13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 4,747 holding rows worth $115,694,829,000.
- Accession
- 0000950123-19-010380
- Filer
- CIK 927971
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 15,688 entries on the cover page, a total value of $115,694,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,694,829,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 877 | $66,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,996 | $66,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,286 | $65,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 4,541 | $65,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,431 | $65,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 9,500 | $65,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,395 | $65,000 | thousands by filing date | |
| Bank of Montreal | 063679732 | ETP | 1,271 | $65,000 | thousands by filing date | |
| Bank of Montreal | 063679765 | ETP | 1,403 | $65,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 9,638 | $64,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 5,553 | $64,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,407 | $63,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 5,001 | $63,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,349 | $63,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 2,936 | $63,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 7,103 | $63,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,863 | $63,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 1,525 | $62,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,251 | $62,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 25,904 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 335 | $62,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,864 | $62,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,323 | $62,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 7,823 | $62,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 4,214 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,514 | $61,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 4,057 | $61,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,114 | $61,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,214 | $61,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,053 | $61,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,824 | $61,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $61,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 4,454 | $61,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 3,566 | $60,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,500 | $60,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 12,008 | $60,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 1,201 | $60,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,996 | $59,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,807 | $59,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,915 | $59,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 4,197 | $59,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 2,650 | $59,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 3,265 | $58,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,106 | $58,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 4,063 | $58,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,310 | $58,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,894 | $58,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,203 | $58,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 4,467 | $58,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,212 | $57,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 3,260 | $57,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 25,100 | $57,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 25,100 | $57,000 | thousands by filing date | put |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 2,191 | $57,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,676 | $57,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 6,198 | $56,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,492 | $56,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 3,271 | $56,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 3,238 | $56,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,820 | $56,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 5,126 | $56,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 18,100 | $55,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,279 | $55,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,425 | $55,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 16,013 | $55,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,474 | $55,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,710 | $55,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 8,390 | $55,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 9,079 | $55,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 730 | $54,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $54,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,405 | $54,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,871 | $54,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,959 | $54,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,946 | $54,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 5,859 | $54,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 6,968 | $54,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3,624 | $54,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 11,079 | $54,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,752 | $54,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 7,208 | $54,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 22,100 | $54,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 22,100 | $54,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 18,288 | $54,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 6,000 | $53,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,612 | $53,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 4,863 | $53,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 3,417 | $53,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 370 | $53,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 2,734 | $53,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,256 | $53,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,600 | $53,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,833 | $53,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 5,040 | $53,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 6,020 | $53,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 4,600 | $53,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 4,672 | $53,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 3,323 | $53,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 7,313 | $53,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,000 | $52,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,958 | $52,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,120 | $52,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,446 | $52,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,430 | $52,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 9,009 | $52,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 7,736 | $52,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 4,580 | $52,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 25,000 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 239 | $51,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,549 | $51,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,289 | $51,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,100 | $51,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,105 | $51,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 1,140 | $51,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 12,500 | $51,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,454 | $51,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,414 | $51,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 1,420 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 840 | $50,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,676 | $50,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 2,470 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,533 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,500 | $50,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,154 | $50,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,754 | $50,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 9,901 | $50,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 4,058 | $50,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 579 | $49,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,969 | $49,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 2,686 | $49,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,002 | $49,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,293 | $49,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,993 | $49,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,944 | $49,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 25,779 | $49,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,509 | $49,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 9,169 | $49,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 12,900 | $49,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 12,900 | $49,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,032 | $48,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,991 | $48,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,488 | $48,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 2,000 | $48,000 | thousands by filing date | put |
| KEANE GROUP INC | 48669A108 | COM | 7,900 | $48,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 7,906 | $48,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 1,307 | $48,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 1,778 | $48,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 2,862 | $47,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 2,833 | $47,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 8,427 | $47,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 2,737 | $47,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 3,021 | $47,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,737 | $47,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,788 | $47,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 4,046 | $47,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,455 | $47,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,168 | $47,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,138 | $47,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,190 | $47,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,667 | $47,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 3,010 | $46,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,297 | $46,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,132 | $46,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,936 | $46,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,404 | $46,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 2,694 | $46,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,254 | $45,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,737 | $45,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,207 | $45,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 800 | $45,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,902 | $45,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,397 | $45,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,899 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 709 | $45,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 1,215 | $45,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,152 | $45,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 3,817 | $45,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 9,603 | $45,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 9,988 | $45,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 966 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 645 | $45,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 33,740 | $44,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 2,736 | $44,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,434 | $44,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 1,965 | $44,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 3,144 | $44,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 6,885 | $44,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 2,015 | $44,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 4,254 | $44,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 45,000 | $44,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5,906 | $44,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,556 | $44,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,501 | $44,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 1,579 | $44,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 4,173 | $44,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 2,222 | $43,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 2,070 | $43,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 3,625 | $43,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,590 | $43,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,174 | $43,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 2,042 | $43,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,893 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 872 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 330 | $43,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 4,246 | $43,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 16,039 | $43,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 11,475 | $43,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,837 | $43,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,955 | $43,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,855 | $43,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,493 | $43,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 4,488 | $43,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 3,479 | $43,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 2,791 | $43,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $42,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,400 | $42,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,143 | $42,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,867 | $42,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,084 | $42,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,066 | $41,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 2,652 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,931 | $41,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 3,344 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 756 | $41,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,808 | $41,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 12,132 | $41,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 3,010 | $41,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,932 | $41,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,462 | $40,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,823 | $40,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,226 | $40,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,820 | $40,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,487 | $40,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,744 | $40,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 9,218 | $40,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 30,000 | $40,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $39,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 10,000 | $39,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $39,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 3,348 | $39,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 19,433 | $39,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 5,650 | $39,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 280 | $39,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 2,175 | $39,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,200 | $39,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,336 | $39,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 3,880 | $39,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 15,415 | $39,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,374 | $39,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 1,723 | $39,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 940 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 561 | $38,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,792 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 320 | $38,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 215 | $38,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 3,100 | $38,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 5,800 | $38,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,657 | $38,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,364 | $38,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $38,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 3,073 | $38,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 8,731 | $38,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 8,544 | $38,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,989 | $38,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 6,364 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 729 | $37,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $37,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 5,222 | $37,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,272 | $37,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 850 | $37,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 505 | $37,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 3,635 | $37,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,750 | $37,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 27,044 | $37,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 562 | $37,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 4,303 | $37,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 8,773 | $37,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 30,300 | $37,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 30,300 | $37,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 2,001 | $36,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 2,368 | $36,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,096 | $36,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 6,993 | $36,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,392 | $36,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,592 | $36,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,700 | $36,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 326 | $36,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 8,384 | $36,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 500 | $35,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 500 | $35,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,762 | $35,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 1,610 | $35,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,716 | $35,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2,337 | $35,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,145 | $35,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,272 | $35,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,304 | $35,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 4,411 | $35,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 22,833 | $35,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 18,309 | $35,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,318 | $35,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,586 | $35,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6,400 | $35,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6,400 | $35,000 | thousands by filing date | put |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 1,230 | $35,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 10,808 | $35,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 5,921 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,000 | $34,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 4,960 | $34,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 698 | $34,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,504 | $34,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 3,298 | $34,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 4,685 | $34,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 565 | $33,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,275 | $33,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,239 | $33,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,338 | $33,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 9,372 | $33,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,638 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 2,300 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 2,300 | $33,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,642 | $33,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,169 | $33,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 25,678 | $33,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,388 | $33,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 938 | $33,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,490 | $32,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 472 | $32,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 920 | $32,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,495 | $32,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 915 | $32,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 969 | $32,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,567 | $32,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,479 | $32,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 5,600 | $32,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 6,729 | $32,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 9,913 | $32,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 3,176 | $32,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,481 | $32,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 3,043 | $32,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1,288 | $32,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,662 | $31,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 4,138 | $31,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,886 | $31,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,236 | $31,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 881 | $31,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,401 | $31,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,842 | $31,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,059 | $31,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 5,234 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 670 | $31,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,441 | $31,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 515 | $31,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 8,193 | $31,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,175 | $31,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 3,237 | $31,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,984 | $31,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,600 | $31,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,328 | $31,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 23,311 | $31,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,288 | $31,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,290 | $30,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,792 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 410 | $30,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 2,608 | $30,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 2,066 | $30,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 854 | $30,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 618 | $30,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 9,938 | $30,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,197 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $30,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 8,986 | $30,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 3,210 | $30,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 30,000 | $30,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 3,170 | $29,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 412 | $29,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 3,885 | $29,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 741 | $29,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,708 | $29,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 305 | $29,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,035 | $29,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,767 | $29,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 3,950 | $29,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,750 | $29,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 5,533 | $29,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,321 | $29,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,476 | $29,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,160 | $29,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 4,817 | $29,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 6,600 | $29,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,540 | $28,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,538 | $28,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 813 | $28,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 815 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 175 | $28,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 300 | $28,000 | thousands by filing date | put |
| AVALARA INC | 05338G106 | COM | 420 | $28,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 3,220 | $28,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,421 | $28,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 7,961 | $28,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 439 | $28,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 1,792 | $28,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,726 | $28,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 11,028 | $28,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 1,421 | $28,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,754 | $28,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 8,668 | $28,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1,097 | $27,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 323 | $27,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 500 | $27,000 | thousands by filing date | put |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 844 | $27,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,760 | $27,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,071 | $27,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 682 | $27,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 906 | $27,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 1,093 | $27,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 604 | $27,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 935 | $27,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,917 | $27,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 8,380 | $27,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 647 | $27,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 5,002 | $27,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 4,100 | $27,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,133 | $27,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 4,276 | $27,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,731 | $27,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 9,496 | $27,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 11,418 | $27,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,729 | $27,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 1,125 | $27,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 19,569 | $27,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 5,747 | $27,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,028 | $27,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 7,883 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 294 | $26,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 589 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 215 | $26,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 4,305 | $26,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,046 | $26,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 4,099 | $26,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,579 | $26,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 254 | $26,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,588 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 425 | $26,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,808 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,750 | $26,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 7,894 | $26,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 4,735 | $26,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 22,800 | $26,000 | thousands by filing date | call |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 20,000 | $26,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 1,700 | $26,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,532 | $26,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 2,122 | $26,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 3,792 | $26,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2,070 | $25,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,638 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 940 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 898 | $25,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 100 | $25,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,328 | $25,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,453 | $25,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 1,413 | $25,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 377 | $25,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,412 | $25,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,370 | $25,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 1,536 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,720 | $25,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 627 | $25,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 834 | $25,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 784 | $25,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,986 | $25,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 3,908 | $25,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 7,949 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $25,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 3,062 | $25,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,572 | $25,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,551 | $25,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,825 | $25,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 1,180 | $25,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,677 | $25,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 505 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 245 | $24,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 528 | $24,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 8,216 | $24,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,489 | $24,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 2,056 | $24,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 843 | $24,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,592 | $24,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,568 | $24,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,662 | $24,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,012 | $24,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,400 | $24,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,787 | $24,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 1,502 | $24,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 614 | $24,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 8,577 | $24,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 612 | $24,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,418 | $24,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 1,615 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 366 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010380 | this filing | 2019-11-08 | acceptance time not in the bulk data set |