13F-HR/A filed by Sculptor Capital LP
Sculptor Capital LP filed this 13F-HR/A for the quarter ended 2019-06-30, filed 2019-08-16, with 271 holding rows worth $18,757,244,000.
- Accession
- 0000950123-19-008530
- Filer
- CIK 1054587
- Filed
- 2019-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, amendment of type new holdings, 284 entries on the cover page, a total value of $18,757,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,910,572,000 with VALUE read as thousands by filing date, 13F file number 028-06663. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOZ Management II LP 028-13627
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 27,500,000 | $8,057,500,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 9,945,977 | $689,952,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,602,800 | $581,622,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 179,316 | $339,558,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,600,000 | $308,800,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 1,166,049 | $308,455,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,621,375 | $308,020,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,287,663 | $289,124,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 611,711 | $280,341,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,704,288 | $264,317,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,455,589 | $246,650,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,784,776 | $239,089,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,279,100 | $229,984,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 622,662 | $228,716,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,759,576 | $224,547,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,485,046 | $223,058,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,394,310 | $221,330,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 57,028,000 | $220,875,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 1,601,793 | $198,606,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,166,507 | $190,024,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,903,349 | $185,786,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,868,887 | $182,145,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,507,122 | $176,903,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 161,293 | $174,648,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,728,800 | $168,748,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,072,804 | $165,475,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,176,344 | $158,167,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 901,143 | $150,878,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 376,203 | $148,668,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,421,314 | $143,425,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,500,000 | $142,425,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,284,502 | $132,300,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 681,632 | $127,983,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,000,000 | $123,990,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 5,514,587 | $122,689,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 631,246 | $121,830,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 756,260 | $110,580,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 967,193 | $108,132,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 3,383,837 | $100,737,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 93,692,000 | $89,232,000 | thousands by filing date | principal |
| HUMANA INC COM | 444859102 | Stock | 328,891 | $87,255,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 2,211,203 | $82,920,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 348,822 | $71,460,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,887,839 | $65,451,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,751,200 | $62,693,000 | thousands by filing date | put |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 64,289,000 | $61,648,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,158,248 | $60,739,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 58,455,000 | $60,186,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 1,125,500 | $56,292,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 742,598 | $55,056,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 382,746 | $54,312,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 43,585 | $52,273,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 34,420,000 | $51,071,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 52,000,000 | $51,046,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 2,119,564 | $48,580,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 27,595,000 | $48,390,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,322,700 | $47,964,000 | thousands by filing date | put |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 16,395,000 | $46,827,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 555,900 | $42,982,000 | thousands by filing date | call |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 374,655 | $41,879,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 25,775,000 | $37,164,000 | thousands by filing date | principal |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 3,499,998 | $36,522,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 22,500,000 | $34,487,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 680,000 | $34,285,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 300,000 | $33,006,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 21,895,000 | $32,780,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 29,028,000 | $30,617,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 3,000,000 | $30,570,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 27,200,000 | $29,108,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 16,146,000 | $28,913,000 | thousands by filing date | principal |
| AVANTOR INC COM | 05352A100 | Stock | 1,500,000 | $28,635,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 20,094,000 | $28,035,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 24,400,000 | $24,075,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 421,000 | $23,608,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 146,497 | $23,081,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 17,795,000 | $21,768,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 96,100 | $21,475,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 615,748 | $21,249,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 20,165 | $20,706,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 4,340,478 | $20,487,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 28,383,000 | $20,081,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 20,000,000 | $19,762,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 273,600 | $19,067,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,376,859 | $18,691,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 123,985 | $17,929,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 354,400 | $17,670,000 | thousands by filing date | put |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 16,500,000 | $16,905,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 205,986 | $15,669,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 1,500,000 | $15,210,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 145,000 | $14,991,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 500,000 | $14,885,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 385,901 | $14,861,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 668,386 | $13,802,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 11,658,000 | $13,465,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 35,600 | $13,106,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 272,535 | $13,046,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 100,000 | $12,666,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 12,890,000 | $12,629,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862E109 | COM | 73,800 | $11,858,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 274,200 | $11,053,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 269,400 | $10,860,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 120,000 | $10,655,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,348,600 | $10,290,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,348,600 | $10,290,000 | thousands by filing date | put |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 999,999 | $10,100,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 13,235,000 | $9,231,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 5,000,000 | $8,587,000 | thousands by filing date | principal |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 520,900 | $8,475,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 222,500 | $8,359,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 1,000,000 | $7,500,000 | thousands by filing date | put |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 699,999 | $7,105,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 100,000 | $6,829,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 100,000 | $6,590,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 103,400 | $6,440,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 103,400 | $6,440,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 125,800 | $6,272,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 769,900 | $6,021,000 | thousands by filing date | put |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 768,900 | $6,013,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 5,000,000 | $5,857,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 5,635,000 | $5,592,000 | thousands by filing date | principal |
| PINTEREST INC CL A | 72352L106 | Stock | 200,000 | $5,444,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 86,700 | $5,427,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 86,700 | $5,427,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 90,000 | $5,067,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 110,000 | $4,819,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,163,529 | $4,781,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 201,600 | $4,728,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 200,100 | $4,692,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,028,951 | $4,455,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 146,400 | $4,446,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 125,000 | $4,375,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 200,000 | $4,126,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 723,500 | $3,958,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 723,500 | $3,958,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 82,300 | $3,876,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 22,200 | $3,735,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 259,300 | $3,708,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 259,300 | $3,708,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 437,100 | $3,628,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 435,600 | $3,615,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 36,428 | $3,557,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 117,000 | $3,387,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 117,000 | $3,387,000 | thousands by filing date | put |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 3,250,000 | $3,284,000 | thousands by filing date | principal |
| CRONOS GROUP INC | 22717L101 | COM | 192,800 | $3,081,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 192,800 | $3,081,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 31,100 | $3,036,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 66,300 | $2,965,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 66,300 | $2,965,000 | thousands by filing date | put |
| PYXUS INTL INC | 74737V106 | COM | 189,600 | $2,882,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 189,600 | $2,882,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 1,101,900 | $2,810,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,101,900 | $2,810,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 312,000 | $2,767,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 312,000 | $2,767,000 | thousands by filing date | put |
| LYFT INC | 55087P104 | CL A COM | 41,600 | $2,734,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 41,600 | $2,734,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 37,300 | $2,664,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 37,300 | $2,664,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 1,250,290 | $2,557,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 136,700 | $2,350,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 209,600 | $2,350,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 209,600 | $2,350,000 | thousands by filing date | put |
| Luckin Coffee Inc | 54951L109 | Equity | 117,400 | $2,289,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 372,100 | $2,281,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 182,900 | $2,248,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 157,300 | $2,139,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 157,300 | $2,139,000 | thousands by filing date | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 60,000 | $1,973,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 75,600 | $1,960,000 | thousands by filing date | put |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,000,000 | $1,943,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 22,000 | $1,884,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 112,100 | $1,759,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 112,100 | $1,759,000 | thousands by filing date | put |
| HEXO CORP | 428304109 | COM | 309,000 | $1,644,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 309,000 | $1,644,000 | thousands by filing date | put |
| GREENSKY INC | 39572G100 | CL A | 132,900 | $1,633,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 34,300 | $1,597,000 | thousands by filing date | put |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 57,900 | $1,530,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 32,700 | $1,523,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 310,100 | $1,485,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 310,100 | $1,485,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 185,200 | $1,483,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 185,200 | $1,483,000 | thousands by filing date | put |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 55,900 | $1,477,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 293,100 | $1,445,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 293,100 | $1,445,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 301,800 | $1,406,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 291,800 | $1,360,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 67,400 | $1,314,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 50,613 | $1,312,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 113,000 | $1,306,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 56,800 | $1,300,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 56,800 | $1,300,000 | thousands by filing date | put |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 1,000,000 | $1,275,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 112,000 | $1,270,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 112,000 | $1,270,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 109,000 | $1,260,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 480,500 | $1,254,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 84,100 | $1,231,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 84,100 | $1,231,000 | thousands by filing date | put |
| Pareteum Corporation | 69946T207 | COM | 468,000 | $1,221,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 89,700 | $1,215,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 89,700 | $1,215,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 150,000 | $1,040,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 150,000 | $1,040,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 281,100 | $1,001,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 281,100 | $1,001,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 225,700 | $982,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 225,700 | $982,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 136,700 | $958,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 12,400 | $947,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 63,300 | $925,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 56,500 | $826,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 123,500 | $821,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 107,000 | $820,000 | thousands by filing date | call |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 118,500 | $788,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 73,700 | $758,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 73,700 | $758,000 | thousands by filing date | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 41,000 | $751,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 41,000 | $751,000 | thousands by filing date | put |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 25,000 | $729,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 40,400 | $711,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 40,400 | $711,000 | thousands by filing date | put |
| Uxin Ltd | 91818X108 | ADS | 316,000 | $695,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 316,000 | $695,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 25,000 | $648,000 | thousands by filing date | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 80,000 | $640,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 500,000 | $638,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 50,000 | $615,000 | thousands by filing date | call |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 121,400 | $609,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 121,400 | $609,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 243,900 | $549,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 243,900 | $549,000 | thousands by filing date | put |
| EVENTBRITE INC | 29975E109 | COM CL A | 30,500 | $494,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 30,500 | $494,000 | thousands by filing date | put |
| VEONEER INC | 92336X109 | COM | 28,400 | $492,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 28,400 | $492,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 69,700 | $489,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 26,100 | $368,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 26,100 | $368,000 | thousands by filing date | put |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 333,333 | $343,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 248,000 | $337,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 248,000 | $337,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 125,900 | $327,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 125,900 | $327,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 125,000 | $325,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 39,258 | $301,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 39,000 | $299,000 | thousands by filing date | put |
| BLOOM ENERGY CORP | 093712107 | COM | 24,100 | $296,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 24,100 | $296,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 25,000 | $289,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 362,800 | $244,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 41,300 | $241,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 36,400 | $212,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 79,800 | $202,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 79,800 | $202,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 30,400 | $191,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 30,400 | $191,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 42,800 | $188,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 42,800 | $188,000 | thousands by filing date | put |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 233,333 | $149,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 32,200 | $141,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 32,200 | $141,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 51,100 | $77,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 51,100 | $77,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 3,800 | $56,000 | thousands by filing date | call |
| HYRECAR INC | 44916T107 | COM | 8,400 | $35,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 8,400 | $35,000 | thousands by filing date | put |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTINEL ENERGY SVCS INC | 81728P204 | UNIT 11/02/2022 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-008400 | superseded | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-008530 | this filing | 2019-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-003531 | added | 2021-03-16 | acceptance time not in the bulk data set |