13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 4,877 holding rows worth $133,140,705,000.
- Accession
- 0000950123-20-001255
- Filer
- CIK 927971
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 15,385 entries on the cover page, a total value of $133,140,705,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,140,705,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| V2X INC | 92242T101 | COM | 1,908 | $98,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 23 | $98,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,591 | $98,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,420 | $98,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,139 | $98,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 5,759 | $98,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 2,240 | $98,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 9,885 | $98,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 145,500 | $98,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,959 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,100 | $96,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 65,283 | $96,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 4,551 | $96,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 3,511 | $96,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 15,322 | $96,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $96,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 7,508 | $96,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 1,377 | $96,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,838 | $96,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 5,493 | $96,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 20,426 | $96,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 5,353 | $96,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 30,000 | $96,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 4,700 | $95,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 10,440 | $95,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,475 | $94,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 4,634 | $94,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 2,624 | $94,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 1,715 | $94,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 2,322 | $94,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,600 | $93,000 | thousands by filing date | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 5,962 | $93,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,801 | $93,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,594 | $93,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,800 | $93,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 5,305 | $93,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 2,984 | $93,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 1,643 | $93,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 6,145 | $93,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 6,617 | $92,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 829 | $92,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 6,979 | $92,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 3,840 | $92,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 67,102 | $92,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 11,398 | $92,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 1,430 | $91,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 2,412 | $91,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 5,276 | $91,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1,143 | $91,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 6,153 | $91,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,937 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,991 | $90,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,396 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 3,255 | $90,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 22,571 | $90,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 2,390 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,300 | $89,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 19,346 | $89,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 1,900 | $88,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,883 | $88,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 4,582 | $88,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,494 | $88,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 3,023 | $88,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 7,274 | $88,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 2,747 | $88,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 6,716 | $87,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 5,622 | $87,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 8,082 | $87,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 128,600 | $87,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 3,777 | $86,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 4,290 | $86,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 2,161 | $86,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,365 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,556 | $86,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 4,965 | $86,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 5,004 | $86,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 40,000 | $86,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 8,306 | $85,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 900 | $85,000 | thousands by filing date | put |
| NLIGHT INC | 65487K100 | COM | 4,167 | $85,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 3,697 | $85,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,126 | $85,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,359 | $85,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 291 | $85,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,670 | $85,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 7,912 | $84,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 17,170 | $84,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,614 | $84,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,254 | $84,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,785 | $84,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 13,259 | $83,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,686 | $82,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 2,459 | $82,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,715 | $82,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,881 | $81,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,378 | $81,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 3,736 | $81,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,770 | $80,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 1,577 | $80,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 15,561 | $80,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 18,958 | $80,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,772 | $80,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 8,416 | $80,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 887 | $80,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 10,010 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,350 | $79,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,596 | $79,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,897 | $79,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 25,096 | $79,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 6,817 | $79,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 2,600 | $78,000 | thousands by filing date | call |
| SILVERBOW RES INC | 82836G102 | COM | 7,877 | $78,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 11,106 | $78,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,400 | $77,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 4,535 | $77,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,258 | $77,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,950 | $77,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 877 | $77,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 4,242 | $77,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 33,900 | $77,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 3,044 | $76,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 1,516 | $76,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 100,000 | $76,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,099 | $76,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 26,251 | $76,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 4,962 | $76,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 10,772 | $76,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 10,050 | $75,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 3,467 | $75,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,868 | $75,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 4,419 | $75,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,786 | $75,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 3,660 | $75,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 5,118 | $75,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 14,222 | $75,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 2,106 | $75,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 9,369 | $74,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 909 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $74,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 9,500 | $74,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,447 | $74,000 | thousands by filing date | |
| BLACKBERRY LTD | C10268AC1 | BOND | 73,000 | $74,000 | thousands by filing date | principal |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,326 | $73,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,895 | $73,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,155 | $73,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,194 | $73,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,413 | $73,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 680 | $72,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 14,913 | $72,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,805 | $72,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,739 | $72,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,255 | $72,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 85,033 | $72,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 11,303 | $72,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 2,269 | $71,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,717 | $71,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,186 | $71,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,444 | $71,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 13,786 | $71,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,440 | $71,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 13,924 | $71,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 2,122 | $71,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 4,000 | $71,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,515 | $70,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,983 | $70,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 6,915 | $70,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 3,814 | $70,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 9,866 | $70,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 2,247 | $70,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 8,171 | $70,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,356 | $69,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4,938 | $69,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,622 | $69,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 5,605 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,934 | $69,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 3,683 | $69,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 6,620 | $69,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 10,500 | $69,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,895 | $68,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 19,898 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 417 | $68,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 3,600 | $68,000 | thousands by filing date | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,911 | $68,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,898 | $68,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 2,838 | $68,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 7,400 | $68,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 22,385 | $68,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 6,573 | $68,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 2,186 | $68,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 2,876 | $68,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 5,778 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 591 | $67,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 4,838 | $67,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 3,962 | $67,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,771 | $67,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 4,139 | $67,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,633 | $67,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 6,875 | $67,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,412 | $67,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 78,800 | $67,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 5,000 | $66,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 3,826 | $66,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 1,916 | $66,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 2,638 | $66,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 47,295 | $66,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 446 | $66,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 4,715 | $66,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 4,125 | $66,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,436 | $66,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 9,773 | $66,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 22,800 | $66,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 13,568 | $65,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 5,251 | $65,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,290 | $65,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 8,000 | $65,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 8,000 | $65,000 | thousands by filing date | put |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 3,546 | $65,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,282 | $64,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,000 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,331 | $64,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,813 | $64,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,306 | $64,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 12,500 | $64,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 3,105 | $64,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 7,617 | $64,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 47,300 | $64,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 4,133 | $64,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 14,117 | $64,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 195,000 | $64,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 7,665 | $63,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 6,603 | $63,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,921 | $63,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 316 | $63,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,164 | $63,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 2,431 | $63,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,335 | $63,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 2,271 | $63,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 7,457 | $62,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 6,700 | $62,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 23,296 | $62,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 2,471 | $62,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 3,479 | $62,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 5,841 | $62,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,865 | $61,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 3,967 | $61,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,080 | $61,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,444 | $61,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 5,202 | $61,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 4,491 | $61,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 12,963 | $61,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,499 | $61,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 14,477 | $61,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 14,380 | $61,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 3,331 | $61,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 12,190 | $61,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 2,374 | $61,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 2,415 | $61,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,533 | $60,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,838 | $60,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 3,529 | $60,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,000 | $60,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 9,911 | $60,000 | thousands by filing date | |
| CANCER GENETICS INC | 13739U203 | COM NEW | 10,000 | $60,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 2,238 | $59,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 3,407 | $59,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 487 | $59,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 4,861 | $59,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 5,871 | $59,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,881 | $59,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,436 | $59,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 88,086 | $59,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,691 | $59,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 19,200 | $59,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 636 | $58,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,253 | $58,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 7,749 | $58,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,872 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,981 | $58,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 17,372 | $58,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3,096 | $58,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,229 | $58,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 15,471 | $58,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,350 | $57,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,853 | $57,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,491 | $57,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 3,466 | $57,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,221 | $57,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 3,072 | $57,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,045 | $57,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,362 | $57,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 2,571 | $56,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 2,196 | $56,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,939 | $56,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 13,870 | $56,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,017 | $55,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,802 | $55,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 389 | $55,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 16,085 | $55,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 6,474 | $55,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 581 | $54,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 5,540 | $54,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,549 | $54,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 3,410 | $54,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 3,700 | $54,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,600 | $54,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,201 | $54,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 2,457 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,500 | $54,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,276 | $54,000 | thousands by filing date | |
| Bank of Montreal | 063679732 | ETP | 1,271 | $54,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,409 | $53,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,043 | $53,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,977 | $53,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,593 | $53,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,351 | $53,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,177 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,624 | $52,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,825 | $52,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 2,346 | $52,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,000 | $52,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,604 | $52,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 3,716 | $52,000 | thousands by filing date | |
| Bank of Montreal | 063679765 | ETP | 1,303 | $52,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 800 | $51,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q886 | COM | 2,977 | $51,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 7,530 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,370 | $51,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 3,422 | $51,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,797 | $51,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,478 | $51,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 534 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 840 | $50,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,351 | $50,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $50,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 3,061 | $50,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 25,100 | $50,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 25,100 | $50,000 | thousands by filing date | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 2,290 | $50,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 1,312 | $50,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,740 | $50,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 4,449 | $50,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 3,186 | $50,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 6,184 | $50,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 22,100 | $50,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 720 | $49,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,948 | $49,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,041 | $49,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,065 | $49,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 2,237 | $49,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 6,423 | $49,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 2,935 | $49,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 3,078 | $49,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 4,340 | $49,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,239 | $49,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 1,204 | $49,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 5,800 | $48,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 2,172 | $48,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,984 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,931 | $48,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 441 | $48,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,479 | $48,000 | thousands by filing date | |
| MGC | 921910873 | COM | 419 | $47,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 658 | $47,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 10,000 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 561 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 663 | $47,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 2,762 | $47,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 5,630 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 330 | $47,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 2,135 | $47,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 1,875 | $47,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 8,001 | $47,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 34,800 | $47,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 645 | $47,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,313 | $46,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,233 | $46,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,319 | $46,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 3,044 | $46,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,388 | $46,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,801 | $46,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 5,298 | $46,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,365 | $46,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 6,766 | $46,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,991 | $45,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 4,434 | $45,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 2,740 | $45,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 2,098 | $45,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 3,888 | $45,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,464 | $45,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,390 | $45,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 9,078 | $45,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 2,338 | $45,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 5,004 | $45,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 751 | $45,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,640 | $44,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,165 | $44,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $44,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 3,303 | $44,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 6,451 | $44,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,407 | $44,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,469 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 872 | $44,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 5,229 | $44,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 547 | $44,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 5,030 | $44,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 4,867 | $44,000 | thousands by filing date | |
| Bank of Montreal | 063679781 | ETP | 1,852 | $44,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 940 | $43,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 33,740 | $43,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 4,750 | $43,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,886 | $43,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 6,218 | $43,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 2,142 | $43,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,441 | $43,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 862 | $43,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 5,359 | $43,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,208 | $43,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 3,937 | $43,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 143 | $42,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 1,212 | $42,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 21,467 | $42,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 7,099 | $42,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,236 | $42,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,022 | $42,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,352 | $42,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 1,731 | $42,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 3,757 | $42,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,352 | $42,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,429 | $42,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 11,486 | $42,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,953 | $42,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 4,437 | $42,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,823 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,374 | $41,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,282 | $41,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 4,677 | $41,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,504 | $41,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,058 | $41,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 4,868 | $41,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,499 | $41,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 3,379 | $41,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 2,034 | $41,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,406 | $41,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 30,000 | $41,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,400 | $41,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,480 | $41,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 4,971 | $41,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 691 | $41,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 12,752 | $41,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 1,458 | $40,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 769 | $40,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,204 | $40,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 5,246 | $40,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,176 | $40,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 372 | $40,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 1,585 | $40,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,675 | $40,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 32,132 | $40,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 2,652 | $40,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 11,865 | $40,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 22,375 | $40,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 5,096 | $40,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 8,481 | $40,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 1,734 | $40,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 980 | $39,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,280 | $39,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,222 | $39,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,030 | $39,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 480 | $39,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 9,156 | $39,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 7,413 | $39,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,345 | $39,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,559 | $39,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,854 | $39,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,147 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 729 | $38,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,986 | $38,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,617 | $38,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 898 | $38,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3,075 | $38,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 3,359 | $38,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 16,143 | $38,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 326 | $38,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 1,500 | $38,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,110 | $38,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 5,014 | $38,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 3,905 | $38,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 20,392 | $38,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 25,753 | $38,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 3,263 | $37,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,883 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,000 | $37,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 520 | $37,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $37,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,500 | $37,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 14,148 | $37,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,471 | $37,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $37,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 16,007 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,266 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-001255 | this filing | 2020-02-10 | acceptance time not in the bulk data set |