13F-HR filed by SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 167 holding rows worth $451,777,000.
- Accession
- 0000950123-20-001675
- Filer
- CIK 1030815
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 167 entries on the cover page, a total value of $451,777,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $451,776,000 with VALUE read as thousands by filing date, 13F file number 028-05958. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 2,878,996 | $48,655,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 20,000,000 | $27,230,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 27,500,000 | $27,126,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 16,000,000 | $25,289,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,835,368 | $24,777,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 8,107,835 | $23,188,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 23,500,000 | $22,766,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 18,000,000 | $21,713,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 13,000,000 | $19,403,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 8,000,000 | $17,230,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 10,000,000 | $13,256,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 12,000,000 | $11,890,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 10,500,000 | $10,440,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 549,798 | $9,660,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 8,895,000 | $8,630,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 9,000,000 | $7,790,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,400,000 | $6,373,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 968,586 | $6,209,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 236,400 | $5,763,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 353,668 | $4,852,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 4,000,000 | $3,827,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918A105 | COM | 37,424 | $3,133,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 3,855,000 | $2,891,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 407,558 | $2,804,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 22,800 | $2,790,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 7,950 | $2,637,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 19,034 | $2,230,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960WAA2 | BOND | 6,088,000 | $2,113,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 1,500,000 | $1,636,000 | thousands by filing date | principal |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,806 | $1,617,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,169 | $1,604,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 10,092 | $1,405,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 990 | $1,326,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,765 | $1,309,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,848 | $1,270,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,739 | $1,218,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,714 | $1,207,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 44,102 | $1,171,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 15,808 | $1,141,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,985 | $1,122,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,003 | $1,085,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,697 | $1,070,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,785 | $1,064,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,483 | $1,054,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 21,089 | $1,047,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 19,960 | $1,038,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,191 | $1,024,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 19,850 | $1,018,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 4,923 | $1,007,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 23,012 | $1,006,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,633 | $997,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,126 | $995,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,049 | $992,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13,058 | $988,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 13,889 | $988,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 61,541 | $988,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 16,044 | $980,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 832 | $980,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 22,587 | $969,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,109 | $950,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 14,799 | $932,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 6,349 | $916,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 8,549 | $900,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 35,407 | $891,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 15,215 | $887,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 9,641 | $874,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,909 | $855,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 4,186 | $845,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,664 | $842,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 19,388 | $817,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 6,257 | $817,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,476 | $807,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 13,267 | $789,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,904 | $788,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 11,887 | $769,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 9,278 | $752,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 29,028 | $748,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 74,642 | $733,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 9,773 | $732,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 19,884 | $732,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,852 | $728,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 9,043 | $715,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 500,000 | $715,000 | thousands by filing date | principal |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 7,541 | $709,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 11,607 | $708,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 14,574 | $699,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,585 | $696,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,225 | $695,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,767 | $686,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,220 | $678,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 8,039 | $676,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,276 | $662,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,129 | $651,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 11,003 | $642,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 18,149 | $636,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 343 | $634,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 7,384 | $626,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 10,456 | $603,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,448 | $590,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,910 | $587,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,012 | $586,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,907 | $560,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,321 | $558,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 13,272 | $551,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,769 | $549,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,247 | $547,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 455 | $542,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,811 | $541,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,214 | $522,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,554 | $519,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 5,350 | $508,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,413 | $488,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 18,081 | $472,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 10,082 | $427,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 22,530 | $409,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 7,631 | $388,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,622 | $383,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 7,997 | $376,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,895 | $355,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 9,116 | $347,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,343 | $322,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,179 | $321,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,803 | $299,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,478 | $299,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,436 | $298,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 5,790 | $295,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,428 | $295,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,700 | $291,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,970 | $291,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 4,917 | $289,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 3,912 | $288,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 10,795 | $285,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 8,197 | $279,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,484 | $275,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,538 | $270,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,787 | $266,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,857 | $264,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,245 | $264,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,557 | $263,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 9,324 | $263,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 10,896 | $257,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 4,837 | $249,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,556 | $249,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,446 | $244,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,754 | $241,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,580 | $238,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,519 | $230,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,080 | $229,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,784 | $225,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,630 | $224,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,466 | $224,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,406 | $224,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 8,363 | $221,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 9,292 | $221,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,109 | $214,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 12,225 | $214,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,613 | $213,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,550 | $210,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 5,988 | $206,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 6,359 | $206,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,004 | $205,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,340 | $203,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,149 | $200,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 33,769 | $178,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,345 | $165,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 21,578 | $161,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,415 | $87,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-001675 | this filing | 2020-02-13 | acceptance time not in the bulk data set |