13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 9,025 holding rows worth $230,470,163,000.
- Accession
- 0000950123-20-002457
- Filer
- CIK 1423053
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 11,269 entries on the cover page, a total value of $230,470,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,470,163,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 30,900 | $112,000 | thousands by filing date | call |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 12,667 | $112,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 86,693 | $112,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 10,131 | $111,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 14,505 | $111,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 24,800 | $111,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 22,200 | $111,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 29,000 | $110,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 86,700 | $110,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 14,127 | $109,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 12,800 | $109,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,939 | $109,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 12,720 | $109,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 113,454 | $109,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 56,700 | $108,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,295 | $108,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,100 | $108,000 | thousands by filing date | call |
| ObsEva SA | H5861P103 | COM | 28,348 | $108,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 59,100 | $108,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 16,881 | $108,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 10,410 | $108,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 52,273 | $107,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 27,651 | $106,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 143,097 | $106,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 10,835 | $106,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 245,800 | $105,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 18,752 | $105,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 14,200 | $105,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 44,142 | $105,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 18,649 | $104,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 31,400 | $104,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 50,355 | $104,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 48,100 | $104,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 26,522 | $103,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,351 | $103,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 64,695 | $103,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,900 | $103,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 98,878 | $103,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,300 | $102,000 | thousands by filing date | put |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 20,404 | $102,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 21,500 | $102,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,800 | $102,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 74,500 | $101,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 11,616 | $101,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 24,700 | $101,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 12,896 | $101,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 21,500 | $101,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 27,468 | $100,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 47,800 | $100,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 10,500 | $100,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 36,643 | $100,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 56,499 | $100,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 20,600 | $100,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,100 | $99,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 49,400 | $99,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 38,156 | $99,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 54,219 | $99,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 25,500 | $98,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 13,673 | $98,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,400 | $98,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 58,326 | $98,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 21,700 | $98,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 26,200 | $97,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 12,000 | $97,000 | thousands by filing date | put |
| NUCANA PLC | 67022C106 | ADR | 15,950 | $97,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 21,338 | $96,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 22,300 | $94,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 33,983 | $94,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,600 | $93,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 17,800 | $93,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 148,693 | $93,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 57,132 | $93,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 23,100 | $93,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 122,941 | $92,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 10,230 | $92,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 15,594 | $92,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,559 | $91,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 14,268 | $91,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 11,400 | $91,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 38,300 | $91,000 | thousands by filing date | call |
| VIVUS INC | 928551308 | COM NEW | 33,300 | $91,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 24,900 | $90,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 38,634 | $90,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 14,400 | $90,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 16,100 | $90,000 | thousands by filing date | put |
| POLARITYTE INC | 731094108 | COM | 34,721 | $90,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 12,400 | $89,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 27,923 | $89,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 11,189 | $89,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 10,300 | $89,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 19,000 | $88,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 16,200 | $87,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 10,700 | $87,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 43,818 | $86,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 19,290 | $86,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 10,700 | $86,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,155 | $86,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 96,372 | $86,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 27,300 | $86,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 18,623 | $86,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 33,800 | $86,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 14,337 | $86,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 14,600 | $86,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 34,500 | $86,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 94,980 | $85,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 12,500 | $85,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 22,484 | $85,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 11,821 | $85,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 32,600 | $85,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 21,700 | $84,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 16,568 | $84,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 18,728 | $84,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 30,600 | $84,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 15,800 | $83,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,000 | $83,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,200 | $83,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 24,868 | $83,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 18,700 | $83,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 23,900 | $82,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 26,367 | $82,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,100 | $82,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 20,800 | $82,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 86,097 | $82,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 20,463 | $82,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 61,400 | $82,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 30,200 | $82,000 | thousands by filing date | call |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 96,999 | $82,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 19,187 | $81,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 19,218 | $81,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 21,400 | $81,000 | thousands by filing date | call |
| ASPEN GROUP INC | 04530L203 | COM NEW | 10,129 | $81,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 25,600 | $80,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 10,300 | $80,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 38,495 | $80,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 20,354 | $80,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,600 | $79,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,200 | $79,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 19,600 | $78,000 | thousands by filing date | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 12,783 | $78,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 19,900 | $78,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 19,691 | $78,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 47,688 | $78,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,000 | $78,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 13,249 | $78,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 25,500 | $77,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 26,700 | $77,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 30,293 | $77,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 16,600 | $77,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 17,100 | $77,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,916 | $76,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 36,100 | $76,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 12,274 | $75,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 13,700 | $75,000 | thousands by filing date | put |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 37,466 | $75,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,400 | $74,000 | thousands by filing date | put |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 19,396 | $74,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 11,439 | $74,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 56,606 | $73,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 30,200 | $73,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 36,200 | $73,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 13,900 | $73,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 13,478 | $73,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 20,000 | $73,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 172,996 | $72,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 19,700 | $72,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 42,300 | $72,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 108,196 | $72,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 19,217 | $72,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 14,788 | $72,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 14,300 | $71,000 | thousands by filing date | call |
| SEADRILL LTD | G7998G106 | COM | 27,800 | $71,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 11,700 | $70,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 13,386 | $70,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 75,600 | $69,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 45,900 | $69,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 28,100 | $69,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 28,481 | $69,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 49,900 | $68,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 13,100 | $67,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 56,442 | $67,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 85,866 | $67,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 15,600 | $66,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 17,800 | $66,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 26,100 | $66,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 26,000 | $66,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 111,400 | $65,000 | thousands by filing date | call |
| VENUS CONCEPT INC | 92332W105 | COM | 13,747 | $65,000 | thousands by filing date | |
| INPIXON | 45790J503 | COM PAR | 595,870 | $65,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,800 | $64,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,900 | $64,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 23,500 | $64,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 28,706 | $63,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 123,331 | $63,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 27,780 | $63,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 47,991 | $62,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 12,000 | $62,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 10,900 | $61,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,071 | $61,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 17,491 | $61,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 28,400 | $61,000 | thousands by filing date | put |
| JUPAI HLDGS LTD | 48205B107 | ADS | 42,956 | $61,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 11,900 | $61,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 27,943 | $61,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 10,700 | $60,000 | thousands by filing date | put |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 18,836 | $60,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 12,700 | $60,000 | thousands by filing date | call |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 82,862 | $60,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 10,190 | $60,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 81,400 | $59,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 14,100 | $59,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11,700 | $59,000 | thousands by filing date | put |
| SUNDIAL GROWERS INC | 86730L109 | COM | 19,600 | $59,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 134,500 | $59,000 | thousands by filing date | call |
| AVINGER INC | 053734604 | COM | 51,976 | $59,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 14,800 | $58,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 27,691 | $58,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 23,726 | $58,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 39,788 | $58,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 24,300 | $57,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 14,455 | $57,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 13,774 | $57,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 13,900 | $57,000 | thousands by filing date | call |
| AURYN RES INC | 05208W108 | COM | 39,264 | $57,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 17,536 | $56,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 15,172 | $56,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 17,987 | $56,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 10,900 | $56,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,200 | $55,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 13,700 | $55,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 52,500 | $55,000 | thousands by filing date | call |
| MEDIWOUND LTD | M68830104 | ORD SHS | 17,922 | $55,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 25,214 | $55,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,600 | $54,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 107,438 | $54,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,573 | $54,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,400 | $53,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 23,777 | $53,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 16,539 | $53,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 15,736 | $53,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 34,634 | $53,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 18,200 | $53,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 12,148 | $52,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,282 | $52,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 15,300 | $52,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 10,600 | $52,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 44,657 | $52,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 13,472 | $52,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,240 | $52,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 12,986 | $52,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 41,500 | $52,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 26,771 | $51,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,400 | $50,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,600 | $50,000 | thousands by filing date | call |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 53,578 | $50,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,600 | $50,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 11,019 | $50,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 17,429 | $50,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 59,757 | $49,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,142 | $49,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 27,899 | $49,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 47,000 | $49,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,300 | $48,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 14,000 | $48,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,300 | $48,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 45,800 | $48,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 17,962 | $48,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 43,906 | $48,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20,900 | $48,000 | thousands by filing date | call |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 16,400 | $48,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 11,780 | $48,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 12,336 | $48,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 31,254 | $48,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,900 | $47,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 24,319 | $46,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 10,720 | $46,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,200 | $46,000 | thousands by filing date | put |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 11,464 | $46,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,900 | $46,000 | thousands by filing date | put |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 14,326 | $46,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 14,903 | $46,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 10,624 | $46,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 33,556 | $45,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 29,000 | $45,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 12,200 | $45,000 | thousands by filing date | call |
| HEXINDAI INC | 428295109 | ADR | 47,659 | $45,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,100 | $44,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 16,370 | $44,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,300 | $44,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 45,384 | $44,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,700 | $44,000 | thousands by filing date | put |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 36,739 | $44,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 19,400 | $43,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 23,139 | $43,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 31,401 | $43,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,500 | $43,000 | thousands by filing date | put |
| SEADRILL LTD | G7998G106 | COM | 16,900 | $43,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 29,300 | $42,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,100 | $42,000 | thousands by filing date | put |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 18,416 | $42,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 102,129 | $42,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 11,000 | $42,000 | thousands by filing date | call |
| MMTEC INC | G6181K106 | SHS | 21,030 | $42,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,662 | $41,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 20,200 | $41,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 16,100 | $41,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H200 | COM NEW | 21,200 | $40,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 32,400 | $40,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 45,826 | $40,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 17,500 | $40,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 30,302 | $39,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 25,175 | $39,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 28,396 | $39,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 41,600 | $39,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 17,000 | $39,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 20,764 | $39,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 28,130 | $39,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 15,945 | $39,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 18,700 | $38,000 | thousands by filing date | put |
| NANOVIBRONIX INC | 63008J108 | COM | 13,219 | $38,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 16,049 | $38,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 13,947 | $38,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 17,499 | $38,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 15,565 | $37,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 26,900 | $37,000 | thousands by filing date | call |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 11,500 | $37,000 | thousands by filing date | call |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 107,605 | $37,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,350 | $36,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 26,173 | $36,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 10,700 | $36,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 24,598 | $36,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 11,741 | $36,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 38,114 | $36,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 15,739 | $35,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 38,724 | $35,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 40,210 | $35,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 11,203 | $35,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 28,280 | $35,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 13,480 | $35,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 10,012 | $35,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 11,715 | $35,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 12,900 | $34,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,100 | $33,000 | thousands by filing date | call |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 70,216 | $33,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 35,768 | $33,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 11,018 | $33,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 32,243 | $33,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,800 | $33,000 | thousands by filing date | put |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 50,426 | $33,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,700 | $32,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,091 | $32,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 15,300 | $32,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 12,850 | $32,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 12,600 | $32,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 41,800 | $32,000 | thousands by filing date | call |
| X FINL SPONSORED ADS | 98372W103 | ADR | 19,134 | $32,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 48,531 | $32,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,228 | $32,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 15,813 | $32,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 10,042 | $31,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 44,653 | $31,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 10,758 | $31,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,100 | $31,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 15,113 | $31,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,900 | $30,000 | thousands by filing date | call |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 13,869 | $30,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 12,456 | $30,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 14,800 | $30,000 | thousands by filing date | call |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 29,156 | $30,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 11,399 | $30,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 15,271 | $30,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 47,099 | $30,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 56,839 | $30,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13,000 | $29,000 | thousands by filing date | put |
| KOSS CORP | 500692108 | COM | 18,542 | $29,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 10,600 | $29,000 | thousands by filing date | put |
| IMAC HLDGS INC | 44967K104 | COM | 19,046 | $29,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 83,964 | $29,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 117,891 | $29,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 168,408 | $29,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 25,262 | $29,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 53,497 | $29,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,670 | $28,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 13,400 | $28,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 23,700 | $28,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 16,100 | $28,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 47,803 | $28,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 30,938 | $28,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 31,400 | $28,000 | thousands by filing date | put |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 16,986 | $28,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 10,460 | $28,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,600 | $27,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 22,000 | $27,000 | thousands by filing date | call |
| DESWELL INDS INC | 250639101 | COM | 10,288 | $27,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 52,200 | $27,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 13,600 | $27,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 13,800 | $27,000 | thousands by filing date | put |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 30,168 | $27,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 10,137 | $27,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 18,600 | $27,000 | thousands by filing date | put |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 22,075 | $27,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 30,684 | $26,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 18,300 | $26,000 | thousands by filing date | call |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 10,218 | $26,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 28,496 | $26,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 34,104 | $25,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,500 | $25,000 | thousands by filing date | call |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 16,887 | $25,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 31,071 | $25,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 11,300 | $24,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,800 | $24,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 104,974 | $24,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 17,613 | $24,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 16,058 | $24,000 | thousands by filing date | |
| HUITAO TECHNOLOGY CO LTD | G4645B101 | SHS | 16,564 | $24,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 12,400 | $23,000 | thousands by filing date | put |
| EMERSON RADIO CORP | 291087203 | COM NEW | 27,964 | $23,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 25,429 | $23,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 36,708 | $23,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 156,705 | $23,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 12,377 | $23,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 13,200 | $23,000 | thousands by filing date | call |
| Tuanche Limited | 89856T104 | American Depositary Shares | 15,766 | $23,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 18,000 | $23,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 51,400 | $22,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $22,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 37,181 | $22,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,900 | $22,000 | thousands by filing date | put |
| CURIS INC | 231269200 | COM | 13,200 | $22,000 | thousands by filing date | call |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 57,980 | $22,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 65,650 | $22,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 12,445 | $21,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A303 | COM | 13,910 | $21,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 12,439 | $21,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 12,774 | $21,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 37,488 | $21,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 13,275 | $20,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 10,736 | $20,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 10,041 | $20,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 39,663 | $20,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 46,389 | $20,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 12,800 | $20,000 | thousands by filing date | call |
| SIERRA METALS INC | 82639W106 | COM | 11,252 | $19,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 11,200 | $19,000 | thousands by filing date | put |
| EVER GLORY INTL GRP INC | 299766204 | COM | 12,541 | $19,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 18,551 | $19,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 10,401 | $19,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 17,148 | $19,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 46,960 | $19,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 21,047 | $19,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 30,980 | $18,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 14,507 | $18,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 45,590 | $18,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 12,564 | $18,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 34,186 | $18,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 16,246 | $18,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 35,395 | $18,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 11,624 | $18,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 11,000 | $17,000 | thousands by filing date | call |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 17,371 | $17,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 24,717 | $17,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 16,500 | $17,000 | thousands by filing date | put |
| DPW HLDGS INC COM | 26140E600 | Stock | 13,938 | $17,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 31,300 | $17,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,059 | $16,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 15,947 | $16,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 17,445 | $16,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 18,945 | $16,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 50,200 | $16,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 10,145 | $16,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 41,692 | $16,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 16,397 | $16,000 | thousands by filing date | |
| GLOWPOINT INC | 379887508 | COM | 11,701 | $16,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 20,957 | $15,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 11,400 | $15,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 29,100 | $15,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 13,000 | $15,000 | thousands by filing date | put |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 37,286 | $15,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 17,800 | $15,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 11,620 | $15,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 12,725 | $15,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 15,200 | $14,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 18,533 | $14,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 19,000 | $14,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A107 | COM | 23,612 | $14,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 11,000 | $14,000 | thousands by filing date | put |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 24,501 | $14,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 32,100 | $13,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 33,505 | $13,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 44,924 | $13,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,900 | $13,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 14,400 | $13,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 24,354 | $13,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 15,899 | $13,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 12,800 | $12,000 | thousands by filing date | call |
| CORREVIO PHARMA CORP | 22026V105 | COM | 30,300 | $12,000 | thousands by filing date | call |
| RENREN INC | 759892201 | SPON ADR A NEW | 14,500 | $12,000 | thousands by filing date | call |
| GRAF INDL CORP | 384278115 | Stock | 26,752 | $12,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 15,579 | $11,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 11,832 | $11,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 24,600 | $11,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002457 | this filing | 2020-02-14 | acceptance time not in the bulk data set |