13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-07, with 4,010 holding rows worth $69,178,486,000 by the sum of the rows.
- Accession
- 0000950123-20-007849
- Filer
- CIK 713676
- Filed
- 2020-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,857 entries on the cover page, a total value of $60,695,603,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $69,178,486,000 with VALUE read as thousands by filing date, 13F file number 028-01235. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $60,695,603,000, 12% less than the sum of the rows, $69,178,486,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,038 | $31,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 626 | $31,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,367 | $31,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 881 | $31,000 | thousands by filing date | |
| AIRBUS SE UNSPONSORED ADR | 009279100 | COM | 1,734 | $31,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 2,225 | $31,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 473 | $31,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 9,562 | $31,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 1,246 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1,200 | $31,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 298 | $30,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 785 | $30,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 420 | $30,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,349 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 582 | $30,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 627 | $30,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 527 | $30,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 967 | $30,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 634 | $30,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 4,172 | $30,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 823 | $30,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,660 | $30,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,600 | $30,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $30,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 6,904 | $30,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 7,000 | $30,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 864 | $30,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,600 | $30,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,547 | $29,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 2,715 | $29,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 730 | $29,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 800 | $29,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,118 | $29,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,407 | $29,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,162 | $29,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,523 | $29,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,458 | $29,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 947 | $29,000 | thousands by filing date | |
| BANK OF AMERICA 6per PFD NON-CUM PERP MTY CALL 05/16/23 @ 25 | 060505229 | Preferred | 1,065 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,599 | $29,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,000 | $29,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 6,075 | $29,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1,309 | $29,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 11,100 | $29,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 80 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 655 | $28,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,556 | $28,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 790 | $28,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,590 | $28,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,563 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 187 | $28,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,550 | $28,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 4,252 | $28,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,552 | $28,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,757 | $28,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 1,526 | $28,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1,570 | $28,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,185 | $28,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,052 | $28,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,600 | $28,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,929 | $28,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 574 | $28,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,202 | $28,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 855 | $28,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 2,447 | $28,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 2,200 | $28,000 | thousands by filing date | |
| DIREXION DAILY LATIN AMERICA BULL 2X SHARES | 25460E273 | ETF | 600 | $28,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,734 | $27,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,327 | $27,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 1,138 | $27,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 309 | $27,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,600 | $27,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 3,003 | $27,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 306 | $27,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,875 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 537 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 411 | $27,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,614 | $27,000 | thousands by filing date | |
| SOFTBANK CORP | 83405K102 | COM | 2,095 | $27,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 630 | $27,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 1,214 | $27,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 1,100 | $27,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 75,000 | $27,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 3,307 | $26,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 506 | $26,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 7,840 | $26,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 1,650 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 147 | $26,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,711 | $26,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 712 | $26,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 6,179 | $26,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,388 | $26,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 2,062 | $26,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 841 | $26,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 304 | $26,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2,069 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 293 | $26,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 563 | $26,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 2,396 | $26,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,152 | $26,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2,026 | $26,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 2,200 | $26,000 | thousands by filing date | |
| SMURFIT KAPPA PLC DUBLIN UNSPONSORD ADR | 83272W106 | ADR | 769 | $26,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 12,000 | $26,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,611 | $25,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,753 | $25,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 4,066 | $25,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,652 | $25,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 788 | $25,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 966 | $25,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,318 | $25,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,338 | $25,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 518 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 642 | $25,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,400 | $25,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,098 | $25,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 843 | $25,000 | thousands by filing date | |
| ENTERGY LA LLC $1.3125 PFD | 29364W504 | PREFERRED | 980 | $25,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 1,007 | $25,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 5,000 | $25,000 | thousands by filing date | |
| AT&T Pfd | 00206R409 | PFD | 938 | $25,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 1,612 | $25,000 | thousands by filing date | |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 1,000 | $25,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 2,417 | $24,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 271 | $24,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,227 | $24,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 8 | $24,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,800 | $24,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,811 | $24,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 454 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $24,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,666 | $24,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 71,800 | $24,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,144 | $24,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 959 | $24,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 909 | $24,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,259 | $23,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 180 | $23,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 734 | $23,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,138 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 450 | $23,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 800 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 603 | $23,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,708 | $23,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 1,106 | $23,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 3,404 | $23,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,000 | $23,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 1,100 | $23,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 806 | $22,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 924 | $22,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,579 | $22,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,385 | $22,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 932 | $22,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,900 | $22,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 3,508 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 500 | $22,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,226 | $22,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,820 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 732 | $22,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 350 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,363 | $22,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 4,667 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 884 | $22,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 2,369 | $22,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 200 | $22,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,566 | $22,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,140 | $22,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 825 | $22,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,306 | $22,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,400 | $22,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 12,700 | $22,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 26,836 | $22,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 958 | $22,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,898 | $21,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 4,099 | $21,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 1,026 | $21,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,189 | $21,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,416 | $21,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 7,610 | $21,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,603 | $21,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 116 | $21,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,041 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 367 | $21,000 | thousands by filing date | |
| Teleperformance SE | 87946F100 | Equity | 168 | $21,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,345 | $21,000 | thousands by filing date | |
| Kerry Group Plc Sponsored Adr | 492460100 | USD | 170 | $21,000 | thousands by filing date | |
| CSL LIMITED ADR | 12637N204 | COM | 209 | $21,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,057 | $21,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,000 | $21,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 3,083 | $21,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 3,442 | $21,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $21,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,357 | $21,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505260 | COMMON STOCK | 818 | $21,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,029 | $20,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,395 | $20,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 400 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 312 | $20,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,206 | $20,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,071 | $20,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,500 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 166 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 310 | $20,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 799 | $20,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 449 | $20,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,694 | $20,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 990 | $20,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,900 | $20,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,361 | $20,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 600 | $20,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,530 | $20,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,000 | $20,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 961 | $20,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 577 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 311 | $20,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 565 | $20,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,219 | $20,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 750 | $20,000 | thousands by filing date | |
| DSV AS ADR | 26251A108 | USD | 324 | $20,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 1,816 | $20,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,000 | $20,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $20,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 200 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 850 | $20,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 772 | $20,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 2,666 | $20,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 460 | $19,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 437 | $19,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,062 | $19,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 765 | $19,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 4,119 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 373 | $19,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 806 | $19,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 737 | $19,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 645 | $19,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 736 | $19,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 747 | $19,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,326 | $19,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,074 | $19,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 491 | $19,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 740 | $19,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 3,000 | $19,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 176 | $18,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,305 | $18,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,169 | $18,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 2,000 | $18,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 461 | $18,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 200 | $18,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 1,301 | $18,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 484 | $18,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 14,081 | $18,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 500 | $18,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 281 | $18,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,503 | $18,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 1,435 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,100 | $18,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 567 | $18,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,379 | $18,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 363 | $18,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,398 | $18,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 863 | $18,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,782 | $18,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,845 | $18,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 392 | $18,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,331 | $18,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 385 | $18,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,364 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 600 | $18,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 1,781 | $18,000 | thousands by filing date | |
| UPM KYMMENE CORP UNSPONSORED A | 915436208 | ADR | 623 | $18,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 702 | $18,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 1,226 | $18,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W203 | COM | 2,625 | $18,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 4,000 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 580 | $17,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,198 | $17,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 234 | $17,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 690 | $17,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,244 | $17,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 545 | $17,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 555 | $17,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,030 | $17,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 1,400 | $17,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 421 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,526 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 556 | $17,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,797 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 600 | $17,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 194 | $17,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 184 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 348 | $17,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 1,058 | $17,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 4,700 | $17,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 469 | $16,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 402 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 900 | $16,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 958 | $16,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 6,922 | $16,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 251 | $16,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 711 | $16,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 528 | $16,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 1,967 | $16,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,374 | $16,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 663 | $16,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 942 | $16,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,500 | $16,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 7,004 | $16,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,200 | $16,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 220 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 155 | $16,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 212 | $16,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 132 | $16,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 19,301 | $16,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,091 | $16,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,873 | $16,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 625 | $16,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,076 | $15,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 445 | $15,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 526 | $15,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 552 | $15,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,516 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 160 | $15,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 798 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 286 | $15,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,129 | $15,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 796 | $15,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,226 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 542 | $15,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 225 | $15,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 946 | $15,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 500 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 320 | $15,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 941 | $15,000 | thousands by filing date | |
| JP Morgan Chase & Co Prfrd Ser D | 48128B655 | Preferred | 555 | $15,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,511 | $15,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 51,084 | $15,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 1,187 | $15,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,096 | $15,000 | thousands by filing date | |
| UNITED PAR | 911CNV207 | Common Stock | 136 | $15,000 | thousands by filing date | |
| Ferguson PLC | 31502A303 | Common Stock | 1,788 | $15,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 2,193 | $14,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,592 | $14,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 168 | $14,000 | thousands by filing date | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 442 | $14,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 550 | $14,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 497 | $14,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 274 | $14,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,200 | $14,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,250 | $14,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,000 | $14,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 946 | $14,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,281 | $14,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,758 | $14,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 815 | $14,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 5,254 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 136 | $14,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 412 | $14,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,050 | $14,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 510 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 253 | $14,000 | thousands by filing date | |
| NN GROUP NV UNSPONSOD ADR | 629334103 | ADUS | 810 | $14,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,562 | $14,000 | thousands by filing date | |
| BRENNTAG AG UNSP ADR | 107180101 | COM | 1,294 | $14,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,000 | $14,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 633 | $14,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 426 | $14,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,207 | $13,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 130 | $13,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 636 | $13,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,849 | $13,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 3,468 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 214 | $13,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1,500 | $13,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 938 | $13,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,382 | $13,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,110 | $13,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 227 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,614 | $13,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 2,687 | $13,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 3,004 | $13,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,149 | $13,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 481 | $13,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 910 | $13,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 5,288 | $13,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 109 | $13,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 800 | $13,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,065 | $13,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,730 | $13,000 | thousands by filing date | |
| BANK AMER CORP 5.875 NCM PFD | 060505195 | PREFERR | 500 | $13,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 765 | $13,000 | thousands by filing date | |
| BAC 5 PERP | 06055H202 | PUBLIC | 534 | $13,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 2,547 | $13,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 10,000 | $13,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 2,000 | $13,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 500 | $12,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 577 | $12,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 821 | $12,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 872 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 126 | $12,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 540 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 601 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 243 | $12,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,146 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 251 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 100 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 131 | $12,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 475 | $12,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 2,600 | $12,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 4,000 | $12,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,400 | $12,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,522 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 200 | $12,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 351 | $12,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,827 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 225 | $12,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,000 | $12,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 600 | $12,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 410 | $12,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 320 | $12,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 469 | $12,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 581 | $12,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,607 | $12,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 650 | $12,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,100 | $12,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 707 | $12,000 | thousands by filing date | |
| TERUMO CORP UNSPON ADR | 88156J105 | COM | 311 | $12,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $12,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 763 | $12,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,150 | $12,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 454 | $12,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 5,500 | $12,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 2,000 | $12,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 399 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 159 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 178 | $11,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 477 | $11,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 800 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 350 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,348 | $11,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 426 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 341 | $11,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 782 | $11,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 151 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,000 | $11,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 520 | $11,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,658 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 199 | $11,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 194 | $11,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 572 | $11,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 478 | $11,000 | thousands by filing date | |
| SIKA AG BR ADR | 82674R103 | COM | 554 | $11,000 | thousands by filing date | |
| KAO CORP | 485537401 | COM | 725 | $11,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 152 | $11,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 575 | $11,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 2,050 | $11,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 9,850 | $11,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 495 | $11,000 | thousands by filing date | |
| TECHNOPRO HOLDINGS SPON ADR | 87875T204 | COM | 967 | $11,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,200 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 82 | $10,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 410 | $10,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 320 | $10,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 426 | $10,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,800 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 192 | $10,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,159 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 500 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 200 | $10,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 540 | $10,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 75 | $10,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 197 | $10,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 563 | $10,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,089 | $10,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,548 | $10,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 250 | $10,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 630 | $10,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 337 | $10,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,370 | $10,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 250 | $10,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 850 | $10,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,675 | $10,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 600 | $10,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 588 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 365 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W202 | COM | 1,007 | $10,000 | thousands by filing date | |
| NATIONAL RETAIL PPTYS INC 5.2 SHS PFD F | 637417874 | Preferred | 400 | $10,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 770 | $9,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 813 | $9,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 641 | $9,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 358 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 250 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 98 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 1,194 | $9,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 156 | $9,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 683 | $9,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 154 | $9,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 468 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007849 | this filing | 2020-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-20-009394 | base | 2020-08-28 | acceptance time not in the bulk data set |