Skip to content

13F-HR filed by Nuveen Asset Management, LLC

Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 3,219 holding rows worth $247,091,985,000.

Accession
0000950123-19-011451
Filed
2019-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2019

A combination report, 7,300 entries on the cover page, a total value of $247,091,985,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $247,112,319,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerNuveen Investments, Inc. 028-11405
  • reports for this filerNuveen Fund Advisors, LLC 028-11710
  • reports for this filerTIAA-CREF Investment Management, LLC 028-03194
  • reports for this filerTeachers Advisors, LLC 028-04800
  • reports for this filerSanta Barbara Asset Management, LLC 028-11405
  • reports for this filerTeachers Insurance & Annuity Association of America 028-00331
  • reports for this filerRussell Investments Group, Ltd 028-17598
  • included managerNuveen Investments, Inc. 028-11405
  • included managerNuveen Fund Advisors, LLC 028-11710
  • included managerTIAA-CREF Investment Management, LLC 028-03194
  • included managerTeachers Advisors, LLC 028-04800
  • included managerSanta Barbara Asset Management, LLC 028-11405
  • included managerTeachers Insurance & Annuity Association of America 028-00331

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
OLD LINE BANCSHARES INC67984M100COMMON55,481$1,609,000thousands by filing date
MINERVA NEUROSCIENCES INC COM NEW603380106Stock207,004$1,604,000thousands by filing date
AT HOME GROUP INC04650Y100COM166,643$1,604,000thousands by filing date
ACCENDRA HEALTH INC690732102COM275,885$1,603,000thousands by filing date
AMERANT BANCORP INC023576101COMMON STOCK76,460$1,603,000thousands by filing date
DAKTRONICS INC234264109COM215,954$1,594,000thousands by filing date
RHYTHM PHARMACEUTICALS INC76243J105COM73,716$1,591,000thousands by filing date
WEST BANCORPORATION95123P106COMMON STOCK72,919$1,585,000thousands by filing date
CAMPING WORLD HLDGS INC CL A13462K109Stock177,863$1,583,000thousands by filing date
METROPOLITAN BANK HOLDING CO591774104COMMON STOCK40,205$1,582,000thousands by filing date
NACCO INDUSTRIES INC CLASS A629579103COM24,400$1,559,000thousands by filing date
SIENTRA INC82621J105COM240,253$1,556,000thousands by filing date
ALLIENT INC019330109COM44,044$1,555,000thousands by filing date
LOGILITY SUPPLY CHAIN SOLUTIONS029683109COMMON STOCK103,525$1,555,000thousands by filing date
LUMBER LIQUIDATORS HOLDINGS55003T107COMMON STOCK156,823$1,548,000thousands by filing date
REPUBLIC BANCORP INC CLASS A760281204COMMON STOCK35,578$1,546,000thousands by filing date
BED BATH & BEYOND INC690370101COM145,735$1,544,000thousands by filing date
INSTEEL INDS INC45774W108COM75,115$1,542,000thousands by filing date
DONNELLEY FINL SOLUTIONS INC25787G100COM124,932$1,539,000thousands by filing date
PZENA INVESTMENT MANAGM-CL A74731Q103CLAS172,407$1,538,000thousands by filing date
STEMLINE THERAPEUTICS INC85858C107COM147,682$1,537,000thousands by filing date
CATO CORP NEW149205106CL A86,946$1,532,000thousands by filing date
NIO INC SPON ADS62914V106ADR980,912$1,531,000thousands by filing date
RANGER OIL CORPORATION CLASS A COM70788V102Stock52,542$1,528,000thousands by filing date
MERCADOLIBREINC58733R102STOK2,755$1,519,000thousands by filing date
FARMERS NATL BANC CORP309627107COMMON STOCK104,840$1,518,000thousands by filing date
DASEKE INC23753F107COM606,658$1,517,000thousands by filing date
SIMULATIONS PLUS INC829214105COM43,668$1,515,000thousands by filing date
CENTRAL GARDEN PET CO153527106COMMON STOCK51,686$1,511,000thousands by filing date
ZIX CORP98974P100COM208,703$1,511,000thousands by filing date
VTI922908769COM10,000$1,510,000thousands by filing date
PAMPA ENERGIA SA697660207SPONS ADR LVL I86,900$1,509,000thousands by filing date
IRADIMED CORP46266A109COMMON STOCK71,514$1,504,000thousands by filing date
BANK FIRST CORP06211J100COM22,686$1,501,000thousands by filing date
AMERICAN OUTDOOR BRANDS CORP02874P103COM256,536$1,501,000thousands by filing date
BIGLARI HOLDINGS INC B08986R309COMMON STOCK13,763$1,500,000thousands by filing date
HERITAGE CRYSTAL CLEAN INC42726M106COM56,316$1,492,000thousands by filing date
PDF SOLUTIONS INC693282105COMMON STOCK112,434$1,469,000thousands by filing date
FRANKLIN COVEY CO353469109COMMON STOCK41,653$1,458,000thousands by filing date
ROSETTA STONE INC777780107COM83,762$1,458,000thousands by filing date
BOSTON OMAHA CORP CL A101044105COMMON STOCK73,259$1,453,000thousands by filing date
ARLO TECHNOLOGIES INC04206A101COMMON STOCK424,837$1,449,000thousands by filing date
PCSB FINL CORP COM69324R104Stock72,420$1,448,000thousands by filing date
CRAFT BREW ALLIANCE INC224122101COM175,762$1,440,000thousands by filing date
Viacom Inc Cl A92553P102CL A54,726$1,437,000thousands by filing date
SERES THERAPEUTICS INC81750R102COM357,355$1,433,000thousands by filing date
PETMED EXPRESS INC716382106COM79,435$1,431,000thousands by filing date
FOSTER LB CO A350060109COMMON STOCK65,640$1,423,000thousands by filing date
BRAEMAR HOTELS RESORTS INC10482B101REIT126,296$1,422,000thousands by filing date
KRYSTAL BIOTECH INC COM501147102Stock40,632$1,411,000thousands by filing date
ANWORTH MORTGAGE ASSET CP037347101COM425,849$1,405,000thousands by filing date
FRP HOLDINGS INC30292L107COMMON STOCK29,237$1,404,000thousands by filing date
DIAMOND OFFSHORE DRILLING IN25271C102COM252,064$1,401,000thousands by filing date
CAI INTERNATIONAL INC12477X106COM64,289$1,400,000thousands by filing date
CEL-SCI CORP150837607COM PAR NEW156,497$1,399,000thousands by filing date
CLARUS CORP NEW18270P109COM118,755$1,393,000thousands by filing date
OLYMPIC STEEL INC COM68162K106Stock96,473$1,389,000thousands by filing date
SOUTHERN NATL BANCORP OF VA843395104COM90,145$1,387,000thousands by filing date
GREENLIGHT CAPITAL RE LTD AG4095J109COMMON STOCK131,921$1,385,000thousands by filing date
PARTY CITY HOLDCO INC702149105COM242,362$1,384,000thousands by filing date
CAPITAL CITY BANK GROUP INC139674105COMMON STOCK50,207$1,378,000thousands by filing date
DIPLOMAT PHARMACY INC25456K101COM281,259$1,378,000thousands by filing date
CONSOLIDATED COMMUNICATIONS209034107COM288,036$1,372,000thousands by filing date
NEXTCURE INC65343E108COM44,257$1,365,000thousands by filing date
ARDMORE SHIPPING CORPY0207T100COM203,809$1,363,000thousands by filing date
CITIZENS INC174740100COMMON STOCK198,286$1,362,000thousands by filing date
ENERGY RECOVERY INC29270J100COM146,257$1,355,000thousands by filing date
SIERRA BANCORP82620P102COM50,782$1,349,000thousands by filing date
NOAH HLDGS LTD65487X102SPON ADS CL A46,052$1,344,000thousands by filing date
SCORPIO BULKERS INCY7546A122COM219,789$1,336,000thousands by filing date
ITURAN LOCATION AND CONTROL SHSM6158M104Stock53,655$1,330,000thousands by filing date
TRUECAR INC89785L107COM390,887$1,329,000thousands by filing date
ISHARES MSCI EAFE SMALL-CAP ETF464288273ETF23,200$1,327,000thousands by filing date
CRISPR THERAPEUTICS AG NAMEN AKTH17182108Stock32,316$1,325,000thousands by filing date
TEJON RANCH CO879080109COMMON STOCK78,107$1,325,000thousands by filing date
AMERESCO INC02361E108CL A82,319$1,323,000thousands by filing date
ARDAGH GROUP S AL0223L101COM84,298$1,322,000thousands by filing date
LIVONGO HEALTH INC539183103COM75,716$1,320,000thousands by filing date
CADIZ INC127537207COM NEW105,519$1,318,000thousands by filing date
TAIWAN SEMICONDUCTOR MFG874039100SPONSORED ADS28,204$1,311,000thousands by filing date
J ALEXANDERS HLDGS INC46609J106COM111,926$1,311,000thousands by filing date
TRIBUNE PUBG CO NEW89609W107COM151,728$1,302,000thousands by filing date
Enzo Biochem Inc294100102Common Stock361,219$1,300,000thousands by filing date
EXPRESS INC30219E103COMMON STOCK378,168$1,300,000thousands by filing date
MOTORCAR PARTS OF AMERICA IN620071100COMMON STOCK76,744$1,297,000thousands by filing date
CITIZENS NORTHERN CORP172922106COMMON STOCK49,352$1,297,000thousands by filing date
AMERICAN NATL BANKSHARES INC027745108COM36,472$1,294,000thousands by filing date
RPC INC749660106COMMON STOCK230,176$1,292,000thousands by filing date
SURGERY PARTNERS INC86881A100COM174,187$1,287,000thousands by filing date
REV Group Inc749527107Common Stock112,568$1,287,000thousands by filing date
WILLDAN GROUP INC96924N100COM36,670$1,286,000thousands by filing date
TELECOM ARGENTINA SA879273209SPON ADR REP B128,400$1,284,000thousands by filing date
AVID BIOSERVICES INC05368M106COM242,068$1,283,000thousands by filing date
PHREESIA INC71944F106COM52,815$1,281,000thousands by filing date
ARCUS BIOSCIENCES INC03969F109COM140,455$1,278,000thousands by filing date
ARGENX SE SPONSORED ADR04016X101ADR11,165$1,272,000thousands by filing date
PEOPLES FINANCIAL SERVICES711040105COMMON STOCK28,046$1,270,000thousands by filing date
CALIX INC13100M509COM197,687$1,264,000thousands by filing date
VIRNETX HLDG CORP92823T108COM234,049$1,263,000thousands by filing date
SMART GLOBAL HLDGS INCG8232Y101COM49,361$1,257,000thousands by filing date
CORNERSTONE BLDG BRANDS INC21925D109COM207,554$1,255,000thousands by filing date
ASCENDIS PHARMA A/S DKK 1.0 AD04351P101SPONSORED ADR13,020$1,254,000thousands by filing date
TEXTAINER GROUP HOLDINGS LTDG8766E109SHS126,507$1,254,000thousands by filing date
DOMO INC257554105COM CL B78,014$1,246,000thousands by filing date
ORCHID IS CAP INC68571X103COM216,553$1,245,000thousands by filing date
PAYSIGN INC70451A104COM123,018$1,242,000thousands by filing date
CHANNELADVISOR CORP159179100COM132,797$1,239,000thousands by filing date
UTAH MEDICAL PRODUCTS INC917488108COMMON STOCK12,918$1,238,000thousands by filing date
BLUE BIRD CORP095306106COM65,001$1,237,000thousands by filing date
FUTUREFUEL CORP36116M106COMMON STOCK102,780$1,227,000thousands by filing date
BANKFINANCIAL CORP06643P104COM102,712$1,223,000thousands by filing date
COSTAMARE INCY1771G102SHS200,920$1,220,000thousands by filing date
CAMBRIDGE BANCORP132152109COM16,261$1,220,000thousands by filing date
ODONATE THERAPEUTICS INC676079106COM46,854$1,220,000thousands by filing date
PIERIS PHARMACEUTICALS INC720795103COM357,106$1,218,000thousands by filing date
FALCON MINERALS CORP30607B109CL A COM211,766$1,218,000thousands by filing date
XERIS PHARMACEUTICALS INC98422L107COM123,747$1,217,000thousands by filing date
ROCKET PHARMACEUTICALS INC77313F106COM103,818$1,209,000thousands by filing date
DONNELLEY R R & SONS CO257867200COM318,197$1,199,000thousands by filing date
DEL TACO RESTAURANTS INC NEW245496104COM117,153$1,198,000thousands by filing date
LIBERTY GLOBAL PLCG5480U120SHS CL C50,263$1,195,000thousands by filing date
INVESCO MUNI OPPORTUNITY TRUST46132C107COM88,572$1,194,000thousands by filing date
OPPENHEIMER HOLDINGS CL A683797104COMMON STOCK39,678$1,193,000thousands by filing date
BARNES & NOBLE ED INC06777U101COM379,905$1,186,000thousands by filing date
TAILORED BRANDS INC87403A107COM269,084$1,184,000thousands by filing date
DSP GROUP INC23332B106COM84,012$1,183,000thousands by filing date
MERCHANTS BANCORP IND58844R108COM71,304$1,179,000thousands by filing date
GREENHILL & CO INC COM395259104Stock89,662$1,176,000thousands by filing date
VSE CORP COM918284100Stock34,462$1,175,000thousands by filing date
COMMERCIAL VEH GROUP INC202608105COM162,569$1,172,000thousands by filing date
HCI GROUP INC40416E103COM27,871$1,171,000thousands by filing date
ALTISOURCE PORTFOLIO SOLNS SL0175J104REG SHS57,932$1,171,000thousands by filing date
TRANSLATE BIO INC.89374L104Common Stock118,002$1,169,000thousands by filing date
TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS874060205ADR67,708$1,165,000thousands by filing date
RIGEL PHARMACEUTICALS INC766559603COMMON STOCK622,401$1,164,000thousands by filing date
DWS MUNICIPAL INCOME TRUST233368109COM100,196$1,161,000thousands by filing date
BNY MELLON MUN INCOME INC05589T104COM124,171$1,161,000thousands by filing date
SORRENTO THERAPEUTICS INC83587F202COMMON STOCK542,188$1,160,000thousands by filing date
REVLON INC761525609OPT49,346$1,159,000thousands by filing date
KRONOS WORLDWIDE INC COM50105F105Stock93,612$1,158,000thousands by filing date
ASSETMARK FINL HLDGS INC04546L106COM44,336$1,155,000thousands by filing date
GREIF INC397624206CL B25,302$1,153,000thousands by filing date
Adverum Biotechnologies, Inc.00773U108Common Stock211,153$1,151,000thousands by filing date
NAPCO SEC TECHNOLOGIES INC COM630402105Stock45,003$1,149,000thousands by filing date
RBB BANCORP74930B105COMMON STOCK58,236$1,147,000thousands by filing date
OMEGA FLEX INC682095104COMMON STOCK11,169$1,142,000thousands by filing date
PDL BIOPHARMA INC69329Y104COM526,304$1,137,000thousands by filing date
GREEN BRICK PARTNERS INC392709101COM106,120$1,135,000thousands by filing date
DHI GROUP INC23331S100COM294,107$1,133,000thousands by filing date
ARTESIAN RES CORP043113208CL A30,495$1,128,000thousands by filing date
LIMONEIRA CO532746104COM61,308$1,126,000thousands by filing date
AMNEAL PHARMACEUTICALS INC03168L105COM STK CL A387,429$1,123,000thousands by filing date
MEDICINOVA INC58468P206COM NEW141,061$1,122,000thousands by filing date
NOVARTIS AG SPONSORED ADR66987V109ADR12,860$1,118,000thousands by filing date
SYROS PHARMACEUTICALS INC87184Q107COM107,639$1,117,000thousands by filing date
KADMON HLDGS INC48283N106COM442,352$1,114,000thousands by filing date
SYNDAX PHARMACEUTICALS INC87164F105COM148,988$1,113,000thousands by filing date
CYCLERION THERAPEUTICS INC23255M105COM91,831$1,113,000thousands by filing date
LIFECOREBIOMEDICALINC514766104STOK101,886$1,108,000thousands by filing date
LIBERTY MEDIA CORP DEL531229706COM A BRAVES GRP39,805$1,108,000thousands by filing date
PENNEY J C INC708160106COM1,243,450$1,105,000thousands by filing date
WISDOMTREE TR97717W422INDIA ERNGS FD46,216$1,102,000thousands by filing date
ENTERPRISE BANCORP INC MASS COM293668109Stock36,664$1,099,000thousands by filing date
NORDIC AMERICAN TANKERS LIMIG65773106COM507,957$1,098,000thousands by filing date
INVACARE CORP461203101COMMON STOCK146,051$1,095,000thousands by filing date
BNY MELLON STRATEGIC MUNS IN05588W108COM127,525$1,094,000thousands by filing date
PAR TECHNOLOGY CORP698884103COM45,700$1,086,000thousands by filing date
UROGEN PHARMA LTDM96088105COMMON STOCK45,444$1,083,000thousands by filing date
SOUTHERN FIRST BANCSHARES842873101COMMON STOCK27,164$1,082,000thousands by filing date
ADAMAS PHARMACEUTICALS INC00548A106COM211,479$1,081,000thousands by filing date
HOOKER FURNISHINGS CORPORATI439038100COM50,207$1,077,000thousands by filing date
FORTERRA INC34960W106COM148,772$1,075,000thousands by filing date
DERMIRA INC24983L104COM168,108$1,074,000thousands by filing date
TEEKAY CORPORATIONY8564W103COM268,264$1,073,000thousands by filing date
DAILY JOURNAL CORP233912104COM4,330$1,072,000thousands by filing date
DYNAVAX TECHNOLOGIES CORP268158201COM NEW299,855$1,072,000thousands by filing date
HARBORONE BANCORP INC NEW41165Y100COM NEW106,426$1,072,000thousands by filing date
FIESTA RESTAURANT GROUP INC31660B101COM102,610$1,069,000thousands by filing date
22ND CENTY GROUP INC90137F103COM470,958$1,065,000thousands by filing date
CONFORMIS INC20717E101COM572,745$1,065,000thousands by filing date
AEGLEA BIOTHERAPEUTICS INC00773J103COM138,013$1,061,000thousands by filing date
METALLUS INC887399103COMMON STOCK168,377$1,059,000thousands by filing date
CENTURY CASINOS INC156492100COM137,029$1,059,000thousands by filing date
MACATAWA BANK CORP554225102COMMON STOCK101,701$1,057,000thousands by filing date
MEIRAGTX HOLDINGS PLCG59665102COMMON STOCK66,175$1,056,000thousands by filing date
NN INC629337106COM147,981$1,055,000thousands by filing date
ZYNEX INC98986M103COM110,463$1,050,000thousands by filing date
CASA SYS INC14713L102COM133,657$1,050,000thousands by filing date
NORTHRIM BANCORP INC666762109COMMON STOCK26,438$1,049,000thousands by filing date
LINEAGE CELL THERAPEUTICS IN53566P109COMMON STOCK1,070,751$1,049,000thousands by filing date
ARQ INC00770C101COM70,556$1,047,000thousands by filing date
NATIONAL BANKSHARES INC VA634865109COMMON STOCK26,105$1,046,000thousands by filing date
NWPX INFRASTRUCTURE INC667746101COM37,064$1,043,000thousands by filing date
BUSINESS FIRST BANCSHARES12326C105COMMON STOCK42,750$1,043,000thousands by filing date
DRIVE SHACK INC262077100COM242,141$1,043,000thousands by filing date
RUBIUS THERAPEUTICS INC78116T103COM132,338$1,039,000thousands by filing date
APPLIED OPTOELECTRONICS INC03823U102COM92,536$1,038,000thousands by filing date
FARMERS MERCHANTS BANCO OH30779N105COMMON STOCK39,935$1,037,000thousands by filing date
XPLR INFRASTRUCTURE LP65341B106COM UNIT PART IN19,566$1,034,000thousands by filing date
TRANSPORTADORA DE GAS SUR893870204SPONSORED ADS B121,596$1,032,000thousands by filing date
HABIT RESTAURANTS INC40449J103COM CL A116,393$1,018,000thousands by filing date
EVOLUS INC30052C107COM65,016$1,016,000thousands by filing date
GRITSTONE BIO INC39868T105COM117,584$1,015,000thousands by filing date
SYNCHRONOSS TECHNOLOGIES INC87157B103COM187,818$1,014,000thousands by filing date
PAGERDUTY INC COM69553P100Stock35,770$1,010,000thousands by filing date
THE REALREAL INC88339P101COM45,182$1,010,000thousands by filing date
ENDURANCE INTL GROUP HLDGS I29272B105COM268,420$1,006,000thousands by filing date
AGENUS INC00847G705COM NEW387,033$999,000thousands by filing date
SUMMIT FINL GROUP INC86606G101COM38,912$996,000thousands by filing date
CORBUS PHARMACEUTICALS HLDGS21833P103COM204,125$994,000thousands by filing date
HOME BANCORP INC43689E107COMMON STOCK25,480$993,000thousands by filing date
ALPHA & OMEGA SEMICONDUCTORG6331P104SHS80,746$992,000thousands by filing date
CENTURY BANCORP INC -CL A156432106CL A11,329$992,000thousands by filing date
AKCEA THERAPEUTICS INC00972L107COM64,392$991,000thousands by filing date
AVEDRO INC05355N109COM43,615$990,000thousands by filing date
PFENEX INC717071104COM116,592$984,000thousands by filing date
iShares MSCI ACWI ex U.S. ETF464288240SHS21,300$981,000thousands by filing date
PARK OHIO HOLDINGS CORP700666100COMMON STOCK32,789$979,000thousands by filing date
WESTERN NEW ENGLAND BANCORP958892101COMMON STOCK102,792$979,000thousands by filing date
IMMERSION CORPORATION452521107COMMON STOCK127,486$975,000thousands by filing date
BROOKFIELD INFRASTRUCTURE PAG16252101LP INT UNIT19,841$973,000thousands by filing date
DOVA PHARMACEUTICALS INC25985T102COM34,720$971,000thousands by filing date
AMES NATIONAL CORP031001100COMMON STOCK33,903$970,000thousands by filing date
TRANSENTERIX INC89366M201COM NEW1,547,047$959,000thousands by filing date
BAYCOM CORP07272M107COMMON STOCK42,068$955,000thousands by filing date
FIRST BANCORP INC ME31866P102COMMON STOCK34,680$953,000thousands by filing date
VIVINT SOLAR INC.92854Q106Common Stock145,551$952,000thousands by filing date
BIOSIG TECHNOLOGIES INC09073N201COM NEW115,318$951,000thousands by filing date
SOUTHERN MISSOURI BANCORP843380106COMMON STOCK26,099$950,000thousands by filing date
RAYONIER ADVANCED MATLS INC75508B104COM218,566$946,000thousands by filing date
SENSEONICS HLDGS INC81727U105COM957,361$946,000thousands by filing date
GERON CORP374163103COM702,791$934,000thousands by filing date
ITERIS INC NEW46564T107COM161,404$927,000thousands by filing date
Utilities Select Sector SPDR Fund81369Y886SHS14,271$924,000thousands by filing date
BLACKROCK MUNIYIELD QUALITY FU09254F100COM61,305$922,000thousands by filing date
ACNB CORP000868109COMMON STOCK26,774$919,000thousands by filing date
SEACOR MARINE HLDGS INC COM78413P101Stock73,008$918,000thousands by filing date
CONSOLIDATED WATER CO ORD SHG23773107COMMON STOCK55,441$914,000thousands by filing date
FIRST INTERNET BANCORP320557101COM42,404$908,000thousands by filing date
TERRITORAL BANCORP INC88145X108COMMON STOCK31,699$906,000thousands by filing date
THE MEET GROUP INC.58513U101Common Stock276,624$906,000thousands by filing date
TELENAV INC879455103COMMON STOCK189,449$905,000thousands by filing date
INOVIO PHARMACEUTICALS INC45773H201COM NEW441,037$904,000thousands by filing date
CONSTRUCTION PARTNERS INC21044C107COM CL A57,842$901,000thousands by filing date
MANNKIND CORP COM NEW56400P706Stock712,908$891,000thousands by filing date
ZYNERBA PHARMACEUTICALS INC98986X109COM117,813$891,000thousands by filing date
INTERNATIONAL MONEY EXPRESS46005L101COM64,805$890,000thousands by filing date
BRIDGEWATER BANCSHARES INC108621103COMMON STOCK74,463$889,000thousands by filing date
ERA GROUP INC26885G109COM84,189$889,000thousands by filing date
SENECA FOODS CORP NEW817070501CL A28,459$888,000thousands by filing date
SPORTSMANS WHSE HLDGS INC84920Y106COM171,413$888,000thousands by filing date
HEMISPHERE MEDIA GROUP INC CL A42365Q103COM72,676$888,000thousands by filing date
KLX ENERGY SERVICS HOLDNGS I48253L106COM101,732$879,000thousands by filing date
SMARTFINANCIAL INC83190L208COMMON STOCK42,044$876,000thousands by filing date
AMYRIS INC03236M200COM NEW182,948$871,000thousands by filing date
TEEKAY TANKERS LTDY8565N102CL A669,833$871,000thousands by filing date
ECLIPSE RESOURCES CORP61179L100EQUITY229,218$866,000thousands by filing date
NEW AGE BEVERAGES CORP64157V108COM313,555$865,000thousands by filing date
PANHANDLE OIL AND GAS INC698477106CL A61,161$855,000thousands by filing date
LCNB CORP50181P100COM48,087$853,000thousands by filing date
SOLID BIOSCIENCES INC COM NEW83422E105Stock82,482$853,000thousands by filing date
CENTRAL VY CMNTY BANCORP155685100COM41,838$852,000thousands by filing date
GLOBAL INDEMNITY GROUP LLC COM CL AG3933F105Stock33,917$847,000thousands by filing date
Golden Entertainment Inc381013101Common Stock63,671$846,000thousands by filing date
MARLIN BUSINESS SVCS CORP571157106COM33,419$841,000thousands by filing date
CODORUS VY BANCORP INC192025104COM36,173$841,000thousands by filing date
INVESCO MUNICIPAL TRUST46131J103COM66,607$840,000thousands by filing date
SHOCKWAVE MED INC82489T104COM28,030$839,000thousands by filing date
RELIANT BANCORP INC75956B101COM34,842$836,000thousands by filing date
ENTEGRA FINL CORP29363J108COM27,822$835,000thousands by filing date
FARMLAND PARTNERS INC31154R109REIT124,874$834,000thousands by filing date
ROCKY BRANDS INC774515100COMMON STOCK25,095$834,000thousands by filing date
INVESTORS TITLE CO461804106COMMON STOCK5,193$831,000thousands by filing date
PREMIER FINL BANCORP INC74050M105COM48,349$831,000thousands by filing date
VILLAGE SUPER MKT INC CL A NEW927107409Stock31,365$830,000thousands by filing date
INVESCO ADVANTAGE MUN INCOME46132E103SH BEN INT68,796$830,000thousands by filing date
RUSH ENTERPRISES INC CL B781846308COMMON STOCK20,722$827,000thousands by filing date
ATHERSYS INC04744L106COM621,502$827,000thousands by filing date
INNERWORKINGS INC45773Y105COM186,504$826,000thousands by filing date
OOMA INC683416101COM78,758$819,000thousands by filing date
KINDRED BIOSCIENCES INC COM494577109Stock119,113$816,000thousands by filing date
INVESCO TR INVT GRADE MUNS46131M106COM58,489$814,000thousands by filing date
PICO HLDGS INC693366205COM NEW80,696$814,000thousands by filing date
CECO ENVIRONMENTAL CORP125141101COM116,424$813,000thousands by filing date
RGC RESOURCES INC74955L103COMMON STOCK27,772$812,000thousands by filing date
BRT APARTMENTS CORP055645303REIT55,657$811,000thousands by filing date
MAYVILLE ENGINEERING CO INC578605107COMMON STOCK60,647$800,000thousands by filing date
INDEPENDENCE HLDG CO453440307COMMON STOCK20,657$798,000thousands by filing date
CARE COM INC141633107COM76,398$798,000thousands by filing date
GUARANTY BANCSHARES INC400764106COMMON STOCK26,037$797,000thousands by filing date
FIRST BUSINESS FINANCIAL SER319390100COMMON STOCK33,060$796,000thousands by filing date
NATHANS FAMOUS INC NEW632347100COM11,033$793,000thousands by filing date
CAPSTAR FINL HLDGS INC14070T102COM47,815$793,000thousands by filing date
INVESTAR HOLDING CORP46134L105COMMON STOCK33,002$786,000thousands by filing date
PARKER DRILLING CO701081507Stock41,408$784,000thousands by filing date
RTI BIOLOGICS INC74975N105COM273,777$780,000thousands by filing date
INTRICON CORP46121H109COM40,096$780,000thousands by filing date
WILLIS LEASE FINANCE CORP970646105COMMON STOCK14,074$779,000thousands by filing date
ALBIREO PHARMA INC01345P106COMMON STOCK38,913$779,000thousands by filing date
INFOSYS LTD SPONSORED ADR456788108ADR67,903$772,000thousands by filing date
REPUBLIC FIRST BANCORP INC760416107COM183,501$771,000thousands by filing date
GENIE ENERGY LTD372284208CL B102,837$767,000thousands by filing date
ORRSTOWN FINL SERVICES INC687380105COMMON STOCK34,920$765,000thousands by filing date
BLOOM ENERGY CORP093712107COM235,059$764,000thousands by filing date
RCI HOSPITALITY HOLDINGS INC74934Q108COMMON STOCK36,982$764,000thousands by filing date
READING INTL INC755408101CL A63,854$764,000thousands by filing date
CORTEXYME INC22053A107COM30,628$764,000thousands by filing date
BRITISH AMERN TOB PLC SPONSORED ADR110448107ADR20,589$760,000thousands by filing date
GRAHAM CORP384556106COM38,209$759,000thousands by filing date
DONEGAL GROUP INC CL A257701201COMMON STOCK51,566$756,000thousands by filing date
MAMMOTH ENERGY SERVICES INC56155L108COM303,242$753,000thousands by filing date
HOWARD BANCORP INC COM442496105COM45,065$752,000thousands by filing date
EAGLE BULK SHIPPING INCY2187A143SHS NEW170,747$747,000thousands by filing date
UNIT CORP909218109COM220,734$746,000thousands by filing date
MUTUALFIRST FINANCIAL INC62845B104COM23,593$744,000thousands by filing date
CBL & ASSOCIATES PROPERTIES IN124830100COM745,052$743,000thousands by filing date
Viewra, Inc92672L107COM256,047$743,000thousands by filing date
PROSIGHT GLOBAL INC74349J103COM38,324$742,000thousands by filing date
HURCO CO447324104COM23,002$740,000thousands by filing date
YRC WORLDWIDE INC984249607COM244,657$739,000thousands by filing date
LIQUIDITY SVCS INC53635B107COM99,643$737,000thousands by filing date
LA JOLLA PHARMACEUTICAL CO503459604COM PAR $.0001 283,753$737,000thousands by filing date
TRECORA RES894648104COM81,030$731,000thousands by filing date
IES HOLDINGS INC44951W106COM35,424$730,000thousands by filing date
TIMBERLAND BANCORP INC887098101COMMON STOCK26,528$729,000thousands by filing date
SEASPINE HLDGS CORP81255T108COM59,451$726,000thousands by filing date
DISTRIBUTION SOLUTIONS GRP I520776105COM18,656$723,000thousands by filing date
JUMIA TECHNOLOGIES AG SPONSORED ADS48138M105ADR89,958$713,000thousands by filing date
OIL DRI CORP AMER COM677864100Stock20,883$711,000thousands by filing date
GNC HLDGS INC36191G107COM CL A332,131$711,000thousands by filing date
GENESIS HEALTHCARE CLASS A37185X106COMMON STOCK635,682$705,000thousands by filing date
COMMUNITY BANKERS TRUST CORP203612106COM81,892$704,000thousands by filing date
C F FINANCIAL CORP12466Q104COMMON STOCK13,341$703,000thousands by filing date
WIDEOPENWEST INC96758W101COM114,207$703,000thousands by filing date
FS BANCORP INC30263Y104COM13,380$702,000thousands by filing date
TIPTREE INC88822Q103COM96,185$701,000thousands by filing date
PARKE BANCORP INC700885106COMMON STOCK31,536$701,000thousands by filing date
SPARK ENERGY INC846511103CL A COM66,390$701,000thousands by filing date
VAPOTHERM INC922107107COM73,756$699,000thousands by filing date
SOUNDTHINKING INC82536T107COM30,305$698,000thousands by filing date
FORESTAR GROUP INC346232101COMMON STOCK38,154$697,000thousands by filing date
APYX MEDICAL CORPORATION03837C106COM102,482$694,000thousands by filing date
EVANS BANCORP INC29911Q208COM18,561$694,000thousands by filing date
ROCKWELL MED INC774374102COM249,405$689,000thousands by filing date
SPIRIT OF TEX BANCSHARES INC84861D103COM31,908$688,000thousands by filing date
Zagg, Inc.98884U108COM109,542$687,000thousands by filing date
LIFEVANTAGE CORP53222K205COMMON STOCK50,029$686,000thousands by filing date
NORTHEAST BK PORTLAND ME66405S100COM30,682$680,000thousands by filing date
COVIA HLDGS CORP22305A103COM336,011$678,000thousands by filing date
SHORE BANCSHARES INC825107105COMMON STOCK43,951$677,000thousands by filing date
ENERGY FUELS INC292671708COM NEW349,693$675,000thousands by filing date
KVH INDS INC482738101COM63,233$674,000thousands by filing date
NORWOOD FINANCIAL CORP669549107COMMON STOCK21,196$670,000thousands by filing date
HEALTH CATALYST INC42225T107COM21,145$669,000thousands by filing date
BANK OF COMMERCE HOLDINGS06424J103COMMON STOCK NPV61,236$667,000thousands by filing date
NOODLES & CO65540B105COM CL A117,472$665,000thousands by filing date
HIGHPOINT RES CORP43114K108COM416,813$663,000thousands by filing date
CLIPPER REALTY INC18885T306COM64,678$660,000thousands by filing date
AIX INC30712A103SPONSORED ADS24,800$660,000thousands by filing date
BLACKROCK MUNIENHANCED FD IN09253Y100COM58,051$658,000thousands by filing date
STERLING BANCORP INC85917W102COM67,410$658,000thousands by filing date
DTF TAX-FREE INCOME 2028 TER23334J107COM45,249$655,000thousands by filing date
BG STAFFING INC05544A109COM34,026$651,000thousands by filing date
NI HOLDINGS INC65342T106COMMON STOCK37,951$650,000thousands by filing date
Pareteum Corporation69946T207COM503,697$650,000thousands by filing date
BANKWELL FINL GROUP INC06654A103COM23,607$649,000thousands by filing date
CASI PHARMACEUTICALS INC14757U109COM194,258$649,000thousands by filing date
FORTY SEVEN INC34983P104COM100,829$647,000thousands by filing date
VERRICA PHARMACEUTICALS INC92511W108COM43,755$646,000thousands by filing date
GP STRATEGIES CORP36225V104COM50,241$645,000thousands by filing date
GTY TECHNOLOGY HOLDINGS INC362409104COM102,838$645,000thousands by filing date
PROTECTIVE INSURANCE CORP- B74368l203COM36,946$644,000thousands by filing date
PREFORMED LINE PRODS CO740444104COM11,744$642,000thousands by filing date
BCB BANCORP INC055298103COMMON STOCK50,005$642,000thousands by filing date
URANIUM ENERGY CORP COM916896103Stock657,432$641,000thousands by filing date
PURE CYCLE CORP746228303COMMON STOCK62,085$638,000thousands by filing date
STRATUS PPTYS INC863167201COM NEW21,646$636,000thousands by filing date
XBIOTECH INC98400H102COM57,675$634,000thousands by filing date
BEL FUSE INC077347300CL B41,693$627,000thousands by filing date
PULSE BIOSCIENCES INC74587B101COMMON STOCK40,610$627,000thousands by filing date
AMALGAMATED BANK022663108COMMON STOCK39,018$625,000thousands by filing date
TURNING PT THERAPEUTICS90041T108COM16,608$624,000thousands by filing date
HARBORONE BANCORP INC41165F101COM61,865$623,000thousands by filing date
ASTRONOVA INC04638F108COM38,266$619,000thousands by filing date
UNITY BANCORP INC913290102COMMON STOCK27,639$612,000thousands by filing date
EIGER BIOPHARMACEUTICALS INC28249U105COM59,680$611,000thousands by filing date
LUTHER BURBANK CORP550550107COM53,290$604,000thousands by filing date
UNITY BIOTECHNOLOGY INC91381U101COM98,425$601,000thousands by filing date
FIRST NORTHWEST BANCORP335834107COM34,528$598,000thousands by filing date
TILE SHOP HLDGS INC88677Q109COMMON STOCK187,017$597,000thousands by filing date
ADMA BIOLOGICS INC000899104COM133,787$595,000thousands by filing date
OPTIMIZERX CORP68401U204COM NEW41,073$595,000thousands by filing date
MDC PARTNERS INC552697104CL A SUB VTG209,577$591,000thousands by filing date
CUE BIOPHARMA INC22978P106COM69,954$590,000thousands by filing date
OPTINOSE INC68404V100COM83,401$584,000thousands by filing date
OCULAR THERAPEUTIX INC67576A100COM191,831$583,000thousands by filing date
COMMUNITY FINL CORP MD20368X101COM17,302$579,000thousands by filing date
GLYCOMIMETICS INC38000Q102COM133,951$577,000thousands by filing date
BASSETT FURNITURE INDS INC COM070203104Stock37,561$575,000thousands by filing date
RED LION HOTELS CORP756764106COM88,456$573,000thousands by filing date
Rafael Holdings Inc Class B75062E106COM27,255$572,000thousands by filing date
GAIN CAPITAL HOLDINGS INC36268W100COM108,264$572,000thousands by filing date
FEDNAT HOLDING COMPANY31431B109Common Stock40,618$569,000thousands by filing date
WEYCO GROUP INC COM962149100Stock25,116$568,000thousands by filing date
LSB INDS INC502160104COM109,590$568,000thousands by filing date
ZAI LAB LTD ADR98887Q104ADR17,500$566,000thousands by filing date
RIVERVIEW BANCORP INC769397100COM76,564$565,000thousands by filing date
GLADSTONE LAND CORP376549101REIT47,117$560,000thousands by filing date
CHENIERE ENERGY PARTNERS L P16411Q101COM UNIT12,294$559,000thousands by filing date
TC PIPELINES LP87233Q108UT COM LTD PRT13,701$557,000thousands by filing date
ABRDN NATL MUN INCOME FD SH BEN INT24610T108CEF41,405$557,000thousands by filing date
CYTOSORBENTS CORP23283X206CMN110,398$555,000thousands by filing date
ALPHATEC HLDGS INC02081G201COM NEW110,234$554,000thousands by filing date
FIRST CHOICE BANCORP31948P104COM25,972$554,000thousands by filing date
PCB BANCORP69320M109COMMON STOCK33,534$552,000thousands by filing date
Lifetime Brands Inc53222Q103COM62,218$550,000thousands by filing date
SUPERIOR GROUP OF COS INC868358102COMMON STOCK34,094$549,000thousands by filing date
MARINE PRODS CORP568427108cs38,696$548,000thousands by filing date
RING ENERGY INC76680V108COMMON STOCK333,519$547,000thousands by filing date
TITAN INTERNATIONAL INC88830M102COMMON STOCK202,550$546,000thousands by filing date
INSEEGO CORP45782B104COMMON STOCK113,822$546,000thousands by filing date
DIANTHUS THERAPEUTICS INC COM55910K108Stock53,222$546,000thousands by filing date
ACACIA RESEARCH CORP003881307COMMON STOCK202,926$544,000thousands by filing date
ESSA BANCORP INC COM29667D104Stock33,064$543,000thousands by filing date
MUSTANG BIO INC62818Q104COM166,272$542,000thousands by filing date
FVCBANKCORP INC36120Q101COMMON STOCK30,840$541,000thousands by filing date
PENNS WOODS BANCORP INC708430103COM17,549$541,000thousands by filing date
SPIRIT MTA REIT84861U105COM SHS BEN IN63,650$537,000thousands by filing date
AXT INC00246W103COM150,197$535,000thousands by filing date
FARMER BROS CO307675108COM41,244$535,000thousands by filing date
ELOXX PHARMACEUTICALS INC29014R103COM118,446$535,000thousands by filing date
CHEMUNG FINANCIAL CORP164024101COMMON STOCK12,666$532,000thousands by filing date
UNITED STS LIME & MINERALS I911922102COM6,907$528,000thousands by filing date
HAMILTON BEACH BRAND A40701T104COMMON STOCK32,652$528,000thousands by filing date
PRUDENTIAL BANCORP INC NEW74431A101COM30,996$527,000thousands by filing date
OHIO VY BANC CORP677719106COM14,331$523,000thousands by filing date
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK173,707$522,000thousands by filing date
PEOPLES BANCORP OF NC710577107COMMON STOCK17,553$522,000thousands by filing date
PARATEK PHARMACEUTICALS INC699374302Equity120,874$522,000thousands by filing date
NEUBERGER BERMAN MUN FD INC64124P101COM33,556$518,000thousands by filing date
ACORDA THERAPEUTICS INC00484M106COM180,633$518,000thousands by filing date
CUMULUS MEDIA INC231082801COM CL A35,377$514,000thousands by filing date
GEOSPACE TECHNOLOGIES CORP37364X109COM33,169$510,000thousands by filing date
SCHOLAR ROCK HLDG CORP80706P103COM56,923$509,000thousands by filing date
FLOTEK INDS INC DEL343389102COM231,734$509,000thousands by filing date
UNITED SEC BANCSHARES CALIF911460103COM48,408$509,000thousands by filing date
FIDELITY DD BANCORP INC31609R100COMMON STOCK8,129$506,000thousands by filing date
EVI INDUSTRIES INC26929N102COMMON STOCK15,845$506,000thousands by filing date
STOKE THERAPEUTICS INC86150R107COM23,399$503,000thousands by filing date
RIGNET INC766582100COM64,559$500,000thousands by filing date
BLACKROCK MUNIVEST FUND09253R105COM53,753$495,000thousands by filing date
GLOBAL WATER RESOURCES INC379463102COMMON STOCK41,775$495,000thousands by filing date
MVB FINANCIAL CORP553810102COMMON STOCK24,885$494,000thousands by filing date
GENCO SHIPPING TRADING LTDY2685T131COMMON STOCK294,752$494,000thousands by filing date
CRAWFORD COMPANY CL A224633206COMMON STOCK45,425$494,000thousands by filing date
Akoustis Technologies Inc00973N102COM63,116$490,000thousands by filing date
CASTLIGHT HEALTH INC CL B14862Q100Stock346,822$489,000thousands by filing date
RYANAIR HOLDINGS PLC SPONSORED ADR783513203ADR7,356$488,000thousands by filing date
Malvern Bancorp, Inc.561409103Common Stock22,326$487,000thousands by filing date
NOVAVAX INC670002401COM NEW96,743$486,000thousands by filing date
MARINUS PHARMACEUTICALS INC56854Q101COM314,095$484,000thousands by filing date
CELLULAR BIOMEDICINE GROUP I15117P102COM NEW32,551$484,000thousands by filing date
EASTERN CO276317104COM19,434$483,000thousands by filing date
ASSOCIATED CAP GROUP INC045528106COM13,568$483,000thousands by filing date
ALICO INC016230104COM14,130$481,000thousands by filing date
RICHMOND MUTUAL BANCORPORATI76525P100COMMON STOCK34,385$481,000thousands by filing date
FLEXSTEEL INDS339382103COMMON STOCK32,296$479,000thousands by filing date
LEAF GROUP LTD52177G102COM113,880$478,000thousands by filing date
SAGA COMMUNICATIONS INC786598300CL A NEW15,927$473,000thousands by filing date
EROS INTL PLCG3788M114SHS NEW246,500$471,000thousands by filing date
FIRST BANK HAMILTON NJ31931U102COMMON STOCK43,355$470,000thousands by filing date
PALATIN TECHNOLOGIES INC696077403COM PAR $ .01517,542$470,000thousands by filing date
SPERO THERAPEUTICS INC84833T103COM43,892$465,000thousands by filing date
SELECT BANCORP INC NEW COM81617L108Stock39,561$459,000thousands by filing date
ASSERTIO THERAPEUTICS INC04545L107COM356,192$456,000thousands by filing date
PYXUS INTL INC74737V106COM34,686$454,000thousands by filing date
NINE ENERGY SERVICE INC65441V101COM73,436$453,000thousands by filing date
ENERGOUS CORP29272C103COM136,495$453,000thousands by filing date
TCR2 THERAPEUTICS INC87808K106COM30,030$451,000thousands by filing date
MESA AIR GROUP INC590479135COM NEW66,661$450,000thousands by filing date
GALECTIN THERAPEUTICS INC363225202COMMON STOCK122,214$449,000thousands by filing date
AGNT INC30212W100COM53,393$448,000thousands by filing date
SEASPAN CORPY75638109SHS41,910$446,000thousands by filing date
BLACKROCK MUNIYEILD QUALITY FU09254G108COM34,321$445,000thousands by filing date
PIONEER MUNICIPAL HIGH INCOME723762100COM40,709$445,000thousands by filing date
CLEARFIELD INC18482P103COMMON STOCK37,603$445,000thousands by filing date
SYNTHORX INC COM87167A103Stock27,293$444,000thousands by filing date
ACELRX PHARMACEUTICALS INC00444T100COM201,189$442,000thousands by filing date
NIAGEN BIOSCIENCE INC171077407COM NEW111,055$437,000thousands by filing date
BLACKROCK CREDIT ALLOCATION IN092508100COM32,000$436,000thousands by filing date
FIRST FINANCIAL NORTHWEST IN32022K102COM29,396$434,000thousands by filing date
UNION BANKSHARES INC905400107CMN13,703$433,000thousands by filing date
PACIFIC MERCANTILE BANCORP694552100COM57,267$430,000thousands by filing date
CRINETICS PHARMACEUTICALS INC COM22663K107Stock28,540$429,000thousands by filing date
BBVA BANCO FRANCES S A07329M100CMN98,542$427,000thousands by filing date
U S XPRESS ENTERPRISES INC90338N202COM87,876$423,000thousands by filing date
POTBELLY CORP73754Y100COM96,470$421,000thousands by filing date
Fluent Co34380C102COM152,722$418,000thousands by filing date
INVESCO QUALITY MUNICIPAL INCO46133G107COM32,524$416,000thousands by filing date
REPLIMUNE GROUP INC76029N106COMMON STOCK29,792$414,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-19-011451this filing2019-11-14acceptance time not in the bulk data set