13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 4,096 holding rows worth $100,254,848,000 by the sum of the rows.
- Accession
- 0000950123-19-010365
- Filer
- CIK 713676
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 3,931 entries on the cover page, a total value of $81,205,438,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,254,848,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $81,205,438,000, 19% less than the sum of the rows, $100,254,848,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 750 | $12,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 396 | $12,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 354 | $12,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 441 | $12,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 779 | $12,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,500 | $12,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,371 | $12,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 731 | $12,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,994 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 178 | $12,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 469 | $12,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 147 | $12,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $12,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 8,112 | $12,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 617 | $12,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 456 | $12,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 454 | $12,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 287 | $12,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 500 | $12,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 3,797 | $11,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 412 | $11,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 279 | $11,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 145 | $11,000 | thousands by filing date | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 389 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 175 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 200 | $11,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,550 | $11,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 347 | $11,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 821 | $11,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 252 | $11,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 580 | $11,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 337 | $11,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 149 | $11,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,190 | $11,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 634 | $11,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 876 | $11,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 572 | $11,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 119 | $11,000 | thousands by filing date | |
| SAMSONITE GROUP S A | 79604U107 | AMERICAN DEPOSITARY RECEIPTS | 1,052 | $11,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 150 | $11,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 476 | $10,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 400 | $10,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 666 | $10,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 400 | $10,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 387 | $10,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,000 | $10,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,646 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 171 | $10,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 500 | $10,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,550 | $10,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 322 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 393 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 160 | $10,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 585 | $10,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 287 | $10,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 332 | $10,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 944 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 160 | $10,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 450 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 279 | $10,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 252 | $10,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 261 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 160 | $10,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 202 | $10,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,330 | $10,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 181 | $10,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 758 | $10,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 2,865 | $10,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,200 | $10,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 195 | $10,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 67 | $10,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,000 | $10,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,886 | $10,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 400 | $10,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 400 | $10,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 827 | $10,000 | thousands by filing date | |
| SMURFIT KAPPA PLC DUBLIN UNSPONSORD ADR | 83272W106 | ADR | 330 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A552 | AMERN ENERGY | 408 | $10,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 268 | $9,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 4,000 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 161 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 225 | $9,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 321 | $9,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 145 | $9,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 1,437 | $9,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,314 | $9,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 156 | $9,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,500 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 166 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 155 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 150 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 104 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 127 | $9,000 | thousands by filing date | |
| NN GROUP NV UNSPONSOD ADR | 629334103 | ADUS | 502 | $9,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 223 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 224 | $9,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 850 | $9,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 353 | $9,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,925 | $9,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 276 | $9,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 491 | $9,000 | thousands by filing date | |
| KAO CORP | 485537401 | COM | 640 | $9,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 577 | $9,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 590 | $9,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 750 | $9,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 645 | $9,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 200 | $9,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 652 | $9,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 350 | $9,000 | thousands by filing date | |
| LONDON STK EXCHANGE GROUP UNSP | 54211n101 | COM | 395 | $9,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 814 | $9,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 727 | $9,000 | thousands by filing date | |
| Ferguson PLC | 31502A303 | Common Stock | 1,248 | $9,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 653 | $8,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 400 | $8,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 500 | $8,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 169 | $8,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,991 | $8,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 360 | $8,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 389 | $8,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 580 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 251 | $8,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 478 | $8,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 557 | $8,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 338 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 190 | $8,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 709 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,262 | $8,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,371 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,192 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 297 | $8,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 129 | $8,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 273 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 239 | $8,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 525 | $8,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 317 | $8,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 744 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 324 | $8,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 266 | $8,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 790 | $8,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 266 | $8,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 352 | $8,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,065 | $8,000 | thousands by filing date | |
| UPM KYMMENE CORP UNSPONSORED A | 915436208 | ADR | 257 | $8,000 | thousands by filing date | |
| BRENNTAG AG UNSP ADR | 107180101 | COM | 873 | $8,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 310 | $8,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 548 | $8,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,351 | $8,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 5,455 | $8,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,172 | $8,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 320 | $8,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 240 | $8,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 652 | $8,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 21,000 | $8,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 255 | $7,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 956 | $7,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 292 | $7,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 320 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 351 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 112 | $7,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 409 | $7,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 480 | $7,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 429 | $7,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 659 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 222 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 105 | $7,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,455 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 171 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 195 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 153 | $7,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 306 | $7,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 284 | $7,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 675 | $7,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 511 | $7,000 | thousands by filing date | |
| GEBERIT AG UNSP ADR | 36840V109 | COM | 146 | $7,000 | thousands by filing date | |
| TERUMO CORP UNSPON ADR | 88156J105 | COM | 216 | $7,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 390 | $7,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 7,000 | $7,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 514 | $7,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,097 | $7,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,514 | $7,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 246 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,659 | $7,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 276 | $7,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,301 | $7,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 354 | $7,000 | thousands by filing date | |
| CHR HANSEN HOLDING -SPON ADR | 12545M207 | COM | 348 | $7,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,200 | $7,000 | thousands by filing date | |
| TECHNOPRO HLDGS INC UNSPONSORD ADR | 87875T105 | Stock | 633 | $7,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 150 | $6,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 379 | $6,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 339 | $6,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 284 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 66 | $6,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 360 | $6,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 211 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 123 | $6,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 153 | $6,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 144 | $6,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,390 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 104 | $6,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 557 | $6,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 836 | $6,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 145 | $6,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 756 | $6,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 367 | $6,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,627 | $6,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 186 | $6,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 355 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 200 | $6,000 | thousands by filing date | |
| UBISOFT ENTERTAINMENT SA ADR | 90348R102 | COM | 417 | $6,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,000 | $6,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 885 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 400 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 123 | $6,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 89 | $6,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 66 | $6,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 271 | $6,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,818 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 5,950 | $6,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 317 | $6,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 3,878 | $6,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 264 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 175 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 448 | $5,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 1,110 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70 | $5,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 466 | $5,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 494 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 144 | $5,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 36 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 223 | $5,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 75 | $5,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 114 | $5,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 284 | $5,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 190 | $5,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 205 | $5,000 | thousands by filing date | |
| MERCEDES BENZ GROU ORDF US SHRS | 233825207 | COM | 408 | $5,000 | thousands by filing date | |
| Teleperformance SE | 87946F100 | Equity | 49 | $5,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 362 | $5,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 199 | $5,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 184 | $5,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 197 | $5,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 200 | $5,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 2,000 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 110 | $5,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DSHS 1/40 PFD | 446150872 | Preferred Stock | 200 | $5,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 50 | $4,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,535 | $4,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 120 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 335 | $4,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 84 | $4,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,000 | $4,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 166 | $4,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 206 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 315 | $4,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 86 | $4,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 232 | $4,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 279 | $4,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 224 | $4,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 159 | $4,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 76 | $4,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 62 | $4,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 250 | $4,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 438 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 455 | $4,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 234 | $4,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 634 | $4,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 187 | $4,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 511 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 118 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 300 | $4,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 404 | $4,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 400 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 158 | $4,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 135 | $4,000 | thousands by filing date | |
| GALP ENERGIA SGPS SA UNSPONSORED ADR | 364097105 | Common stock | 506 | $4,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 324 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,154 | $4,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,200 | $4,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 761 | $4,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,000 | $4,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 420 | $4,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 3,301 | $4,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 165 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,250 | $4,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 252 | $4,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 219 | $4,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 2,000 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 91 | $3,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 43 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 383 | $3,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 269 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 46 | $3,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 193 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 203 | $3,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 134 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,005 | $3,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 173 | $3,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 400 | $3,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 16 | $3,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 192 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 482 | $3,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 73 | $3,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 123 | $3,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 247 | $3,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 140 | $3,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 96 | $3,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 90 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 105 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 70 | $3,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 106 | $3,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 125 | $3,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 277 | $3,000 | thousands by filing date | |
| SHIONOGI AND CO LTD UNSPON ADR | 824667109 | COM | 219 | $3,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 229 | $3,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 3,400 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,225 | $3,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 576 | $3,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,000 | $3,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,700 | $3,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,000 | $3,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 128 | $3,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 11,800 | $3,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 426 | $3,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 315 | $2,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 131 | $2,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 40 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 300 | $2,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 192 | $2,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 200 | $2,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 14 | $2,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 235 | $2,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 486 | $2,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 38 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 47 | $2,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 100 | $2,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 89 | $2,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 84 | $2,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 150 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 138 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 29 | $2,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 344 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 56 | $2,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 71 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 250 | $2,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 120 | $2,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 45 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 2,675 | $2,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,695 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 94 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 50 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 64 | $2,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 150 | $2,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 182 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $2,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,567 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 156 | $2,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 399 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 50 | $2,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 550 | $2,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 350 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 220 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,349 | $2,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 33 | $2,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 295 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 166 | $2,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 28 | $2,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 200 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 52 | $2,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 640 | $2,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 406 | $2,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 59 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,600 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 22 | $2,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 181 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 34 | $2,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,788 | $2,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $2,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 508 | $2,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 72 | $2,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 276 | $2,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 1,000 | $2,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 2,000 | $2,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 74 | $2,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 3,000 | $2,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 154 | $2,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 25 | $1,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 86 | $1,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 184 | $1,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 29 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 82 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 139 | $1,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 78 | $1,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 51 | $1,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 17 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 70 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 39 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 106 | $1,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 100 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 163 | $1,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 24 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 78 | $1,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 100 | $1,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 74 | $1,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 34 | $1,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 110 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 150 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 42 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 58 | $1,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 42 | $1,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 45 | $1,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 651 | $1,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 27 | $1,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 3,181 | $1,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 98 | $1,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 300 | $1,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 167 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 25 | $1,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 68 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 223 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 390 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 328 | $1,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 25 | $1,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 500 | $1,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 88 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 277 | $1,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 36 | $1,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 18 | $1,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 17 | $1,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 328 | $1,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 25 | $1,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 83 | $1,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 20 | $1,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 125 | $1,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 59 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 110 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 228 | $1,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 150 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 2,000 | $1,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 500 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 9 | $1,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 75 | $1,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 633 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 125 | $1,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 667 | $1,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 63 | $1,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,205 | $1,000 | thousands by filing date | |
| IMEDIA BRANDS INC COM CL A | 452465107 | Stock | 2,240 | $1,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 1,250 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADT INC DEL COM | 00090Q103 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNATRACE INC COM NEW | 268150109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BYLINE BANCORP INC | 124411109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JELD-WEN HLDG INC | 47580P103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACROGENICS INC | 556099109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010365 | this filing | 2019-11-08 | acceptance time not in the bulk data set |