13F-HR filed by Calamos Advisors LLC
Calamos Advisors LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-26, with 702 holding rows worth $15,537,091,000.
- Accession
- 0000950123-20-010462
- Filer
- CIK 1316507
- Filed
- 2020-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 945 entries on the cover page, a total value of $15,537,091,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,537,091,000 with VALUE read as thousands by filing date, 13F file number 028-11166. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCalamos Wealth Management LLC 028-13358
- included managerFirst State Trust Co. 028-05476
- included managerRussell Investments Group, Ltd. 028-17598
- included managerUBS Asset Management Americas Inc. 028-02682
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLOCK INC CL A | 852234103 | Stock | 22,949 | $3,730,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 90,167 | $3,712,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 210,268 | $3,701,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 62,283 | $3,695,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 82,000 | $3,679,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 71,589 | $3,640,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 253,619 | $3,630,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,538 | $3,619,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 36,413 | $3,554,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 35,135 | $3,515,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 314,109 | $3,502,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 55,628 | $3,472,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 5,000,000 | $3,465,000 | thousands by filing date | principal |
| FOX CORP CL A COM | 35137L105 | Stock | 124,342 | $3,460,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 3,500,000 | $3,446,000 | thousands by filing date | principal |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 111,253 | $3,398,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 100,054 | $3,387,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 100,000 | $3,337,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,500,000 | $3,316,000 | thousands by filing date | principal |
| SVMK INC | 78489X103 | COM | 147,177 | $3,254,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 42,356 | $3,247,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 19,536 | $3,244,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 461,000 | $3,209,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 94,588 | $3,190,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,040,000 | $3,166,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 183,879 | $3,156,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 126,886 | $3,154,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 38,550 | $3,149,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 49,561 | $3,148,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 13,905 | $3,114,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 59,977 | $3,109,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 22,079 | $3,106,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 106,018 | $3,068,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 13,975 | $3,066,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 173,899 | $3,036,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 84,558 | $3,031,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 4,000,000 | $3,026,000 | thousands by filing date | principal |
| AUDIOCODES LTD | M15342104 | ORD | 95,876 | $3,016,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 31,481 | $2,999,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 119,112 | $2,967,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 78,020 | $2,966,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 41,008 | $2,962,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 17,200 | $2,958,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 23,279 | $2,922,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 16,331 | $2,851,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 48,100 | $2,850,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,848,000 | $2,848,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 49,805 | $2,812,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,585 | $2,790,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 111,890 | $2,767,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 135,619 | $2,759,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,541 | $2,751,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 37,443 | $2,750,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 36,000 | $2,739,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 32,450 | $2,723,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 226,225 | $2,699,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 14,999 | $2,688,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 96,826 | $2,682,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,000 | $2,664,000 | thousands by filing date | call |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,306,000 | $2,628,000 | thousands by filing date | principal |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 3,000,000 | $2,628,000 | thousands by filing date | principal |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 5,386 | $2,532,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 72,500 | $2,532,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 167,614 | $2,529,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 96,171 | $2,527,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 242,000 | $2,523,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,423,000 | $2,513,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 72,176 | $2,508,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 71,276 | $2,481,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 7,266 | $2,473,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,051,465 | $2,471,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 108,303 | $2,459,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 10,404 | $2,459,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 3,000,000 | $2,456,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 35,430 | $2,423,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 116,429 | $2,386,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,584 | $2,378,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 69,540 | $2,378,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,071,000 | $2,378,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 23,289 | $2,366,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 57,748 | $2,350,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 19,856 | $2,292,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 38,915 | $2,290,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 49,247 | $2,232,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 85,448 | $2,220,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 61,592 | $2,214,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 68,763 | $2,209,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,500,000 | $2,207,000 | thousands by filing date | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 5,000,000 | $2,186,000 | thousands by filing date | principal |
| PVH CORPORATION COM | 693656100 | Stock | 36,331 | $2,167,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 67,011 | $2,155,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 42,362 | $2,141,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 22,564 | $2,133,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 567,000 | $2,127,000 | thousands by filing date | principal |
| KINSALECAPGROUPINC | 49714P108 | STOK | 11,066 | $2,104,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 50,873 | $2,087,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 249,000 | $2,052,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 55,032 | $2,011,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 293,582 | $1,959,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 24,597 | $1,909,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 12,838 | $1,894,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,342,000 | $1,880,000 | thousands by filing date | principal |
| NEVRO CORP | 64157F103 | COM | 13,352 | $1,859,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 45,842 | $1,850,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 9,738 | $1,839,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 2,454,000 | $1,823,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 16,009 | $1,770,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 23,380 | $1,761,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 45,374 | $1,753,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 52,666 | $1,711,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 25,500 | $1,664,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 1,645,000 | $1,656,000 | thousands by filing date | principal |
| CAREDX INC | 14167L103 | COM | 43,485 | $1,650,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 13,027 | $1,584,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 62,599 | $1,575,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,459,000 | $1,484,000 | thousands by filing date | principal |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 102,534 | $1,441,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 101,230 | $1,420,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 22,656 | $1,402,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 55,178 | $1,394,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 17,751 | $1,379,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 381,000 | $1,378,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 136,770 | $1,369,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 5,816,000 | $1,353,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978A104 | COM | 10,733 | $1,350,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 36,625 | $1,335,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,381,000 | $1,328,000 | thousands by filing date | principal |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 1,374,000 | $1,289,000 | thousands by filing date | principal |
| GENASYS INC | 36872P103 | CMN | 209,037 | $1,286,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 26,255 | $1,283,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 6,968 | $1,261,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,050,000 | $1,260,000 | thousands by filing date | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 229,900 | $1,246,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 66,366 | $1,230,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 39,923 | $1,221,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 71,404 | $1,207,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,302 | $1,204,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 5,000,000 | $1,173,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 1,215,000 | $1,169,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,469 | $1,146,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 17,578 | $1,143,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 4,907 | $1,136,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 16,341 | $1,129,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 14,400 | $1,105,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,936 | $1,101,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 86,500 | $1,080,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 191,500 | $1,070,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 24,284 | $1,028,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 256,900 | $1,022,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 71,947 | $1,016,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 15,000 | $1,014,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 56,889 | $984,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 4,119 | $975,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 12,678 | $948,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,617 | $937,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,283 | $930,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 59,260 | $900,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 21,696 | $872,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 54,937 | $864,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 29,063 | $858,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 100,000 | $855,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,136 | $849,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 25,158 | $838,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 39,660 | $827,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 16,325 | $809,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 20,528 | $807,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 14,646 | $803,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 505,000 | $783,000 | thousands by filing date | principal |
| EPAM SYS INC COM | 29414B104 | Stock | 2,380 | $769,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 8,950 | $727,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 22,645 | $727,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 15,770 | $723,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 758,000 | $723,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 675,000 | $698,000 | thousands by filing date | principal |
| AXONENTERPRISEINC | 05464C101 | STOK | 7,309 | $663,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 5,566 | $601,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,526 | $596,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,014 | $592,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 86,574 | $581,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 10,900 | $576,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,000 | $573,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,020 | $518,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 74,458 | $511,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 67,115 | $510,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 475,000 | $482,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,772 | $477,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,291 | $405,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 3,851 | $320,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 17,525 | $301,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 23,500 | $222,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,145 | $215,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,100 | $206,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 17,474 | $189,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 164,000 | $162,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 52,725 | $143,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,233 | $141,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 75,000 | $124,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 105,000 | $107,000 | thousands by filing date | principal |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 20,458 | $46,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 12,000 | $10,000 | thousands by filing date | principal |
| TIDEWATER INC NEW | 88642R125 | WARR | 16,676 | $5,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 18,000 | $4,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-010462 | this filing | 2020-10-26 | acceptance time not in the bulk data set |