 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 756 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 147 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 75 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 70 | $4,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 490 | $4,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 310 | $4,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 250 | $4,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 541 | $4,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 1,376 | $4,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 294 | $4,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 442 | $4,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 360 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 4,000 | $4,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 202 | $4,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 700 | $4,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,380 | $4,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 208 | $4,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,788 | $4,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 1,760 | $4,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N302 | CL A | 329 | $4,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,200 | $4,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 509 | $3,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 150 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 181 | $3,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 150 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 573 | $3,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 312 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 348 | $3,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 900 | $3,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 284 | $3,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 144 | $3,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 162 | $3,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 325 | $3,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 182 | $3,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 310 | $3,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 153 | $3,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 100 | $3,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 69 | $3,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 193 | $3,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 4,125 | $3,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 476 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 194 | $3,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 85 | $3,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 640 | $3,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 101 | $3,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 100 | $3,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 597 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 341 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 163 | $3,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 400 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 135 | $3,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 300 | $3,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,567 | $3,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 800 | $3,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 500 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 220 | $3,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 296 | $3,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 2,865 | $3,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 481 | $3,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,351 | $3,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 163 | $3,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,700 | $3,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 146 | $3,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 3,000 | $3,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 213 | $3,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 1,500 | $3,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 200 | $3,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 505 | $3,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 400 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 91 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 110 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $2,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 80 | $2,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 42 | $2,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 226 | $2,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 20 | $2,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 166 | $2,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,000 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 32 | $2,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 25 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 70 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 241 | $2,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,039 | $2,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 48 | $2,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 50 | $2,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 193 | $2,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 333 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,000 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 199 | $2,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 220 | $2,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 224 | $2,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 222 | $2,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 250 | $2,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 230 | $2,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 92 | $2,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 3,100 | $2,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 81 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 54 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 394 | $2,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 46 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 45 | $2,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 404 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 65 | $2,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 189 | $2,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 92 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,225 | $2,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 116 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 286 | $2,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 120 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 102 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 30 | $2,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 179 | $2,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 59 | $2,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 330 | $2,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 1,840 | $2,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 133 | $2,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 460 | $2,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 1,454 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,000 | $2,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 1,461 | $2,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 284 | $2,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 7 | $1,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 36 | $1,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 64 | $1,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3 | $1,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 460 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,000 | $1,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 89 | $1,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 338 | $1,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 110 | $1,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 47 | $1,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 105 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 139 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 406 | $1,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 25 | $1,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 100 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 136 | $1,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 24 | $1,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 11 | $1,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 26 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 38 | $1,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 48 | $1,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 14 | $1,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 82 | $1,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 116 | $1,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 173 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 11 | $1,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 110 | $1,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 33 | $1,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 170 | $1,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 190 | $1,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 75 | $1,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 206 | $1,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 746 | $1,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 42 | $1,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 139 | $1,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 45 | $1,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 25 | $1,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 156 | $1,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 46 | $1,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 95 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 26 | $1,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 69 | $1,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 20 | $1,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 68 | $1,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 49 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 223 | $1,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 28 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 55 | $1,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 110 | $1,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 18 | $1,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 468 | $1,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 8 | $1,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 11 | $1,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 83 | $1,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 53 | $1,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 297 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 142 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 74 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 125 | $1,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 224 | $1,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGLES MKTS INC CL A | 457030104 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NELNET INC | 64031N108 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIMAS CORP | 896215209 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENABLE HLDGS INC | 88025T102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE BIRD CORP | 095306106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULGENT GENETICS INC | 359664109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEARNY FINL CORP MD | 48716P108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENASANT CORP | 75970E107 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIMINI STR INC DEL | 76674Q107 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACROGENICS INC | 556099109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOCKWAVE MED INC | 82489T104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON BANCORP IND | 440407104 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERIX INC | 03676C100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIPPER REALTY INC | 18885T306 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUDERA INC | 18914U100 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vital Energy Inc | 516806205 | Common Stock | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REV Group Inc | 749527107 | Common Stock | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 355 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,612 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWAGE INC | 650194103 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulfport Energy | 402635304 | COM | 744 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA AIR GROUP INC | 590479135 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,824 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRICIDA INC | 89610F101 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENEFITFOCUS INC | 08180D106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259202 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PICO HLDGS INC | 693366205 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-010925 | this filing | 2020-11-06 | acceptance time not in the bulk data set |