13F-HR filed by Capital One, National Association
Capital One, National Association filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 314 holding rows worth $755,979,000.
- Accession
- 0000950123-20-001430
- Filer
- CIK 47288
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 314 entries on the cover page, a total value of $755,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $755,986,000 with VALUE read as thousands by filing date, 13F file number 028-04203. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUnited Income, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 129,499 | $41,681,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 631,990 | $41,231,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 951,350 | $28,778,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 316,881 | $26,574,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 389,026 | $22,011,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 367,659 | $19,765,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 472,733 | $15,818,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 121,209 | $15,219,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 308,270 | $15,192,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 454,932 | $15,126,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 189,888 | $14,585,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 121,561 | $13,926,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 140,610 | $12,617,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 34,559 | $11,171,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 109,145 | $11,024,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 167,648 | $10,998,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 270,214 | $10,873,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 113,269 | $10,345,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 99,651 | $9,773,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 268,362 | $9,216,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 99,756 | $9,145,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 47,385 | $7,850,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 101,821 | $7,590,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 245,384 | $7,541,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 108,014 | $6,491,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 126,852 | $6,454,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 116,769 | $6,239,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 49,928 | $6,224,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,747 | $6,110,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 98,171 | $6,077,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 58,805 | $5,990,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 89,974 | $5,933,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 91,881 | $5,589,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 184,088 | $5,377,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 172,284 | $5,303,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,421 | $5,116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 103,896 | $4,968,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,062 | $4,651,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 122,841 | $4,618,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 56,556 | $4,583,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 38,467 | $4,382,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 399,107 | $4,318,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 31,676 | $3,973,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 86,600 | $3,816,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 71,075 | $3,812,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 72,871 | $3,671,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 41,274 | $3,630,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 56,541 | $3,401,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,829 | $3,380,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 40,760 | $3,321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 66,242 | $3,253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 135,749 | $3,098,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 44,579 | $3,096,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 63,519 | $3,046,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 19,597 | $3,008,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,523 | $2,994,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12,298 | $2,978,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,216 | $2,958,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 31,566 | $2,958,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,241 | $2,927,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 58,179 | $2,911,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,691 | $2,909,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 44,952 | $2,831,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,186 | $2,803,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,556 | $2,742,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 101,037 | $2,621,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,946 | $2,581,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,463 | $2,523,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,316 | $2,475,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 21,524 | $2,321,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 58,658 | $2,292,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 81,129 | $2,285,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,487 | $2,228,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 39,750 | $2,206,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,016 | $2,125,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 38,330 | $2,052,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 21,214 | $2,049,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 13,760 | $1,946,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 48,920 | $1,942,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,494 | $1,857,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 22,964 | $1,738,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,171 | $1,729,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 22,140 | $1,645,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 18,636 | $1,638,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 26,913 | $1,624,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 8,050 | $1,593,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 26,425 | $1,585,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 26,019 | $1,562,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,955 | $1,540,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,244 | $1,525,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 23,307 | $1,516,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 12,465 | $1,486,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 57,190 | $1,484,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 14,541 | $1,474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 51,304 | $1,471,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 23,231 | $1,461,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,913 | $1,444,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9,024 | $1,433,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,966 | $1,424,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 13,995 | $1,422,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,381 | $1,387,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 50,336 | $1,351,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9,938 | $1,346,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,194 | $1,341,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,568 | $1,320,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 51,782 | $1,310,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 25,983 | $1,288,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 48,965 | $1,276,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 49,164 | $1,263,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,188 | $1,257,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,929 | $1,253,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,398 | $1,253,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 35,545 | $1,252,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 35,381 | $1,246,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,744 | $1,220,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 21,081 | $1,218,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,360 | $1,214,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 23,845 | $1,204,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,876 | $1,190,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,030 | $1,185,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 89,368 | $1,147,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 29,363 | $1,135,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,030 | $1,117,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,795 | $1,111,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 26,282 | $1,106,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,355 | $1,104,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,381 | $1,102,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 26,277 | $1,091,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,284 | $1,085,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 42,054 | $1,084,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 40,035 | $1,083,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,174 | $1,074,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,480 | $1,056,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 23,619 | $1,050,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,559 | $1,049,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 109,550 | $1,032,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 766 | $1,024,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,519 | $1,020,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 20,201 | $1,019,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 50,718 | $1,018,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,461 | $1,015,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 11,012 | $1,004,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 17,023 | $999,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,362 | $987,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,311 | $976,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,037 | $963,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 13,046 | $953,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,602 | $947,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 9,184 | $945,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,267 | $938,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 7,936 | $937,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 9,953 | $931,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 8,736 | $915,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 12,651 | $900,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 13,976 | $896,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,816 | $893,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7,501 | $891,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,038 | $887,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 14,435 | $884,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,716 | $873,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 17,723 | $859,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 76,714 | $856,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,067 | $852,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 16,453 | $852,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 11,664 | $848,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,954 | $834,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 14,709 | $821,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 28,091 | $804,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,392 | $799,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 15,560 | $774,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 26,866 | $774,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 15,887 | $761,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,905 | $759,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 12,085 | $753,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,050 | $746,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 16,517 | $734,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,330 | $731,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 12,604 | $731,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,757 | $730,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 543 | $727,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,026 | $718,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,535 | $708,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 13,861 | $696,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 15,200 | $691,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 10,653 | $689,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 18,198 | $686,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,833 | $667,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 452 | $655,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 8,069 | $654,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 15,466 | $654,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,092 | $646,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,182 | $641,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,355 | $622,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,186 | $608,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 22,968 | $584,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 11,441 | $582,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 18,763 | $568,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 53,023 | $566,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 15,443 | $565,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,121 | $554,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,356 | $543,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,343 | $541,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 7,084 | $541,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,687 | $539,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,471 | $531,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,878 | $524,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,217 | $518,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,224 | $515,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 9,093 | $509,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,596 | $509,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,910 | $505,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 7,682 | $505,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 10,979 | $500,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 14,410 | $485,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,227 | $471,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,992 | $470,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 6,827 | $469,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,682 | $455,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,244 | $452,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 5,516 | $449,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,136 | $448,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,532 | $439,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 6,673 | $428,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,692 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,788 | $418,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,740 | $400,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,488 | $397,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,779 | $394,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,122 | $391,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,932 | $391,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,835 | $389,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,867 | $384,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,846 | $382,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,927 | $382,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,521 | $382,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 14,800 | $365,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 967 | $363,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,399 | $359,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 11,606 | $357,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,408 | $351,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,787 | $350,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 14,776 | $350,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,168 | $349,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 305 | $349,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,539 | $346,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,929 | $343,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,350 | $341,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,245 | $339,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 25,789 | $331,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,220 | $330,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,326 | $329,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,511 | $326,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,246 | $325,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 11,120 | $324,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 12,361 | $321,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,250 | $320,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,604 | $319,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,582 | $319,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9,000 | $318,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,963 | $317,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,771 | $312,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,866 | $305,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,307 | $303,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,900 | $299,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,250 | $299,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,050 | $296,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,438 | $293,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,875 | $293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 10,915 | $289,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,480 | $286,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,862 | $285,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,300 | $281,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 4,932 | $278,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 936 | $277,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,250 | $275,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,287 | $274,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,050 | $272,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,182 | $268,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,314 | $267,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,100 | $267,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 20,523 | $265,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,773 | $262,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,043 | $259,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,503 | $256,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 6,065 | $255,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,510 | $253,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 9,734 | $251,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,677 | $247,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 757 | $245,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,600 | $245,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,807 | $240,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,500 | $238,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 867 | $237,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 9,193 | $236,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 9,150 | $234,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,107 | $233,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 8,671 | $227,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 7,327 | $225,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,050 | $212,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,914 | $209,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,583 | $208,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,510 | $208,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,593 | $206,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,577 | $204,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,675 | $204,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,775 | $203,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,798 | $202,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 7,715 | $202,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,158 | $193,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,850 | $188,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,320 | $183,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,853 | $177,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 16,000 | $114,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 63,000 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-001430 | this filing | 2020-02-11 | acceptance time not in the bulk data set |