13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 4,660 holding rows worth $109,789,355,000.
- Accession
- 0000950123-20-008351
- Filer
- CIK 927971
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 15,677 entries on the cover page, a total value of $109,789,355,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,789,355,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SB ONE BANCORP | 78413T103 | COM | 851 | $15,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 200 | $14,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 490 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 524 | $14,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,408 | $14,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 5,166 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 458 | $14,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 9,612 | $14,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 885 | $14,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 315 | $14,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,592 | $14,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 553 | $14,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,755 | $14,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,599 | $14,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 627 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 268 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 260 | $14,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,129 | $14,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,503 | $14,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 7,007 | $14,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 7,118 | $14,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 4,412 | $14,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,286 | $14,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 856 | $14,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 4,727 | $14,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,504 | $14,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,203 | $14,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 5,318 | $14,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 3,099 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 419 | $13,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 958 | $13,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,676 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 400 | $13,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 656 | $13,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 535 | $13,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 843 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 120 | $13,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 10,909 | $13,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,800 | $13,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 503 | $13,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 863 | $13,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,173 | $13,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 893 | $13,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 975 | $13,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,527 | $13,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,792 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 350 | $13,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,993 | $13,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 5,187 | $13,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,081 | $13,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 3,676 | $13,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 14,750 | $13,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,446 | $13,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 1,308 | $13,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 6,603 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,240 | $13,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 509 | $13,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,803 | $13,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,479 | $13,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 3,737 | $13,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 918 | $13,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 8,047 | $13,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,166 | $13,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 8,476 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 456 | $13,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 2,932 | $13,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 900 | $13,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 3,581 | $13,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,502 | $12,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,628 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 401 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 587 | $12,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 150 | $12,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 633 | $12,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,969 | $12,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 810 | $12,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,000 | $12,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,729 | $12,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,427 | $12,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,506 | $12,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 244 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 400 | $12,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 247 | $12,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 896 | $12,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 554 | $12,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,073 | $12,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,707 | $12,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,938 | $12,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,044 | $12,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 692 | $12,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 349 | $12,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,638 | $12,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 2,672 | $12,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 501 | $12,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 4,047 | $12,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 538 | $12,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 700 | $12,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,365 | $12,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 3,540 | $12,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 7,075 | $12,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,862 | $12,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,469 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 750 | $12,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 4,399 | $12,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 2,609 | $12,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,781 | $12,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 4,796 | $12,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 1,087 | $12,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 2,166 | $12,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 814 | $12,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,581 | $11,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,696 | $11,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 225 | $11,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 675 | $11,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,433 | $11,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 862 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 240 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 147 | $11,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,730 | $11,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 205 | $11,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 468 | $11,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,554 | $11,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 1,694 | $11,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 863 | $11,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 2,126 | $11,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 965 | $11,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,842 | $11,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 869 | $11,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 814 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 628 | $11,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 869 | $11,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 3,061 | $11,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,352 | $11,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 2,207 | $11,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 11,400 | $11,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,453 | $11,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 2,772 | $11,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 530 | $11,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,889 | $11,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 503 | $11,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,050 | $11,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,469 | $11,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 213 | $11,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,720 | $11,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,015 | $11,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 400 | $11,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 1,386 | $11,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 4,814 | $11,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,970 | $11,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,361 | $10,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,940 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 140 | $10,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,199 | $10,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 800 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 825 | $10,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,349 | $10,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,605 | $10,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,174 | $10,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 563 | $10,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 836 | $10,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 778 | $10,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,660 | $10,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,144 | $10,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 496 | $10,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 465 | $10,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 971 | $10,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 526 | $10,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,315 | $10,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,199 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 677 | $10,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 426 | $10,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 188 | $10,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,916 | $10,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,285 | $10,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,444 | $10,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,156 | $10,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 390 | $10,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 3,084 | $10,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,961 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,607 | $10,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,508 | $10,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,300 | $10,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 849 | $10,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,926 | $10,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,611 | $10,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,686 | $10,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,926 | $10,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 6,857 | $10,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,075 | $10,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 5,412 | $10,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,557 | $10,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 573 | $10,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 933 | $10,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 3,200 | $10,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,705 | $10,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 4,301 | $10,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 3,508 | $10,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 2,342 | $10,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 900 | $10,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679740 | BIG OIL IDX IN | 180 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 77 | $9,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 765 | $9,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 4,800 | $9,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $9,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 735 | $9,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 430 | $9,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 926 | $9,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 428 | $9,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,483 | $9,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,819 | $9,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 771 | $9,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,140 | $9,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 705 | $9,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 559 | $9,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 2,238 | $9,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 524 | $9,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,905 | $9,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 946 | $9,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 286 | $9,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,359 | $9,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,923 | $9,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 968 | $9,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,198 | $9,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,853 | $9,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 393 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 316 | $9,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,285 | $9,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 759 | $9,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,801 | $9,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,605 | $9,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,736 | $9,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,267 | $9,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,548 | $9,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 133 | $9,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,082 | $9,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 200 | $9,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 876 | $9,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,980 | $9,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 2,352 | $9,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 723 | $9,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 732 | $9,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 394 | $9,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 4,000 | $9,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 3,961 | $9,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 1,082 | $9,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 3,928 | $9,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 4,000 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 349 | $8,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 401 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 140 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 143 | $8,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 225 | $8,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,703 | $8,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,840 | $8,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 533 | $8,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,569 | $8,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 400 | $8,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 652 | $8,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 711 | $8,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 7,666 | $8,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 2,240 | $8,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 452 | $8,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 665 | $8,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 682 | $8,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 701 | $8,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,156 | $8,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 417 | $8,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 547 | $8,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,530 | $8,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 606 | $8,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 381 | $8,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 632 | $8,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 316 | $8,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,999 | $8,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,436 | $8,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 753 | $8,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 923 | $8,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 359 | $8,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,170 | $8,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,873 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 150 | $8,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,170 | $8,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 924 | $8,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 585 | $8,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,050 | $8,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 5,846 | $8,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 2,100 | $8,000 | thousands by filing date | put |
| 89BIO INC | 282559103 | COM | 237 | $8,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 702 | $8,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,600 | $8,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 489 | $8,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 388 | $8,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 372 | $8,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 969 | $8,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 10,960 | $8,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 1,487 | $8,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 206 | $8,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,332 | $8,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 895 | $8,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,053 | $8,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 463 | $8,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,466 | $8,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 650 | $8,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 2,607 | $8,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 1,167 | $8,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 8,802 | $8,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 955 | $8,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 491 | $8,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 3,000 | $8,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,351 | $8,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 2,375 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 136 | $7,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3,496 | $7,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 130 | $7,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 348 | $7,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 506 | $7,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 2,289 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $7,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 829 | $7,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,263 | $7,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,197 | $7,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 650 | $7,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 742 | $7,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 527 | $7,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,744 | $7,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 288 | $7,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 572 | $7,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 543 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 130 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 500 | $7,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 919 | $7,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 440 | $7,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 724 | $7,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 311 | $7,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 2,378 | $7,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,363 | $7,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 2,147 | $7,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 538 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 200 | $7,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1,267 | $7,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 3,384 | $7,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 954 | $7,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 3,541 | $7,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 1,057 | $7,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 1,379 | $7,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,683 | $7,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 6,497 | $7,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,166 | $7,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,386 | $7,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,601 | $7,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 500 | $7,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 2,266 | $7,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 3,282 | $7,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 593 | $7,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 3,242 | $7,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,093 | $7,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 3,491 | $7,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 693 | $7,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 325 | $7,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679757 | BIG OIL 2X LEV | 601 | $7,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 62 | $6,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,115 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 215 | $6,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 630 | $6,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 554 | $6,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,322 | $6,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 549 | $6,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 321 | $6,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 456 | $6,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 641 | $6,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 2,072 | $6,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 360 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $6,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 200 | $6,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 437 | $6,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,430 | $6,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 487 | $6,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 2,777 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 170 | $6,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,600 | $6,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 3,360 | $6,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 518 | $6,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 4,000 | $6,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 5,161 | $6,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,883 | $6,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 152 | $6,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,966 | $6,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 147 | $6,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 332 | $6,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,125 | $6,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 677 | $6,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 4,991 | $6,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 5,340 | $6,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 2,236 | $6,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,607 | $6,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 4,145 | $6,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 3,312 | $6,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 2,297 | $6,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 410 | $6,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 741 | $6,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 861 | $6,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679773 | MCROSECTR 2XINVR | 200 | $6,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 249 | $5,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 261 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 80 | $5,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $5,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 170 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 127 | $5,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 237 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 769 | $5,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 237 | $5,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 4,201 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 56 | $5,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 100 | $5,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 200 | $5,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $5,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 351 | $5,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 791 | $5,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 767 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 177 | $5,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 320 | $5,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 845 | $5,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 657 | $5,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 669 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,698 | $5,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 722 | $5,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 1,157 | $5,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,467 | $5,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,113 | $5,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 374 | $5,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 798 | $5,000 | thousands by filing date | |
| DELMAR BANCORP | 247035207 | COM NEW | 856 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 200 | $5,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,180 | $5,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 1,331 | $5,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 587 | $5,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 551 | $5,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 729 | $5,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 204 | $5,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 813 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 64 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 54 | $4,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 66 | $4,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 559 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 427 | $4,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 740 | $4,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 141 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 200 | $4,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 153 | $4,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 140 | $4,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 400 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 160 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 335 | $4,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 454 | $4,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 181 | $4,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,700 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,153 | $4,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 399 | $4,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 397 | $4,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 329 | $4,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 372 | $4,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 792 | $4,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 785 | $4,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 280 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,481 | $4,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 535 | $4,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 275 | $4,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 414 | $4,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 1,097 | $4,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W203 | COM | 550 | $4,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 2,324 | $3,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 50 | $3,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 214 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 97 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 75 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 88 | $3,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,706 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,250 | $3,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 116 | $3,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 274 | $3,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 43 | $3,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 4,029 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 90 | $3,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 261 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 115 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 101 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 436 | $3,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 346 | $3,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 182 | $3,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 283 | $3,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 270 | $3,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 439 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 967 | $3,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 2,000 | $3,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 5,000 | $3,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 1,507 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-008351 | this filing | 2020-08-12 | acceptance time not in the bulk data set |