13F-HR filed by SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 173 holding rows worth $463,529,000.
- Accession
- 0000950123-19-011225
- Filer
- CIK 1030815
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 173 entries on the cover page, a total value of $463,529,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $463,528,000 with VALUE read as thousands by filing date, 13F file number 028-05958. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 2,927,380 | $43,911,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 30,136,000 | $29,740,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 19,865,000 | $25,845,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 23,000,000 | $22,466,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 8,211,966 | $20,694,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,944,777 | $19,895,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 11,500,000 | $19,683,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 23,872,000 | $18,748,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 15,000,000 | $17,515,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 10,500,000 | $16,982,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 8,000,000 | $15,174,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 10,200,000 | $13,625,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 14,500,000 | $13,337,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 10,146,000 | $11,868,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 10,500,000 | $10,349,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 8,000,000 | $9,948,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 612,766 | $8,910,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 9,000,000 | $8,855,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 968,586 | $5,928,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 6,500,000 | $5,434,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 28,600 | $4,717,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 353,668 | $4,675,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 74,000 | $4,181,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 23,200 | $3,943,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 4,000,000 | $3,628,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 1,740 | $3,415,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960WAA2 | BOND | 6,088,000 | $3,035,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,379,000 | $2,736,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 3,000,000 | $2,649,000 | thousands by filing date | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 4,000,000 | $2,568,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000,000 | $1,988,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 444,434 | $1,987,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 17,375 | $1,904,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 24,300 | $1,771,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 1,500,000 | $1,606,000 | thousands by filing date | principal |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,803 | $1,483,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 21,800 | $1,476,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,032 | $1,260,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,553 | $1,244,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,749 | $1,216,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 19,221 | $1,181,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,739 | $1,166,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,734 | $1,148,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 8,217 | $1,128,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,193 | $1,115,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 23,240 | $1,075,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 35,700 | $1,065,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,189 | $1,058,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,546 | $1,033,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 121,813 | $1,021,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 27,413 | $1,016,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 15,348 | $1,015,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,697 | $980,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,003 | $972,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 13,621 | $967,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 20,183 | $962,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,654 | $957,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,429 | $954,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,412 | $942,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 15,365 | $923,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,126 | $921,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 18,597 | $906,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 14,192 | $895,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 5,859 | $889,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 31,224 | $883,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 7,406 | $883,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 39,445 | $864,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 52,505 | $859,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,000,000 | $857,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 11,594 | $854,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 77,240 | $848,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 33,498 | $836,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 17,768 | $826,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,413 | $810,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 9,140 | $785,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 29,985 | $765,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 19,363 | $760,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 20,575 | $755,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,746 | $751,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 23,039 | $751,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 9,396 | $741,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,230 | $732,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 8,204 | $689,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 135,510 | $686,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 7,056 | $682,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 9,567 | $681,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,931 | $659,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 27,736 | $652,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,685 | $641,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 6,457 | $640,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 6,659 | $638,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,896 | $629,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,135 | $625,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 5,300 | $619,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,243 | $601,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,196 | $596,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,471 | $595,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 15,684 | $593,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,514 | $586,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,927 | $580,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,586 | $573,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 10,533 | $564,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,460 | $550,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 12,081 | $504,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,041 | $503,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,247 | $497,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,811 | $492,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 9,297 | $486,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,151 | $477,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,392 | $475,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 436 | $473,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,677 | $472,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 8,441 | $472,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 5,350 | $468,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,045 | $467,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 11,959 | $464,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,506 | $448,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,643 | $444,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 14,452 | $406,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,596 | $392,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 5,681 | $387,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,397 | $352,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,207 | $346,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 14,038 | $338,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 186 | $323,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,557 | $320,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 7,968 | $319,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 11,252 | $316,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,695 | $315,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,938 | $313,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,448 | $311,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,541 | $301,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,889 | $301,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 4,112 | $293,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,524 | $289,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,570 | $283,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,062 | $279,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,155 | $279,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 3,171 | $277,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,617 | $277,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 8,693 | $271,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 6,071 | $267,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 12,772 | $263,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,024 | $259,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,600 | $256,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,456 | $255,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,762 | $251,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,837 | $248,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,894 | $246,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,640 | $238,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,661 | $236,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 2,282 | $234,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 5,068 | $233,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,590 | $232,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,760 | $230,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,995 | $229,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 8,770 | $229,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,778 | $228,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,644 | $228,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 3,641 | $222,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,600 | $221,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 4,797 | $219,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,449 | $214,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,711 | $211,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,969 | $211,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,084 | $204,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 6,305 | $202,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,517 | $201,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 31,019 | $190,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10,015 | $87,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 66,247 | $84,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,915 | $83,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 78,491 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-011225 | this filing | 2019-11-14 | acceptance time not in the bulk data set |