13F-HR filed by Periscope Capital Inc.
Periscope Capital Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-02, with 296 holding rows worth $1,440,224,000.
- Accession
- 0000950123-20-010670
- Filer
- CIK 1695320
- Filed
- 2020-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 296 entries on the cover page, a total value of $1,440,224,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,440,224,000 with VALUE read as thousands by filing date, 13F file number 028-17747. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 210,000 | $70,327,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 5,000,500 | $50,105,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,943,000 | $34,162,000 | thousands by filing date | principal |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 2,749,000 | $27,490,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 2,225,000 | $22,428,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 1,797,289 | $18,872,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 1,753,800 | $17,853,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 1,724,981 | $17,819,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 1,749,850 | $17,499,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 1,700,000 | $16,949,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 1,614,300 | $16,031,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 1,575,000 | $15,876,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 1,476,988 | $15,346,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 1,397,198 | $14,936,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 1,480,046 | $14,860,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 4,000,000 | $12,666,000 | thousands by filing date | principal |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 1,221,700 | $12,461,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 4,550,000 | $12,417,000 | thousands by filing date | principal |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 1,182,900 | $12,373,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,203,800 | $12,255,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 1,199,600 | $12,236,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 1,200,000 | $11,982,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 1,165,300 | $11,910,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 1,080,000 | $11,394,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 1,133,125 | $11,252,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 1,139,000 | $11,196,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 1,100,000 | $11,024,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 1,029,100 | $10,909,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 1,054,500 | $10,819,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 1,050,000 | $10,763,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 1,056,100 | $10,762,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 1,050,000 | $10,521,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 1,027,543 | $10,481,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 1,036,783 | $10,399,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 1,008,346 | $10,289,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 1,020,065 | $10,251,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 1,012,000 | $10,221,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 1,000,000 | $10,161,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 883,700 | $10,092,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 1,000,000 | $10,090,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 950,000 | $9,917,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 847,500 | $9,780,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 552,894 | $9,452,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 890,300 | $9,410,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 936,669 | $9,329,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 3,000,000 | $9,244,000 | thousands by filing date | principal |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 919,009 | $9,135,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 900,000 | $9,062,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 916,500 | $8,999,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 879,990 | $8,976,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 874,000 | $8,906,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 866,115 | $8,721,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 850,000 | $8,704,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 850,000 | $8,475,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 856,400 | $8,418,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 370,000 | $8,394,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 4,000,000 | $8,005,000 | thousands by filing date | principal |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 690,000 | $7,956,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 764,467 | $7,886,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 770,079 | $7,801,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 765,420 | $7,776,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 767,767 | $7,740,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 776,500 | $7,649,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 750,000 | $7,486,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 750,000 | $7,470,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 4,965,000 | $7,299,000 | thousands by filing date | principal |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 710,000 | $7,143,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 683,066 | $7,108,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 700,000 | $7,062,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 2,000,000 | $6,976,000 | thousands by filing date | principal |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 660,279 | $6,870,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 656,300 | $6,859,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 660,000 | $6,726,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 598,700 | $6,616,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 623,083 | $6,514,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 600,000 | $6,479,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 5,000,000 | $6,429,000 | thousands by filing date | principal |
| GIGCAPITAL3 INC | 37519D107 | COM | 641,700 | $6,385,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 610,000 | $6,314,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 572,200 | $6,266,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 633,217 | $6,260,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 590,000 | $6,219,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 600,000 | $6,150,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 611,200 | $6,112,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 610,000 | $6,100,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 600,000 | $6,072,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 539,939 | $6,063,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 600,000 | $6,024,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 611,800 | $6,003,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 600,000 | $5,994,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 581,000 | $5,856,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 551,000 | $5,797,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 521,725 | $5,569,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 551,000 | $5,565,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 556,200 | $5,551,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 352,949 | $5,506,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 500,000 | $5,463,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 518,000 | $5,154,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 500,000 | $5,115,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 493,800 | $5,092,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 500,000 | $5,070,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T206 | UNIT 08/03/2025 | 500,000 | $5,050,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 500,000 | $5,030,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 508,904 | $5,023,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 500,000 | $5,010,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 500,000 | $5,000,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 492,316 | $4,928,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 488,200 | $4,926,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 3,000,000 | $4,786,000 | thousands by filing date | principal |
| CIIG MERGER CORP | 12559C103 | COM CL A | 476,800 | $4,777,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 475,700 | $4,710,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 470,916 | $4,686,000 | thousands by filing date | |
| NOVUS CAP CORP | 67012U207 | UNIT 06/30/2027 | 326,900 | $4,684,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 460,000 | $4,682,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 474,800 | $4,667,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D206 | UNIT 99/99/9999 | 450,400 | $4,662,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 418,303 | $4,631,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 447,587 | $4,629,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 2,800,000 | $4,625,000 | thousands by filing date | principal |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 450,000 | $4,567,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 451,977 | $4,555,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 450,000 | $4,504,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 450,000 | $4,464,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 379,200 | $4,455,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 421,500 | $4,388,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 403,800 | $4,175,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 399,600 | $4,147,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q118 | UNIT 99/99/9999 | 391,000 | $4,145,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 399,800 | $4,142,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 408,150 | $4,101,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 325,800 | $4,059,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 410,800 | $4,050,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 400,000 | $4,000,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,000,000 | $3,881,000 | thousands by filing date | principal |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 367,200 | $3,810,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 380,000 | $3,785,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 376,500 | $3,780,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 368,500 | $3,740,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 368,900 | $3,683,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 360,000 | $3,671,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 338,800 | $3,642,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 349,200 | $3,632,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 368,000 | $3,621,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 344,700 | $3,574,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,113,000 | $3,567,000 | thousands by filing date | principal |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 346,400 | $3,482,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 350,000 | $3,441,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 345,900 | $3,387,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 310,000 | $3,379,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 320,300 | $3,361,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 330,000 | $3,340,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 310,848 | $3,323,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 310,000 | $3,256,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 314,000 | $3,202,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 289,300 | $3,165,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 304,900 | $3,156,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 321,000 | $3,137,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,000,000 | $3,085,000 | thousands by filing date | principal |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 300,000 | $3,078,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M205 | UNIT 03/19/2025 | 285,000 | $3,046,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 306,200 | $3,023,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 279,600 | $2,960,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 270,000 | $2,943,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 280,000 | $2,898,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 282,000 | $2,826,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 270,000 | $2,781,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 251,100 | $2,762,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 250,000 | $2,721,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,300 | $2,710,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T206 | UNIT 99/99/9999 | 254,400 | $2,671,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 260,800 | $2,670,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 257,000 | $2,511,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 250,000 | $2,497,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 174,300 | $2,404,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 207,900 | $2,289,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 220,000 | $2,226,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 200,000 | $2,200,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 200,000 | $2,170,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 200,000 | $2,094,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 200,000 | $2,079,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 200,000 | $2,071,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 200,000 | $2,057,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 200,000 | $2,036,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 198,100 | $2,015,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQU INC | 456357201 | UNIT 08/31/2025 | 200,000 | $2,000,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 200,000 | $1,992,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 189,248 | $1,914,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 178,800 | $1,877,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A128 | UNIT 99/99/9999 | 175,000 | $1,848,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 175,000 | $1,708,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 165,500 | $1,696,000 | thousands by filing date | put |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 160,350 | $1,589,000 | thousands by filing date | |
| VINCERX PHARMA INC COM NEW | 53228P109 | Stock | 125,000 | $1,549,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 150,000 | $1,545,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 150,000 | $1,530,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 151,850 | $1,510,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 150,000 | $1,466,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 138,155 | $1,461,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 139,823 | $1,421,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 125,600 | $1,350,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 116,592 | $1,201,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 405,000 | $1,130,000 | thousands by filing date | |
| FS DEV CORP | 303020101 | COM CL A | 100,000 | $1,119,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 100,000 | $1,075,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 100,000 | $1,060,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 100,000 | $1,005,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 100,400 | $996,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 100,000 | $995,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 100,000 | $994,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 100,000 | $984,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 100,000 | $978,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 100,000 | $975,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 70,000 | $722,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 35,987 | $660,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 692,571 | $631,000 | thousands by filing date | |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 54,200 | $546,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 50,000 | $540,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413100 | COM CL A | 49,570 | $521,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 100,400 | $471,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 35,000 | $411,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 220,800 | $393,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 37,500 | $389,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 240,028 | $383,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 640,233 | $342,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 501,560 | $341,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B115 | UNIT 04/30/2026 | 30,100 | $302,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102209 | UNIT 99/99/9999 | 25,000 | $300,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 80,664 | $299,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 25,000 | $287,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 361,500 | $272,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 210,700 | $264,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 140,900 | $244,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 461,600 | $234,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 197,000 | $233,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 100,000 | $226,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 369,900 | $222,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 100,000 | $219,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 664,920 | $219,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 100,000 | $215,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 331,200 | $213,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 100,000 | $195,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 15,000 | $195,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P117 | *W EXP 02/14/202 | 125,000 | $192,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 200,000 | $190,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 15,000 | $183,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 486,800 | $182,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 100,000 | $181,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 245,900 | $177,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 150,500 | $176,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 180,800 | $173,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 123,100 | $173,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 361,000 | $168,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 78,000 | $166,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 347,904 | $157,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 288,849 | $150,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 137,400 | $150,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 100,000 | $150,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 155,500 | $150,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 159,000 | $144,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 128,500 | $140,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 225,700 | $140,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 99,400 | $139,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 160,500 | $138,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 113,400 | $136,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 100,000 | $135,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 399,800 | $128,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 551,700 | $114,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 567,790 | $113,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 370,000 | $112,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 135,600 | $111,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 401,500 | $104,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 150,950 | $94,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 24,300 | $94,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 399,795 | $92,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 99,000 | $83,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 401,500 | $80,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 80,400 | $79,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 75,000 | $77,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 181,300 | $67,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 60,400 | $67,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 52,500 | $64,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 105,400 | $64,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 271,000 | $63,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 100,000 | $52,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 100,000 | $50,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 41,368 | $48,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 206,200 | $41,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 150,000 | $38,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B123 | *W EXP 04/30/202 | 160,350 | $37,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 126,850 | $37,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 126,850 | $31,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 75,000 | $25,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 103,100 | $19,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 25,700 | $16,000 | thousands by filing date | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 41,000 | $16,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 32,700 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-010670 | this filing | 2020-11-02 | acceptance time not in the bulk data set |