13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 3,206 holding rows worth $205,366,858,000.
- Accession
- 0000950123-20-004726
- Filer
- CIK 1521019
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 7,246 entries on the cover page, a total value of $205,366,858,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $205,369,118,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd 028-17598
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
- included managerSanta Barbara Asset Management, LLC 028-11405
- included managerTeachers Insurance & Annuity Association of America 028-00331
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 41,733 | $192,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 35,389 | $192,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 14,882 | $190,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 161,089 | $188,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 14,226 | $188,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 31,401 | $186,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 30,958 | $180,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 29,180 | $179,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 133,125 | $179,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 10,592 | $178,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 28,531 | $178,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 672,487 | $177,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 377,415 | $176,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 92,554 | $176,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 70,908 | $176,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 115,984 | $175,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 11,563 | $174,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 74,346 | $174,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,400 | $172,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 16,340 | $168,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 178,912 | $167,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 34,945 | $165,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 160,679 | $164,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 48,337 | $161,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 66,430 | $159,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 240,252 | $158,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 13,423 | $156,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 114,495 | $154,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 64,956 | $153,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 40,619 | $152,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 17,996 | $151,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 14,377 | $151,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 61,063 | $151,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 37,632 | $151,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 28,380 | $149,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 13,709 | $143,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 94,038 | $142,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 42,501 | $141,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 50,249 | $140,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 15,933 | $139,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 11,060 | $138,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 36,767 | $138,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 138,664 | $137,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 11,800 | $133,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 66,468 | $132,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 88,640 | $130,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 89,293 | $129,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 20,847 | $128,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 16,859 | $123,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 11,561 | $122,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 16,551 | $121,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,917 | $120,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 110,000 | $115,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 111,780 | $115,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 110,717 | $115,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 43,182 | $114,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 22,000 | $112,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 105,569 | $110,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 42,100 | $109,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 43,401 | $108,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 27,400 | $107,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 600,851 | $106,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10,249 | $106,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 115,707 | $104,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 10,065 | $102,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 13,711 | $101,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 526,812 | $100,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 170,661 | $98,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 56,597 | $97,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 51,631 | $96,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 117,797 | $96,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 12,186 | $92,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 18,718 | $92,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 49,749 | $90,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 117,853 | $89,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 82,713 | $89,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 29,482 | $88,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 124,867 | $87,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 18,296 | $86,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 115,536 | $86,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 26,260 | $85,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 54,586 | $85,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 14,105 | $85,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 33,106 | $81,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 52,937 | $81,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 161,571 | $80,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,126 | $79,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 32,734 | $78,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 623,494 | $76,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 16,200 | $75,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 23,991 | $72,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 12,203 | $71,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 35,190 | $66,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 68,161 | $65,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 14,435 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 500,000 | $59,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 32,200 | $58,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 61,239 | $57,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 15,063 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,600,000 | $55,000 | thousands by filing date | call |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 12,570 | $54,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,456 | $53,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 37,876 | $53,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 14,514 | $52,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 11,730 | $50,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 41,370 | $50,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 14,395 | $49,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 61,428 | $49,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 27,836 | $48,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 14,795 | $48,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 82,552 | $47,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 10,872 | $47,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 20,400 | $46,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 32,100 | $46,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 12,600 | $45,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 12,813 | $44,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 94,046 | $44,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 10,589 | $41,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 15,400 | $40,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 53,215 | $40,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 19,140 | $37,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 38,702 | $37,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 15,500 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 790,100 | $27,000 | thousands by filing date | put |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 11,400 | $27,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 612,341 | $27,000 | thousands by filing date | principal |
| J JILL INC | 46620W102 | COM | 47,656 | $27,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 15,200 | $24,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 508,891 | $23,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 16,480 | $21,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 425,520 | $20,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 534,822 | $20,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 151,953 | $20,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 201,740 | $19,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 346,044 | $17,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 89,900 | $16,000 | thousands by filing date | call |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 50,028 | $15,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 14,057 | $13,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 281,394 | $13,000 | thousands by filing date | principal |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 19,708 | $13,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,000,000 | $12,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 150,000 | $12,000 | thousands by filing date | principal |
| ROSETTA RES INC COM | 777385105 | Stock | 27,421 | $11,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 118,972 | $11,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 38,400 | $10,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 37,400 | $10,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 32,700 | $9,000 | thousands by filing date | put |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 12,281 | $9,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 307,673 | $9,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 4,000 | $8,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 38,300 | $7,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 16,300 | $6,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 16,300 | $6,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 78,800 | $6,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 65,400 | $6,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 38,900 | $5,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 16,300 | $5,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 51,100 | $4,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 20,400 | $4,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 27,600 | $4,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 16,400 | $4,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 32,700 | $4,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 30,600 | $4,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 49,400 | $4,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 23,000 | $4,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 92,400 | $4,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 92,000 | $4,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 38,000 | $4,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 43,800 | $3,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 15,000 | $3,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 15,300 | $3,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 35,000 | $3,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 16,300 | $3,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 12,200 | $3,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 12,200 | $3,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 6,000 | $3,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 38,300 | $3,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 61,400 | $3,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,200 | $3,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,200 | $3,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 32,700 | $3,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 53,100 | $3,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 102,200 | $3,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 58,834 | $3,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851505 | PFD | 27,862 | $3,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 51,000 | $2,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 66,400 | $2,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 102,400 | $2,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 71,000 | $2,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 71,000 | $2,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 22,000 | $2,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 182,400 | $2,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 46,000 | $2,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 84,000 | $2,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 55,200 | $2,000 | thousands by filing date | put |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 59,274 | $2,000 | thousands by filing date | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 251,764 | $1,000 | thousands by filing date | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 83,817 | $1,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 15,590 | $1,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-004726 | this filing | 2020-05-14 | acceptance time not in the bulk data set |