13F-HR filed by Sculptor Capital LP
Sculptor Capital LP filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 279 holding rows worth $11,729,669,000.
- Accession
- 0000950123-20-009134
- Filer
- CIK 1054587
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 289 entries on the cover page, a total value of $11,729,669,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,729,669,000 with VALUE read as thousands by filing date, 13F file number 028-06663. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerSculptor Capital II LP 028-13627
- included managerSculptor Capital II LP 028-13627
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 3,034,800 | $3,277,007,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,109,400 | $670,698,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 178,644,000 | $536,585,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 55,122,000 | $362,060,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 121,212 | $334,402,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,255,240 | $285,027,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,187,992 | $256,250,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,033,392 | $248,538,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,735,728 | $181,880,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 113,700 | $181,049,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 795,700 | $180,680,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,410,300 | $168,128,000 | thousands by filing date | call |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 47,500,000 | $166,784,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 49,500,000 | $164,322,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 86,730,000 | $157,501,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 825,825 | $154,702,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 3,368,647 | $141,584,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 3,117,518 | $141,255,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 303,523 | $138,115,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,214,706 | $124,840,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,581,380 | $116,152,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 79,993 | $113,434,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,423,842 | $107,500,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 356,296 | $105,357,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 65,228 | $103,865,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 3,263,220 | $101,421,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 7,700,000 | $99,330,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 989,109 | $96,982,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 889,979 | $92,691,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 2,841,900 | $88,326,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 38,980,000 | $87,271,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 31,306,000 | $76,280,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 1,856,895 | $72,883,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 412,926 | $71,994,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 804,380 | $71,228,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 59,000,000 | $70,836,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 48,000,000 | $70,448,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,903,200 | $67,325,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 3,616,317 | $65,558,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 123,719 | $63,102,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 25,000,000 | $62,175,000 | thousands by filing date | principal |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,164,035 | $57,387,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,184,900 | $54,885,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 653,000 | $52,018,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 351,794 | $51,675,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 248,160 | $50,503,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 466,610 | $45,726,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 38,000,000 | $44,481,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 27,400,000 | $44,381,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 15,000,000 | $44,057,000 | thousands by filing date | principal |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 1,425,132 | $42,041,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 33,000 | $41,324,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 37,500,000 | $41,122,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 22,500,000 | $40,349,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 29,211,000 | $40,316,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 28,500,000 | $39,971,000 | thousands by filing date | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 788,100 | $39,421,000 | thousands by filing date | put |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 439,400 | $38,909,000 | thousands by filing date | put |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 34,750,000 | $37,134,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 725,000 | $35,355,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 18,000,000 | $34,496,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 28,000,000 | $29,730,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 11,348,000 | $28,518,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 265,300 | $28,451,000 | thousands by filing date | put |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 24,500,000 | $26,338,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 342,779 | $25,534,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 22,725,000 | $24,891,000 | thousands by filing date | principal |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 2,683,133 | $22,404,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 22,500,000 | $22,043,000 | thousands by filing date | principal |
| Gaotu Techedu Inc | 36257Y109 | COM | 337,600 | $20,253,000 | thousands by filing date | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 335,600 | $20,133,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 485,724 | $19,988,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 21,775,000 | $19,905,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 10,000,000 | $18,655,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 7,063,778 | $18,648,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 12,278,000 | $18,415,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 1,790,000 | $18,348,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 12,500,000 | $18,285,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,737,482 | $18,226,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 931,300 | $16,279,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 11,906 | $16,049,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 12,000,000 | $15,846,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 8,000,000 | $15,592,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 931,000 | $15,287,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 769,298 | $15,017,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 177,400 | $14,884,000 | thousands by filing date | put |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 14,339,000 | $14,598,000 | thousands by filing date | principal |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 1,400,000 | $14,224,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 1,371,325 | $14,042,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 130,000 | $13,237,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 1,250,000 | $13,138,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 798,900 | $13,118,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 1,240,000 | $12,958,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 152,400 | $12,786,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 298,000 | $11,458,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 420,800 | $11,341,000 | thousands by filing date | put |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 10,447,000 | $10,105,000 | thousands by filing date | principal |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 610,800 | $9,980,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 610,800 | $9,980,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,004,016 | $9,930,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 124,654 | $9,927,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 8,500,000 | $9,901,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 1,299,200 | $8,938,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 7,000,000 | $8,807,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 1,232,000 | $8,476,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 8,500,000 | $8,356,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 308,300 | $8,309,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,206,900 | $8,303,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 75,165 | $7,879,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 5,500,000 | $7,796,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 3,998,000 | $7,431,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 20,000 | $7,407,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 243,200 | $7,367,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 243,200 | $7,367,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 104,400 | $7,339,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 104,400 | $7,339,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 210,200 | $7,275,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 210,200 | $7,275,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 7,500,000 | $7,198,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 990,900 | $7,154,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 990,900 | $7,154,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 669,800 | $7,100,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 669,800 | $7,100,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 313,685 | $7,070,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 9,000,000 | $6,941,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,250,000 | $6,886,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 133,300 | $6,840,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 133,300 | $6,840,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 400,000 | $6,536,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 284,300 | $6,508,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 284,300 | $6,508,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 401,600 | $6,490,000 | thousands by filing date | put |
| AZEK CO INC | 05478C105 | CL A | 200,000 | $6,372,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 383,800 | $6,202,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 9,833 | $6,132,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 51,600 | $5,650,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 3,893,000 | $5,604,000 | thousands by filing date | principal |
| STITCH FIX INC | 860897107 | COM CL A | 221,800 | $5,532,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 216,800 | $5,407,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 105,700 | $5,394,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 105,700 | $5,394,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 138,953 | $5,343,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 39,500 | $5,292,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 39,500 | $5,292,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 288,500 | $4,740,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 288,500 | $4,740,000 | thousands by filing date | put |
| DATADOGINCCLASSA | 23804L103 | STOK | 51,900 | $4,513,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 4,500,000 | $4,470,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 250,100 | $4,452,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 112,700 | $4,333,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 242,800 | $4,322,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 247,200 | $4,299,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 110,900 | $4,150,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 110,900 | $4,150,000 | thousands by filing date | put |
| APTIV PLC | G6095L109 | SHS | 51,895 | $4,044,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 78,400 | $4,018,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 78,400 | $4,018,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 325,800 | $3,779,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 325,800 | $3,779,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 208,700 | $3,715,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 161,500 | $3,702,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 161,500 | $3,702,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 609,800 | $3,665,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 155,300 | $3,598,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 155,300 | $3,598,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 590,500 | $3,549,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,250,000 | $3,370,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 32,500 | $3,114,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUISITION C | 34962V205 | UNIT 99/99/9999 | 299,634 | $3,086,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 300,000 | $2,991,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 39,700 | $2,985,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 84,900 | $2,824,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 84,800 | $2,820,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 100,000 | $2,695,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 202,800 | $2,651,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 250,000 | $2,525,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 2,500,000 | $2,514,000 | thousands by filing date | principal |
| MACERICH CO | 554382101 | COM | 269,000 | $2,413,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 269,000 | $2,413,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,500,000 | $2,352,000 | thousands by filing date | principal |
| ZENDESK INC | 98936J101 | COM | 25,900 | $2,293,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,500,000 | $2,234,000 | thousands by filing date | principal |
| RITE AID CORP | 767754872 | COM | 124,700 | $2,127,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 124,700 | $2,127,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 25,000 | $2,098,000 | thousands by filing date | call |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 171,050 | $1,825,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 56,700 | $1,623,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 7,200 | $1,615,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 71,500 | $1,604,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 71,500 | $1,604,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 4,035 | $1,494,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 83,500 | $1,478,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 83,500 | $1,478,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 56,500 | $1,457,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 56,500 | $1,457,000 | thousands by filing date | put |
| GORES HLDGS IV INC | 382865103 | COM CL A | 135,000 | $1,369,000 | thousands by filing date | |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 40,000 | $1,335,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 130,500 | $1,330,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 21,600 | $1,318,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 21,600 | $1,318,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $1,307,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 120,200 | $1,251,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 91,600 | $1,221,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 91,600 | $1,221,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 857,900 | $1,210,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 477,104 | $1,140,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 234,500 | $1,018,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 234,400 | $1,017,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 79,952 | $993,000 | thousands by filing date | put |
| REMARK HLDGS INC | 75955K102 | COM | 419,000 | $989,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 419,000 | $989,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 62,700 | $932,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 62,700 | $932,000 | thousands by filing date | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 74,200 | $922,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 105,700 | $664,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 105,700 | $664,000 | thousands by filing date | put |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 4,000,000 | $640,000 | thousands by filing date | principal |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 359,931 | $538,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 15,416 | $527,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 9,900 | $496,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 162,200 | $435,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 162,200 | $435,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 77,258 | $386,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 169,000 | $382,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 169,000 | $382,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 49,500 | $334,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 49,500 | $334,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 346,500 | $325,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 101,400 | $320,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 101,400 | $320,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 217,800 | $307,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 189,800 | $290,000 | thousands by filing date | put |
| BLOOM ENERGY CORP | 093712107 | COM | 26,100 | $284,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 26,100 | $284,000 | thousands by filing date | put |
| AXONICS INC | 05465P101 | COM | 8,000 | $281,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 8,000 | $281,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 82,100 | $277,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 82,100 | $277,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 179,800 | $275,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 35,200 | $187,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 35,200 | $187,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 26,300 | $176,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 26,300 | $176,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 80,900 | $168,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 80,900 | $168,000 | thousands by filing date | put |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 240,700 | $157,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 240,700 | $157,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 14,000 | $147,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,800 | $143,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,800 | $143,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 13,400 | $141,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 100,000 | $141,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 46,629 | $138,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,000 | $136,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,000 | $136,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 70,700 | $131,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 70,700 | $131,000 | thousands by filing date | put |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 250,100 | $131,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 26,300 | $113,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 26,000 | $112,000 | thousands by filing date | put |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 33,900 | $110,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 33,900 | $110,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 14,500 | $103,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 34,700 | $98,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 34,700 | $98,000 | thousands by filing date | put |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 549,857 | $87,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 55,400 | $83,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 55,400 | $83,000 | thousands by filing date | put |
| GRAF INDL CORP | 384278115 | Stock | 36,023 | $82,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,000 | $64,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 15,000 | $64,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 15,000 | $64,000 | thousands by filing date | put |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 33,750 | $60,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 13,863 | $42,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 32,300 | $30,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,000 | $20,000 | thousands by filing date | put |
| HEXO CORP | 428304109 | COM | 21,900 | $16,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 21,900 | $16,000 | thousands by filing date | put |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 600 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-009134 | this filing | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-003274 | added | 2021-03-05 | acceptance time not in the bulk data set |