13F-HR filed by WHITEBOX ADVISORS LLC
WHITEBOX ADVISORS LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 79 holding rows worth $1,968,610,000 by the sum of the rows.
- Accession
- 0000950123-20-005106
- Filer
- CIK 1257391
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 79 entries on the cover page, a total value of $198,610,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,968,610,000 with VALUE read as thousands by filing date, 13F file number 028-10715. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $198,610,000, 90% less than the sum of the rows, $1,968,610,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 2,110,000 | $543,854,000 | thousands by filing date | put |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 120,900,000 | $220,544,000 | thousands by filing date | principal |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 730,000 | $188,158,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 874,343 | $156,708,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,482,858 | $105,885,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 960,787 | $90,631,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 394,987 | $69,952,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,676,278 | $53,900,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1,354,712 | $53,579,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 30,893,000 | $53,090,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 61,459,000 | $48,315,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 57,813,000 | $45,672,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 19,125,000 | $27,397,000 | thousands by filing date | principal |
| TESLA INC | 88160R951 | PUT | 50,000 | $26,200,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 14,990,000 | $23,381,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 30,237,000 | $20,961,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 161,000 | $19,885,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 450,000 | $19,841,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 35,000,000 | $17,622,000 | thousands by filing date | principal |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 548,592 | $16,644,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 77,139,000 | $15,182,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 18,750,000 | $14,250,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 16,250,000 | $13,910,000 | thousands by filing date | principal |
| MARATHON PETE CORP | 56585A902 | CALL | 500,000 | $11,810,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 13,000,000 | $10,199,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 10,768,000 | $8,294,000 | thousands by filing date | principal |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 12,725,000 | $7,635,000 | thousands by filing date | principal |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 12,100,000 | $5,959,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 1,283,694 | $4,634,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,500,000 | $4,619,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 322,336 | $4,480,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 5,000,000 | $4,452,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 6,768,716 | $4,332,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 296,236 | $4,266,000 | thousands by filing date | |
| DENBURY RES INC DEL | U2481AAK4 | DEBT 6.375%12/3 | 19,885,000 | $3,977,000 | thousands by filing date | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 11,400,000 | $3,603,000 | thousands by filing date | principal |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 537,423 | $3,461,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 3,325,000 | $3,161,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 26,313,000 | $3,023,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 1,205,671 | $2,833,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAC6 | NOTE 5.000% 4/0 | 2,860,433 | $2,717,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3,466,000 | $2,426,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 330,086 | $2,344,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,400,421 | $2,301,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 288,243 | $2,049,000 | thousands by filing date | |
| APHRIA INC | 03765K954 | COM | 600,000 | $1,836,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 458,000 | $1,649,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 278,019 | $1,448,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 98,700 | $1,238,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 198,307 | $1,211,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,589 | $1,193,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 19,713 | $1,074,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 144,182 | $988,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 121,041 | $943,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 35,258 | $932,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 1,519,857 | $654,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 140,698 | $642,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 111,580 | $548,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 54,568 | $529,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 299,144 | $512,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 86,356 | $503,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 33,262 | $480,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,618 | $393,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 25,430 | $390,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 19,045 | $367,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 26,934 | $351,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 96,383 | $290,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 16,315 | $253,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,739 | $240,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,785 | $240,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K114 | W EXP 11/25/202 | 30,000 | $224,000 | thousands by filing date | call |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 11,378 | $217,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 14,070 | $197,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14,514 | $171,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 160,480 | $165,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 15,363 | $163,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,268 | $149,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,757 | $146,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 11,830 | $138,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-005106 | this filing | 2020-05-15 | acceptance time not in the bulk data set |