13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 4,002 holding rows worth $79,451,778,000 by the sum of the rows.
- Accession
- 0000950123-20-004151
- Filer
- CIK 713676
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 3,854 entries on the cover page, a total value of $66,793,150,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,451,778,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $66,793,150,000, 16% less than the sum of the rows, $79,451,778,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,704 | $8,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,000 | $8,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,841 | $8,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 642 | $8,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 543 | $8,000 | thousands by filing date | |
| Truist Financial Corp Pfd Ser R | 89832q844 | PFD | 320 | $8,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,884 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 240 | $8,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 727 | $8,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 159 | $7,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 255 | $7,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 388 | $7,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 691 | $7,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 338 | $7,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 370 | $7,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 322 | $7,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,250 | $7,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 427 | $7,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 803 | $7,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 156 | $7,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 153 | $7,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 200 | $7,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,204 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 155 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 855 | $7,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 790 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 160 | $7,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 850 | $7,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 4,242 | $7,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,502 | $7,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 126 | $7,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 5,553 | $7,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,209 | $7,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 375 | $7,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,700 | $7,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,196 | $7,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 1,500 | $7,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,601 | $7,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 113 | $6,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 265 | $6,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,000 | $6,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 326 | $6,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 437 | $6,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 650 | $6,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 576 | $6,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 508 | $6,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,614 | $6,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 500 | $6,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 662 | $6,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 934 | $6,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 214 | $6,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,668 | $6,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 4,509 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 399 | $6,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,165 | $6,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,000 | $6,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 776 | $6,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,500 | $6,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,000 | $6,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200 | $6,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 3,181 | $6,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 246 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 279 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 124 | $6,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 425 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 198 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 267 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 400 | $6,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,065 | $6,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 433 | $6,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 179 | $6,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 696 | $6,000 | thousands by filing date | |
| GEBERIT AG UNSP ADR | 36840V109 | COM | 133 | $6,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 5,600 | $6,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 647 | $6,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 2,865 | $6,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 962 | $6,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 455 | $6,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,922 | $6,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,659 | $6,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 546 | $6,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,000 | $6,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,200 | $6,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 828 | $5,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 588 | $5,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,172 | $5,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 489 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 202 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 232 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 66 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 865 | $5,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,000 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 909 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70 | $5,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 99 | $5,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,115 | $5,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 4,320 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 106 | $5,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 206 | $5,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,506 | $5,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,685 | $5,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 130 | $5,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 186 | $5,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 558 | $5,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 494 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 171 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 240 | $5,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 190 | $5,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 693 | $5,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 500 | $5,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $5,000 | thousands by filing date | |
| GALP ENERGIA SGPS SA UNSPONSORED ADR | 364097105 | Common stock | 833 | $5,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 6,451 | $5,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 365 | $5,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 613 | $5,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 272 | $5,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 17,301 | $5,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 348 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 14,619 | $5,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 3,454 | $5,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 150 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 171 | $4,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 210 | $4,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 491 | $4,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 290 | $4,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,400 | $4,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,000 | $4,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,000 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 200 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,456 | $4,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 183 | $4,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 472 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 112 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 125 | $4,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 39 | $4,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 83 | $4,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 3,150 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 466 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,977 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 92 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 118 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 223 | $4,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 114 | $4,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 134 | $4,000 | thousands by filing date | |
| BARRATT DEVELOPMENTS UNS ADR | 068334101 | COM | 382 | $4,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 628 | $4,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 192 | $4,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 186 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 294 | $4,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 590 | $4,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 319 | $4,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 165 | $4,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 200 | $4,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,788 | $4,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 696 | $4,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 2,000 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 900 | $3,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 509 | $3,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 586 | $3,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 624 | $3,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 154 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 383 | $3,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 150 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 848 | $3,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 231 | $3,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 170 | $3,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 492 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 46 | $3,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 112 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 50 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,711 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 225 | $3,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $3,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 197 | $3,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 168 | $3,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 560 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 200 | $3,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 66 | $3,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 368 | $3,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 373 | $3,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 68 | $3,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 65 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 360 | $3,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,703 | $3,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 119 | $3,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 325 | $3,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 178 | $3,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 209 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,513 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 300 | $3,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 79 | $3,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 70 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 160 | $3,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 400 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 135 | $3,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 1,377 | $3,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,000 | $3,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 420 | $3,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 373 | $3,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 144 | $3,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 256 | $3,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,130 | $3,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 213 | $3,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,098 | $3,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 115 | $3,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 426 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 34 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,172 | $2,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 66 | $2,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 70 | $2,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 312 | $2,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 470 | $2,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 512 | $2,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 38 | $2,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 350 | $2,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,000 | $2,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 25 | $2,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 63 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 264 | $2,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 43 | $2,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 48 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,135 | $2,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 66 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 81 | $2,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 224 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 29 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 400 | $2,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 344 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 393 | $2,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 733 | $2,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 255 | $2,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,280 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 532 | $2,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,988 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 56 | $2,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 53 | $2,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 120 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 45 | $2,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 900 | $2,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 92 | $2,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 404 | $2,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 77 | $2,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 324 | $2,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 312 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 334 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 105 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 60 | $2,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 150 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 528 | $2,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 126 | $2,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,305 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 478 | $2,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 92 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 220 | $2,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 200 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 293 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,351 | $2,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 28 | $2,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 163 | $2,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 154 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 286 | $2,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 76 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,650 | $2,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 65 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,600 | $2,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,500 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 30 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,250 | $2,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 409 | $2,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 544 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 1,760 | $2,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 66 | $2,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 345 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,516 | $1,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 186 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 79 | $1,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 72 | $1,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 23 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 70 | $1,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 116 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 211 | $1,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 35 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 136 | $1,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 24 | $1,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14 | $1,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 298 | $1,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 150 | $1,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 138 | $1,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 23 | $1,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 121 | $1,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 100 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 22 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 63 | $1,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 27 | $1,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,845 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 16 | $1,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 170 | $1,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 26 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 345 | $1,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 17 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 328 | $1,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,321 | $1,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 382 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 50 | $1,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 45 | $1,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 30 | $1,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 45 | $1,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 62 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 2,289 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 669 | $1,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 50 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 65 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 25 | $1,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 97 | $1,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 64 | $1,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 68 | $1,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 49 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 423 | $1,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,567 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 4,548 | $1,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 64 | $1,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 161 | $1,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,915 | $1,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 500 | $1,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 69 | $1,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 9 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 268 | $1,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 132 | $1,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 40 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,568 | $1,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 179 | $1,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 51 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,225 | $1,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 18 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 270 | $1,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,850 | $1,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 56 | $1,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 52 | $1,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 55 | $1,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 13 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 500 | $1,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 332 | $1,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 39 | $1,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 59 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 182 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 142 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 66 | $1,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 150 | $1,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 623 | $1,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 584 | $1,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 400 | $1,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BILL HOLDINGS INC | 090043100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATERA INC COM | 632307104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONICS CORP COM | 046433108 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREIF INC | 397624206 | CL B | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NELNET INC | 64031N108 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENABLE HLDGS INC | 88025T102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEARNY FINL CORP MD | 48716P108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 690370101 | COM | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 781 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACROGENICS INC | 556099109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEONEER INC | 92336X109 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 338 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MVC CAPITAL INC | 553829102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAX CORP | 45245E109 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESABI TR | 590672101 | CTF BEN INT | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,636 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| High Templar Tech Limit | 747798106 | COM | 353 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NN INC | 629337106 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Flushing Financial Corp | 343873105 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rithm Property Trust Inc | 38983D300 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,438 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKORN INC | 009728106 | COM | 677 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J825 | EXCHANGE TRADED | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 442 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHID IS CAP INC | 68571X103 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EROS INTL PLC | G3788M114 | SHS NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOINT RES CORP | 43114K108 | COM | 645 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORP | 63938C405 | PREFERRED DEBT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMBALL INTL INC | 494274103 | CL B | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MMA Capital Management LLC | 55315D105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENEFITFOCUS INC | 08180D106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259202 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LORAL SPACE & COM INC | 543881106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PICO HLDGS INC | 693366205 | COM NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 482 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBBEY INC | 529898108 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GP STRATEGIES CORP | 36225V104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Taronis Technologies Inc Com New | 876214206 | Equity | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 1,840 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVIA HLDGS CORP | 22305A103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BMC STK HLDGS INC | 05591B109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZULU TEK I | 989778204 | Common Stock | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRYN RES I | 117694109 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MENLO THERAPEUTICS INC | 586858102 | COM | 276 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXUS INTL INC | 74737V106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESTORBIO INC | 76133L103 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-004151 | this filing | 2020-05-08 | acceptance time not in the bulk data set |