13F-HR filed by SUMITOMO MITSUI FINANCIAL GROUP, INC.
SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 126 holding rows worth $1,271,819,000.
- Accession
- 0000950123-20-002033
- Filer
- CIK 1022837
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 126 entries on the cover page, a total value of $1,271,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,271,815,000 with VALUE read as thousands by filing date, 13F file number 028-17794. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSumitomo Mitsui Banking Corporation
- included managerSMBC Trust Bank Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,571,899 | $330,290,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 960,000 | $309,610,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 327,791 | $105,276,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 471,846 | $93,913,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 915,109 | $57,258,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 702,078 | $37,652,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 331,243 | $37,222,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 328,980 | $28,931,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 727,054 | $27,330,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 192,376 | $20,788,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 175,923 | $19,390,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 145,806 | $12,340,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 375,701 | $11,898,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 77,777 | $11,114,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 44,110 | $6,966,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,728 | $6,912,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 104,135 | $6,558,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,442 | $4,853,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,806 | $4,785,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 19,543 | $4,785,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,370 | $4,493,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,871 | $4,443,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,913 | $4,305,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,722 | $4,034,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 38,896 | $3,941,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 79,561 | $3,814,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,817 | $3,766,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 17,473 | $3,715,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 14,855 | $3,581,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 55,142 | $3,563,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 14,167 | $3,329,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 67,447 | $3,026,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 54,417 | $3,012,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 46,238 | $2,839,000 | thousands by filing date | |
| NETFLIX INC. | 64110L956 | PUT | 135,700 | $2,700,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 19,597 | $2,696,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 350,500 | $2,495,000 | thousands by filing date | call |
| NETFLIX INC. | 64110L906 | CALL | 139,100 | $2,490,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 47,183 | $2,489,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 454,963 | $2,477,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 21,138 | $2,422,000 | thousands by filing date | |
| BLOCK INC | 852234903 | CALL | 1,461,420 | $2,308,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 6,679 | $2,261,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 21,010 | $2,260,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,482 | $2,253,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,886 | $2,241,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 15,955 | $2,185,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 20,025 | $2,159,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 84,501 | $2,143,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 30,173 | $2,105,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 21,836 | $2,032,000 | thousands by filing date | |
| BLOCK INC | 852234953 | PUT | 450,000 | $1,863,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 15,296 | $1,843,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 28,000 | $1,751,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 424,700 | $1,645,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,111 | $1,497,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,032 | $1,429,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 7,458 | $1,413,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 11,115 | $1,333,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,977 | $1,234,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 509,900 | $1,206,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 11,395 | $1,121,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4,204 | $979,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,124 | $965,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,500 | $947,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,500 | $936,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 15,413 | $930,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 10,630 | $909,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,761 | $905,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,000 | $902,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 36,789 | $883,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 16,331 | $876,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 15,000 | $766,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,500 | $742,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,891 | $741,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,996 | $739,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,038 | $732,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,196 | $715,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 11,941 | $707,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 11,662 | $680,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 17,965 | $631,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,719 | $569,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 14,656 | $550,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,667 | $549,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 8,700 | $457,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 3,000 | $453,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 14,656 | $429,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L957 | SHS | 146,500 | $427,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 22,606 | $403,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,002 | $378,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,000 | $367,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,000 | $366,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 110,000 | $366,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 7,252 | $362,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,379 | $341,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 42,100 | $315,000 | thousands by filing date | put |
| OKTA INC | 679295955 | CL A | 23,500 | $265,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,728 | $259,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 42,000 | $256,000 | thousands by filing date | put |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,786 | $249,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,746 | $243,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,340 | $222,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L907 | CALL | 140,200 | $214,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,607 | $211,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,441 | $207,000 | thousands by filing date | |
| SPLUNK INC | 848637954 | Cmn | 70,500 | $197,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,650 | $181,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 31,434 | $169,000 | thousands by filing date | put |
| YEXT INC | 98585N106 | COM | 10,000 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 982 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 3,668 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,512 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 3,080 | $103,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 1,000 | $98,000 | thousands by filing date | call |
| OKTA INC | 679295905 | CALL | 11,600 | $84,000 | thousands by filing date | call |
| APPLE INC | 037833950 | PUT | 11,000 | $83,000 | thousands by filing date | put |
| GAP INC | 364760958 | PUT | 60,000 | $81,000 | thousands by filing date | put |
| SPLUNK INC | 848637904 | Cmn | 5,500 | $78,000 | thousands by filing date | call |
| MICROSOFT CORP | 594918904 | CALL | 6,000 | $56,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,052 | $50,000 | thousands by filing date | |
| FIREEYE INC | 31816Q951 | COM | 99,300 | $48,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,325 | $45,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 910 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,130 | $36,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 748 | $21,000 | thousands by filing date | |
| GAP INC | 364760908 | COM | 20,000 | $13,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002033 | this filing | 2020-02-14 | acceptance time not in the bulk data set |