13F-HR filed by Calamos Advisors LLC
Calamos Advisors LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-27, with 705 holding rows worth $14,146,833,000.
- Accession
- 0000950123-20-007204
- Filer
- CIK 1316507
- Filed
- 2020-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 960 entries on the cover page, a total value of $14,146,833,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,146,833,000 with VALUE read as thousands by filing date, 13F file number 028-11166. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCalamos Wealth Management LLC 028-13358
- included managerFirst State Trust Co. 028-05476
- included managerRussell Investments Group, Ltd. 028-17598
- included managerUBS Asset Management Americas Inc. 028-02682
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERCADOLIBREINC | 58733R102 | STOK | 3,823 | $3,769,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,000,000 | $3,763,000 | thousands by filing date | principal |
| CARDLYTICS INC | 14161W105 | COM | 53,505 | $3,745,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 78,876 | $3,740,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 91,979 | $3,732,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 5,000,000 | $3,708,000 | thousands by filing date | principal |
| LHC GROUP | 50187A107 | COM | 20,825 | $3,630,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 135,256 | $3,628,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 47,815 | $3,623,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 5,000,000 | $3,602,000 | thousands by filing date | principal |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 35,777 | $3,539,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 40,720 | $3,470,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 98,081 | $3,448,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 60,511 | $3,441,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 82,000 | $3,396,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 66,997 | $3,394,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 3,925,000 | $3,392,000 | thousands by filing date | principal |
| SVMK INC | 78489X103 | COM | 142,793 | $3,361,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,365,000 | $3,344,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 4,889,000 | $3,331,000 | thousands by filing date | principal |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 153,500 | $3,293,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 53,911 | $3,283,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 35,135 | $3,218,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 5,000,000 | $3,194,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 3,500,000 | $3,158,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 110,464 | $3,136,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 36,546 | $3,111,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 92,949 | $3,088,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 15,126 | $3,077,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 71,436 | $3,053,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,500,000 | $3,045,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 25,699 | $3,019,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 179,229 | $3,019,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 69,540 | $3,002,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 295,000 | $3,001,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280102 | COM | 33,883 | $2,997,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 461,000 | $2,978,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 57,971 | $2,940,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 157,314 | $2,926,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 76,100 | $2,924,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 4,000,000 | $2,885,000 | thousands by filing date | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 14,339 | $2,817,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 67,488 | $2,814,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 132,000 | $2,798,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,037,596 | $2,763,000 | thousands by filing date | principal |
| KEYCORP COM | 493267108 | Stock | 226,225 | $2,755,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,311,000 | $2,750,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 78,512 | $2,717,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 148,381 | $2,715,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,051,465 | $2,692,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 121,019 | $2,689,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 24,126 | $2,683,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 267,818 | $2,675,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 32,450 | $2,649,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 35,430 | $2,642,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 59,829 | $2,641,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,748,000 | $2,603,000 | thousands by filing date | principal |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 49,578 | $2,576,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,423,000 | $2,550,000 | thousands by filing date | principal |
| DYNATRACE INC COM NEW | 268150109 | Stock | 62,381 | $2,533,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 217,937 | $2,515,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 3,000,000 | $2,515,000 | thousands by filing date | principal |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 167,287 | $2,503,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 40,232 | $2,436,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 98,064 | $2,381,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 38,550 | $2,375,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 3,000,000 | $2,371,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 18,529 | $2,354,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,656 | $2,299,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 15,315 | $2,295,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 168,955 | $2,294,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 68,759 | $2,287,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 5,000,000 | $2,253,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 128,818 | $2,240,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 571,000 | $2,092,000 | thousands by filing date | principal |
| AXONENTERPRISEINC | 05464C101 | STOK | 21,179 | $2,079,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 20,902 | $2,054,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 101,230 | $2,032,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 8,993 | $2,012,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 31,997 | $1,996,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,340,000 | $1,956,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,750,000 | $1,934,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907108 | COM | 54,384 | $1,927,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 39,519 | $1,899,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 71,271 | $1,869,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 20,587 | $1,857,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 102,864 | $1,852,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 62,517 | $1,769,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 35,000 | $1,751,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 16,181 | $1,733,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 11,660 | $1,727,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 97,649 | $1,710,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 35,019 | $1,708,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 16,009 | $1,701,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 249,000 | $1,681,000 | thousands by filing date | principal |
| MONGODB INC CL A | 60937P106 | Stock | 7,385 | $1,672,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 27,597 | $1,661,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 229,900 | $1,637,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 33,534 | $1,625,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 9,069 | $1,614,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 14,395 | $1,539,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 1,555,000 | $1,535,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 21,900 | $1,514,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 7,307 | $1,451,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 57,271 | $1,450,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,459,000 | $1,448,000 | thousands by filing date | principal |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 21,331 | $1,447,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 46,392 | $1,422,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 24,520 | $1,412,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 14,066 | $1,411,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 17,778 | $1,398,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 36,339 | $1,380,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 11,079 | $1,369,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 96,119 | $1,357,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 14,495 | $1,341,000 | thousands by filing date | |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 1,374,000 | $1,333,000 | thousands by filing date | principal |
| POOL CORP COM | 73278L105 | Stock | 4,696 | $1,277,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 77,817 | $1,272,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 8,190 | $1,271,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 36,625 | $1,269,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,046,000 | $1,264,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 46,703 | $1,253,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7,549 | $1,240,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 256,900 | $1,205,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 6,996 | $1,186,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,615 | $1,182,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 1,215,000 | $1,181,000 | thousands by filing date | principal |
| NATERA INC COM | 632307104 | Stock | 23,243 | $1,159,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 40,919 | $1,146,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 86,500 | $1,098,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 124,723 | $1,080,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 21,300 | $1,077,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 12,601 | $1,068,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 25,778 | $1,052,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,557 | $1,037,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,360 | $1,014,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 164,544 | $995,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 59,260 | $973,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,573 | $969,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 25,158 | $950,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,979 | $943,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 32,400 | $927,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,550 | $897,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 40,008 | $871,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 447,000 | $866,000 | thousands by filing date | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 106,776 | $862,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 36,090 | $844,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 26,329 | $839,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,261 | $834,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 13,541 | $810,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 4,164 | $809,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 33,126 | $809,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,504 | $799,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 5,000,000 | $793,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 144,500 | $757,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 6,900 | $756,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,784 | $752,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,277 | $737,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 380,000 | $735,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 758,000 | $716,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 720,000 | $715,000 | thousands by filing date | principal |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,978 | $707,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,260 | $700,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 8,446 | $695,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,072 | $692,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 501,000 | $685,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 675,000 | $681,000 | thousands by filing date | principal |
| MODERNA INC | 60770K107 | COM | 10,364 | $665,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 14,806 | $662,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 11,713 | $651,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 4,867 | $648,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 82,800 | $639,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 50,794 | $631,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 7,390 | $607,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 32,039 | $607,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,406 | $606,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 18,300 | $569,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 16,424 | $547,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,000 | $527,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 4,428 | $513,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 86,574 | $484,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,800 | $472,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 475,000 | $464,000 | thousands by filing date | principal |
| ROKU INC COM CL A | 77543R102 | Stock | 3,950 | $460,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 15,000,000 | $444,000 | thousands by filing date | principal |
| LUNA INNOVATIONS INC | 550351100 | COM | 74,047 | $432,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 47,524 | $427,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,400 | $389,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 374,000 | $346,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 17,525 | $278,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,600 | $267,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 23,500 | $266,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 803 | $248,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,987 | $248,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,200 | $245,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 117,879 | $216,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 160,000 | $175,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 52,725 | $148,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 95,000 | $123,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,233 | $104,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 12,000 | $103,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 20,458 | $73,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 60,000 | $15,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 24,000 | $8,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 16,676 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007204 | this filing | 2020-07-27 | acceptance time not in the bulk data set |