13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 9,515 holding rows worth $222,476,103,000.
- Accession
- 0000950123-20-005339
- Filer
- CIK 1423053
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 11,886 entries on the cover page, a total value of $222,476,103,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,476,103,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 23,244 | $54,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 51,250 | $53,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 14,900 | $53,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 21,700 | $53,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 17,920 | $53,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 10,000 | $53,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 16,000 | $53,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 203,620 | $53,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 10,000 | $53,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,700 | $52,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 10,539 | $52,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 29,864 | $52,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,380 | $52,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,342 | $52,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 62,937 | $52,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 18,605 | $52,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,000 | $52,000 | thousands by filing date | put |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 51,654 | $52,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 35,510 | $52,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 37,761 | $51,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 29,100 | $51,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 12,600 | $51,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 30,100 | $51,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 12,286 | $51,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,900 | $50,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 14,300 | $50,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 25,700 | $50,000 | thousands by filing date | call |
| Perion Network Ltd | M78673114 | COM | 10,200 | $50,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,000 | $50,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 12,200 | $50,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,318 | $50,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 24,700 | $50,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 13,700 | $50,000 | thousands by filing date | call |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 23,200 | $49,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 12,900 | $49,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,500 | $49,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 76,600 | $49,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 89,800 | $49,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 15,800 | $49,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 106,172 | $49,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,100 | $49,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 77,838 | $49,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 11,446 | $48,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 12,000 | $48,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 31,000 | $48,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 102,900 | $48,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 17,016 | $48,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 43,400 | $48,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 259,700 | $48,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 75,046 | $48,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 63,994 | $48,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,500 | $47,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 13,200 | $47,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 27,900 | $47,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 18,700 | $47,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 70,800 | $47,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 14,600 | $47,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 27,100 | $47,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 11,500 | $47,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 71,000 | $47,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 38,300 | $46,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 31,000 | $46,000 | thousands by filing date | put |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 12,800 | $46,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 38,800 | $46,000 | thousands by filing date | put |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 26,877 | $46,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,800 | $46,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 11,200 | $46,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,200 | $46,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 15,400 | $46,000 | thousands by filing date | put |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 17,893 | $46,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 140,211 | $46,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 17,988 | $46,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 33,062 | $46,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 26,500 | $45,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 18,500 | $45,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 117,601 | $45,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 14,700 | $45,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,100 | $45,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 11,025 | $45,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 16,800 | $45,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 80,699 | $45,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,400 | $45,000 | thousands by filing date | put |
| LAIX INC | 50736W105 | ADS | 11,661 | $45,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 35,500 | $44,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,800 | $44,000 | thousands by filing date | put |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 16,725 | $44,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 57,300 | $44,000 | thousands by filing date | call |
| UBS AG LONDON BRANCH | 90274E166 | ETRACS MNTHLY B | 15,451 | $44,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 17,000 | $44,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 20,900 | $44,000 | thousands by filing date | put |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 12,600 | $44,000 | thousands by filing date | call |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 69,399 | $44,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 18,611 | $43,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 13,500 | $43,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 25,300 | $43,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,100 | $43,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 11,800 | $43,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,400 | $43,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 23,500 | $43,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 10,103 | $42,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 15,781 | $42,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,694 | $42,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 20,900 | $42,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 83,014 | $42,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 15,099 | $42,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 21,800 | $42,000 | thousands by filing date | put |
| MENLO THERAPEUTICS INC | 586858102 | COM | 15,851 | $42,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 105,638 | $41,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 24,511 | $41,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 12,300 | $41,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 12,419 | $41,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 15,600 | $41,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 26,076 | $41,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 33,700 | $40,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,700 | $40,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 79,100 | $40,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,500 | $40,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 14,500 | $40,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 102,300 | $39,000 | thousands by filing date | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 86,300 | $39,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 18,800 | $39,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 12,000 | $39,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 31,000 | $39,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 36,500 | $39,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 37,300 | $38,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 16,300 | $38,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 22,000 | $38,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 26,006 | $38,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 12,900 | $38,000 | thousands by filing date | put |
| EVELO BIOSCIENCES INC | 299734103 | COM | 10,225 | $38,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11,300 | $38,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 22,305 | $38,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 14,700 | $38,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 92,000 | $38,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 58,800 | $38,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 15,500 | $38,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,016 | $37,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 51,994 | $37,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,900 | $37,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,600 | $37,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 11,200 | $37,000 | thousands by filing date | call |
| IVERIC BIO INC | 46583P102 | COM | 10,800 | $37,000 | thousands by filing date | put |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 15,076 | $37,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 18,782 | $36,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 70,300 | $36,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 106,621 | $36,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 127,198 | $36,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 20,913 | $36,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 35,167 | $36,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 32,724 | $35,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 12,366 | $35,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 89,500 | $35,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 28,700 | $35,000 | thousands by filing date | put |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 54,826 | $35,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 39,322 | $35,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 22,000 | $34,000 | thousands by filing date | put |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 19,452 | $34,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 16,500 | $34,000 | thousands by filing date | call |
| VERITONE INC | 92347M100 | COM | 14,600 | $34,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 61,100 | $34,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 190,326 | $34,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 77,500 | $34,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 14,400 | $34,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,200 | $34,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 96,185 | $34,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 31,799 | $34,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 10,392 | $34,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 12,462 | $33,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,300 | $33,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,300 | $33,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 11,434 | $33,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 21,129 | $33,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 34,871 | $33,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 41,291 | $33,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 32,372 | $33,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,100 | $33,000 | thousands by filing date | call |
| Tuanche Limited | 89856T104 | American Depositary Shares | 20,347 | $33,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 127,340 | $32,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 174,800 | $32,000 | thousands by filing date | put |
| Pareteum Corporation | 69946T207 | COM | 77,352 | $32,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 18,212 | $32,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 90,840 | $32,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 143,200 | $32,000 | thousands by filing date | call |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 220,558 | $32,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 18,300 | $31,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 89,700 | $31,000 | thousands by filing date | put |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 15,646 | $31,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 26,602 | $31,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 21,148 | $31,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,900 | $30,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 27,500 | $30,000 | thousands by filing date | call |
| ObsEva SA | H5861P103 | COM | 12,650 | $30,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 16,700 | $30,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 32,700 | $30,000 | thousands by filing date | call |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,675 | $30,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 128,500 | $30,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 16,900 | $29,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 23,300 | $29,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 38,101 | $29,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,100 | $29,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 43,800 | $29,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 31,300 | $29,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 30,900 | $29,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 11,500 | $29,000 | thousands by filing date | put |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 21,000 | $29,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 50,200 | $28,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,415 | $28,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,700 | $28,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 14,800 | $28,000 | thousands by filing date | call |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 23,879 | $28,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 15,973 | $28,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 23,592 | $28,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 13,100 | $28,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 23,200 | $28,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 38,500 | $28,000 | thousands by filing date | call |
| HYRECAR INC | 44916T107 | COM | 20,604 | $28,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 26,582 | $28,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 29,299 | $28,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 29,378 | $28,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 19,470 | $28,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 15,800 | $27,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 13,200 | $27,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 29,289 | $27,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 18,301 | $27,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 72,188 | $27,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 15,500 | $26,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,900 | $26,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,200 | $26,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 98,200 | $26,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 45,537 | $26,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 17,400 | $26,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 40,700 | $26,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,335 | $26,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,433 | $26,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 25,100 | $26,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 15,000 | $26,000 | thousands by filing date | put |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 46,257 | $26,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 20,127 | $26,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,300 | $26,000 | thousands by filing date | call |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 51,062 | $26,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 10,870 | $26,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 34,271 | $26,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 23,276 | $26,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 17,100 | $25,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 19,174 | $25,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,500 | $25,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,800 | $25,000 | thousands by filing date | call |
| Amplify Energy Corp | 03212B103 | COM | 44,300 | $25,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 15,300 | $25,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 17,100 | $25,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 38,600 | $25,000 | thousands by filing date | call |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 41,579 | $25,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 13,684 | $25,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,300 | $24,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 11,400 | $24,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,100 | $24,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 128,236 | $24,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 13,587 | $24,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 73,167 | $24,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 18,900 | $23,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,622 | $23,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 13,400 | $23,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 17,982 | $23,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 50,700 | $23,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 13,100 | $23,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 31,300 | $23,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 14,400 | $23,000 | thousands by filing date | call |
| DOVER MOTORSPORTS INC | 260174107 | COM | 18,512 | $23,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 16,600 | $23,000 | thousands by filing date | put |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 27,750 | $23,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 13,155 | $23,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 120,288 | $23,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 69,758 | $22,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 61,711 | $22,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 16,546 | $22,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 183,894 | $22,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,395 | $22,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 11,600 | $22,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,300 | $22,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,200 | $22,000 | thousands by filing date | call |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 36,003 | $22,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 20,400 | $22,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 11,800 | $21,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 10,328 | $21,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 45,990 | $21,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 34,900 | $21,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 30,100 | $21,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 19,400 | $21,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 56,000 | $21,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 71,300 | $21,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,100 | $21,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,400 | $21,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 81,938 | $21,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 12,800 | $21,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 28,127 | $21,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 18,543 | $21,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 28,876 | $21,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 21,402 | $21,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 35,745 | $21,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 13,252 | $20,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 14,178 | $20,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date | put |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 28,323 | $20,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,000 | $20,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 47,200 | $20,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 80,555 | $20,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 36,055 | $20,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 12,009 | $20,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 20,944 | $20,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 25,350 | $20,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 18,100 | $20,000 | thousands by filing date | call |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 36,684 | $20,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 12,700 | $19,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,500 | $19,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,710 | $19,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 16,400 | $19,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 33,400 | $19,000 | thousands by filing date | call |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 12,405 | $19,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 14,900 | $19,000 | thousands by filing date | put |
| MOTUS GI HLDGS INC | 62014P108 | COM | 27,770 | $19,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 13,621 | $19,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 17,771 | $19,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,000 | $18,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 44,100 | $18,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 47,100 | $18,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,600 | $18,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 42,681 | $18,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,900 | $18,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 25,700 | $18,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 21,215 | $18,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,500 | $17,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,000 | $17,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 96,175 | $17,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 21,500 | $17,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 36,200 | $17,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 27,936 | $17,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 17,049 | $17,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 16,340 | $17,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 13,100 | $17,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 14,800 | $17,000 | thousands by filing date | put |
| VBI VACCINES INC | 91822J103 | COM NEW | 17,988 | $17,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,200 | $17,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 33,000 | $17,000 | thousands by filing date | call |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 35,450 | $17,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 33,528 | $17,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 11,955 | $16,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 17,781 | $16,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 12,621 | $16,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 13,956 | $16,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 24,921 | $16,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 11,871 | $16,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 52,296 | $16,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 36,600 | $16,000 | thousands by filing date | put |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 79,722 | $16,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 37,900 | $16,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 14,516 | $15,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11,400 | $15,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,600 | $15,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 44,900 | $15,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 29,400 | $15,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 35,900 | $15,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 28,809 | $15,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 12,621 | $15,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 30,249 | $15,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 12,155 | $15,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 12,000 | $15,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 61,155 | $14,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 17,500 | $14,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 70,000 | $14,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 16,165 | $14,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 60,669 | $14,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 15,554 | $14,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,700 | $14,000 | thousands by filing date | call |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 15,335 | $14,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 33,400 | $14,000 | thousands by filing date | put |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 11,763 | $14,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 31,500 | $14,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 12,936 | $14,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 53,925 | $14,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 24,312 | $14,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 47,400 | $13,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,200 | $13,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 14,816 | $13,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 23,600 | $13,000 | thousands by filing date | put |
| INUVO INC | 46122W204 | COM NEW | 54,823 | $13,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,200 | $13,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 15,883 | $13,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 10,574 | $13,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 14,019 | $13,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 19,400 | $13,000 | thousands by filing date | call |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,988 | $13,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 10,388 | $13,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 68,833 | $13,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 24,012 | $13,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 51,347 | $13,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 33,546 | $12,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,625 | $12,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 23,199 | $12,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 11,800 | $12,000 | thousands by filing date | put |
| ROSETTA RES INC COM | 777385105 | Stock | 28,328 | $12,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 17,900 | $12,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V402 | COM PAR | 47,137 | $12,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 58,869 | $12,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 11,779 | $12,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 16,464 | $11,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,000 | $11,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 14,616 | $11,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 10,066 | $11,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 60,820 | $11,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 21,776 | $11,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 15,447 | $11,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 23,340 | $11,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 21,023 | $11,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 31,050 | $11,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 21,500 | $11,000 | thousands by filing date | call |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 10,300 | $11,000 | thousands by filing date | call |
| RUMBLEON INC | 781386206 | COM CL B | 50,905 | $11,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 13,800 | $10,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,252 | $10,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 35,734 | $10,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 10,100 | $10,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,200 | $10,000 | thousands by filing date | put |
| ADVAXIS INC | 007624307 | COM | 19,506 | $10,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,600 | $10,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 21,130 | $10,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 14,912 | $10,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 13,700 | $10,000 | thousands by filing date | call |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 10,563 | $10,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 22,101 | $10,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 20,731 | $10,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 33,283 | $9,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,000 | $9,000 | thousands by filing date | put |
| Amplify Energy Corp | 03212B103 | COM | 16,099 | $9,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 31,039 | $9,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,700 | $9,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 57,492 | $9,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 19,139 | $9,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 35,100 | $9,000 | thousands by filing date | call |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 27,528 | $9,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 22,785 | $9,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 26,900 | $9,000 | thousands by filing date | call |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 16,038 | $9,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 15,700 | $9,000 | thousands by filing date | call |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 13,033 | $9,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 21,251 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 31,700 | $8,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 16,500 | $8,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 19,396 | $8,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 33,353 | $8,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 34,300 | $8,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 10,265 | $8,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 16,631 | $8,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 19,313 | $8,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 35,300 | $7,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 10,800 | $7,000 | thousands by filing date | call |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 11,249 | $7,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 10,600 | $7,000 | thousands by filing date | put |
| PHUNWARE INC | 71948P100 | COMMON | 10,902 | $7,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 16,133 | $7,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 14,100 | $7,000 | thousands by filing date | put |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 17,396 | $7,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 12,500 | $7,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 20,884 | $7,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,700 | $7,000 | thousands by filing date | call |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 11,108 | $7,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 11,829 | $7,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 11,400 | $7,000 | thousands by filing date | put |
| HUITAO TECHNOLOGY CO LTD | G4645B101 | SHS | 12,470 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,600 | $6,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 12,482 | $6,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 17,200 | $6,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,000 | $6,000 | thousands by filing date | put |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 10,652 | $6,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 22,800 | $6,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,600 | $6,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 20,000 | $6,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,319 | $6,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 13,249 | $6,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 11,500 | $6,000 | thousands by filing date | call |
| CORREVIO PHARMA CORP | 22026V105 | COM | 15,600 | $6,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 16,238 | $6,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,257 | $6,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 11,300 | $6,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W104 | COM | 21,616 | $6,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 12,756 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 13,900 | $6,000 | thousands by filing date | call |
| HEXINDAI INC | 428295109 | ADR | 13,904 | $6,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 21,512 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E117 | NT LKD 46 | 19,390 | $6,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,700 | $5,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 12,100 | $5,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 18,647 | $5,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,728 | $5,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 12,944 | $5,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 13,710 | $5,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 16,710 | $5,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 11,765 | $5,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 25,354 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 16,500 | $4,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 10,780 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-005339 | this filing | 2020-05-15 | acceptance time not in the bulk data set |