13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-15, with 3,257 holding rows worth $253,885,714,000.
- Accession
- 0000950123-19-008479
- Filer
- CIK 1521019
- Filed
- 2019-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 7,361 entries on the cover page, a total value of $253,885,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,875,502,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd 028-17598
- reports for this filerNuveen Investments, Inc.
- reports for this filerNuveen Fund Advisors, LLC
- reports for this filerTIAA-CREF Investment Management, LLC
- reports for this filerTeachers Advisors, LLC
- reports for this filerSanta Barbara Asset Management, LLC
- reports for this filerTeachers Insurance & Annuity Association of America
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
- included managerSanta Barbara Asset Management, LLC 028-11405
- included managerTeachers Insurance & Annuity Association of America 028-00331
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 128,212 | $512,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 17,747 | $511,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 201,189 | $509,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 36,100 | $508,000 | thousands by filing date | call |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 31,208 | $506,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 41,050 | $504,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 79,307 | $503,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 7,461 | $501,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 33,169 | $501,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 25,455 | $500,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 332,015 | $498,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 70,026 | $497,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 60,260 | $497,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 53,753 | $493,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 25,865 | $492,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 33,556 | $489,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 52,608 | $488,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 28,594 | $488,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 51,078 | $480,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 115,257 | $478,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 101,317 | $477,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 7,356 | $472,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,100 | $472,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 44,685 | $471,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 91,676 | $471,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 38,875 | $470,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 63,210 | $470,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 125,965 | $469,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 131,096 | $467,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 129,924 | $464,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 101,996 | $463,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 35,175 | $462,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 98,788 | $460,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 36,697 | $459,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 123,237 | $454,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 42,844 | $454,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 33,885 | $450,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 14,793 | $449,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 44,633 | $447,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 114,074 | $445,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 15,317 | $443,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 15,764 | $441,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,600 | $440,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 40,709 | $438,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 38,196 | $438,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 175,232 | $438,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 107,809 | $437,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 30,791 | $436,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 38,010 | $435,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 99,365 | $435,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 46,800 | $434,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 34,321 | $431,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 37,476 | $431,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 227,044 | $426,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 30,687 | $423,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 691,759 | $422,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 33,823 | $422,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 89,451 | $421,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 29,452 | $420,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 10,169 | $417,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 190,218 | $417,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 35,636 | $417,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 155,400 | $416,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 32,000 | $415,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 40,097 | $409,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 27,684 | $406,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 32,524 | $404,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 63,116 | $404,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 47,809 | $403,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 126,291 | $399,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 22,100 | $396,000 | thousands by filing date | call |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 47,332 | $395,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 25,448 | $394,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 36,401 | $394,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 65,693 | $394,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 36,784 | $392,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 37,526 | $392,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 321,795 | $392,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 54,700 | $391,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 22,300 | $389,000 | thousands by filing date | call |
| XCELENERGY INC | 98389B100 | COM | 6,500 | $387,000 | thousands by filing date | call |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 29,563 | $384,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 26,189 | $383,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 27,204 | $381,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 10,825 | $379,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 8,362 | $374,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 90,585 | $373,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 110,195 | $372,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 55,172 | $370,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 21,674 | $368,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 40,636 | $365,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 119,497 | $355,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 27,616 | $349,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 51,748 | $349,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 37,321 | $347,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 44,833 | $346,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 10,000 | $345,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 42,411 | $344,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 22,529 | $336,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 80,963 | $336,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 40,786 | $334,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 23,971 | $332,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 42,814 | $332,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 36,895 | $331,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 34,401 | $330,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 23,973 | $329,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 38,288 | $328,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 43,241 | $328,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 133,125 | $328,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 55,603 | $317,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 55,970 | $315,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 41,513 | $315,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 52,405 | $314,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 57,587 | $313,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 24,251 | $309,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 68,411 | $304,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 9,819 | $302,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 113,135 | $302,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 133,877 | $300,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 36,072 | $289,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 11,286 | $287,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 9,688 | $284,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 9,771 | $283,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 25,411 | $283,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 127,960 | $280,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 48,718 | $280,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 12,148 | $274,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 12,240 | $274,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,285 | $271,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 69,094 | $268,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 26,104 | $268,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 83,049 | $267,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 160,934 | $264,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 12,587 | $261,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 10,107 | $259,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 18,622 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,078 | $258,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 220,378 | $257,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 30,727 | $257,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 9,789 | $256,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 11,111 | $256,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 10,212 | $255,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 32,000 | $255,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 10,012 | $253,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,857 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 17,092 | $252,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 4,969 | $251,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 7,486 | $251,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 183,167 | $249,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 71,900 | $249,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 37,321 | $248,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 6,445 | $246,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 98,697 | $246,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 18,718 | $243,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 116,891 | $242,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 50,028 | $242,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 45,474 | $241,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 10,592 | $241,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,613 | $241,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,300 | $237,000 | thousands by filing date | call |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 8,718 | $234,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 19,989 | $232,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 15,435 | $230,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 5,168 | $230,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 90,200 | $220,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 13,709 | $217,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,179 | $215,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 8,499 | $214,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 9,151 | $212,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 11,006 | $212,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 37,583 | $210,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,968 | $203,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,000,000 | $202,000 | thousands by filing date | principal |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 26,487 | $201,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,977 | $200,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 14,300 | $200,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 25,100 | $196,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,222 | $196,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 13,711 | $194,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 52,467 | $192,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 127,989 | $192,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 63,185 | $191,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 17,900 | $188,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 11,060 | $187,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 12,330 | $185,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 33,397 | $184,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 14,105 | $183,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 15,955 | $182,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 13,584 | $180,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 11,810 | $177,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 33,315 | $177,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,750,000 | $175,000 | thousands by filing date | principal |
| EVERQUOTE INC | 30041R108 | COM CL A | 13,388 | $174,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 14,865 | $172,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 41,719 | $172,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 10,232 | $160,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 89,311 | $156,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 11,730 | $152,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 34,800 | $151,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 10,016 | $147,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,500,000 | $146,000 | thousands by filing date | principal |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 11,661 | $145,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 28,267 | $145,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 85,356 | $145,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 13,600 | $142,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 54,586 | $142,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 39,130 | $139,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,460,000 | $135,000 | thousands by filing date | principal |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 10,853 | $134,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 34,258 | $125,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,900 | $122,000 | thousands by filing date | call |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 14,395 | $121,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 10,694 | $117,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 24,108 | $114,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 44,500 | $109,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 11,300 | $108,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,003 | $105,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 10,600 | $104,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 52,072 | $104,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 10,479 | $102,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,708 | $101,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 27,421 | $101,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 25,100 | $99,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 10,507 | $98,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 25,400 | $95,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 10,249 | $92,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 22,600 | $85,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 16,100 | $84,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 12,570 | $78,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 11,728 | $74,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 12,281 | $70,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 13,700 | $64,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 98,200 | $61,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 17,500 | $57,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,315 | $52,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 13,600 | $48,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 18,700 | $47,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,730 | $44,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,700 | $39,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 250,000 | $26,000 | thousands by filing date | principal |
| ELECTROCORE INC | 28531P103 | COM | 12,400 | $25,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 434,231 | $23,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 16,267 | $20,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 358,061 | $18,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 316,204 | $16,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 146,984 | $16,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 150,000 | $15,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 112,227 | $13,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 189,966 | $12,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 22,540 | $11,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 341,898 | $6,000 | thousands by filing date | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 137,075 | $4,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 54,303 | $3,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851505 | PFD | 29,814 | $3,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 62,152 | $3,000 | thousands by filing date | principal |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 10,037 | $2,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 51,661 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-008479 | this filing | 2019-08-15 | acceptance time not in the bulk data set |