13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-09, with 4,102 holding rows worth $102,025,096,000 by the sum of the rows.
- Accession
- 0000950123-19-007416
- Filer
- CIK 713676
- Filed
- 2019-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 3,905 entries on the cover page, a total value of $82,907,031,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,025,096,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $82,907,031,000, 19% less than the sum of the rows, $102,025,096,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WORLD ACCEP CORPORATION | 981419104 | COM | 274 | $44,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 807 | $44,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 753 | $44,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,064 | $44,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,531 | $44,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 1,327 | $44,000 | thousands by filing date | |
| SIEMENS HEALTHINEERS F | 82622J104 | USD | 2,069 | $44,000 | thousands by filing date | |
| TORAY INDUSTRIES UNSPON ADR | 890880206 | COM | 2,867 | $44,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,050 | $44,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,336 | $44,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,045 | $44,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,000 | $44,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,542 | $43,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,000 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 916 | $43,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 995 | $43,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,442 | $43,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,177 | $43,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,000 | $43,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 2,377 | $43,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,795 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 741 | $42,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 444 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 426 | $42,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,855 | $42,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 858 | $42,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 7,997 | $42,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,632 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,188 | $42,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1,483 | $42,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,666 | $42,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,203 | $42,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,134 | $42,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,011 | $42,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,012 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 950 | $41,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,315 | $41,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,000 | $41,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 400 | $41,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 1,166 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,600 | $41,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 902 | $40,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,403 | $40,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 949 | $40,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,494 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 1,902 | $40,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,524 | $40,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,505 | $40,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 6,000 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,514 | $40,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 5,574 | $40,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 4,242 | $40,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,902 | $40,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,130 | $40,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 3,179 | $39,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 773 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,197 | $39,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,852 | $39,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,624 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 901 | $39,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 821 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,092 | $39,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,844 | $39,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2,506 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 863 | $39,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 971 | $39,000 | thousands by filing date | |
| Nordea Bank ABP- Spon Adr | 65558R109 | Equity | 5,311 | $39,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 3,797 | $39,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 4,479 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 800 | $38,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,167 | $38,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 758 | $38,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,500 | $38,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,404 | $38,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 867 | $38,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,000 | $38,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,370 | $38,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,062 | $38,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,074 | $38,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,327 | $38,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 444 | $38,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,106 | $38,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 7,530 | $38,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,055 | $38,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,632 | $38,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2,487 | $38,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,545 | $37,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,887 | $37,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,492 | $37,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,001 | $37,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,000 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 381 | $37,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 10,237 | $37,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 4,019 | $37,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,055 | $37,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 2,050 | $37,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,230 | $37,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 1,441 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 1,197 | $37,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,390 | $36,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 977 | $36,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,000 | $36,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,662 | $36,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,335 | $36,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 629 | $36,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,646 | $35,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,656 | $35,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 3,686 | $35,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 1,172 | $35,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 671 | $35,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,550 | $35,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,000 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,044 | $35,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 2,123 | $35,000 | thousands by filing date | |
| PUBLIC STO | 74460W750 | Preferred Stock | 1,416 | $35,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 4,242 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 208 | $34,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,238 | $34,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 317 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,628 | $34,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,186 | $34,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 614 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,298 | $34,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 600 | $34,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 663 | $34,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 2,382 | $34,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,168 | $33,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,336 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 537 | $33,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,095 | $33,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,718 | $33,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,461 | $33,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,561 | $33,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,338 | $33,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 626 | $33,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 1,890 | $33,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 748 | $33,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 595 | $33,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1,768 | $33,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,054 | $33,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 2,136 | $32,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 3,250 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 599 | $32,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,104 | $32,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,161 | $32,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 982 | $32,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 1,607 | $32,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,725 | $32,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 754 | $32,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,955 | $32,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 600 | $32,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 800 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 800 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,386 | $32,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 455 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,186 | $32,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 981 | $32,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,564 | $32,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,140 | $32,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,400 | $32,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 2,031 | $32,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,500 | $32,000 | thousands by filing date | |
| NEXTERA EN | 65339K100 | Preferred Stock | 1,200 | $32,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,100 | $31,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,213 | $31,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,248 | $31,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 845 | $31,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 688 | $31,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,545 | $31,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 4,252 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,300 | $31,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 270 | $31,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 2,616 | $31,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,901 | $31,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,759 | $31,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,456 | $31,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 900 | $30,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,758 | $30,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 2,006 | $30,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 612 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 660 | $30,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 455 | $30,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,391 | $30,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,024 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,591 | $30,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,000 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,269 | $30,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 4,000 | $30,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $30,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 950 | $30,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,697 | $30,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 61,800 | $30,000 | thousands by filing date | |
| DIGITAL REALT 5.25 PFDPFD SER J | 253868855 | PREFERRED STOCK | 1,200 | $30,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,336 | $30,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 339 | $29,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,099 | $29,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,416 | $29,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 1,327 | $29,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,000 | $29,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 372 | $29,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 919 | $29,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 591 | $29,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 3,150 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,168 | $29,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,100 | $29,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 306 | $29,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 868 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 384 | $28,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,145 | $28,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,642 | $28,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1,040 | $28,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 3,246 | $28,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 598 | $28,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,119 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 250 | $28,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,400 | $28,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 2,832 | $28,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,454 | $28,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 1,100 | $28,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 2,000 | $27,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 620 | $27,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 853 | $27,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,571 | $27,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 853 | $27,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 909 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 508 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 740 | $27,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 672 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 574 | $27,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 672 | $27,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,161 | $27,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,406 | $27,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,524 | $27,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,346 | $27,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 4,338 | $27,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,269 | $27,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,690 | $26,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 800 | $26,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 636 | $26,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 1,102 | $26,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 545 | $26,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 4,000 | $26,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,756 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 355 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 600 | $26,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 800 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 732 | $26,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 958 | $26,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,831 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $26,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 1,526 | $26,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 828 | $26,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 1,000 | $26,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,200 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 1,001 | $25,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,995 | $25,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,066 | $25,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,115 | $25,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,508 | $25,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 614 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 771 | $25,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,824 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 359 | $25,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 4,986 | $25,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,068 | $25,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 1,315 | $25,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $25,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 1,007 | $25,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 959 | $25,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 184 | $24,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,355 | $24,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 610 | $24,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,403 | $24,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,314 | $24,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 2,956 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 364 | $24,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 835 | $24,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,969 | $24,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,000 | $24,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,030 | $24,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 900 | $24,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 3,346 | $24,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,250 | $24,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,050 | $24,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 385 | $24,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 270 | $24,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,300 | $24,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 13,306 | $24,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 865 | $24,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 909 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 2,000 | $24,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,925 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 155 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,525 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 525 | $23,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,105 | $23,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 482 | $23,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 4,356 | $23,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 773 | $23,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 745 | $23,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,000 | $23,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,000 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 453 | $23,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 4,038 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 773 | $23,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 583 | $23,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,800 | $23,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 552 | $23,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 492 | $23,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,166 | $23,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,382 | $23,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,767 | $23,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 617 | $23,000 | thousands by filing date | |
| SMURFIT KAPPA PLC DUBLIN UNSPONSORD ADR | 83272W106 | ADR | 755 | $23,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 750 | $23,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 578 | $22,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 310 | $22,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 488 | $22,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 586 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 757 | $22,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,500 | $22,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 479 | $22,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,378 | $22,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 493 | $22,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,874 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 996 | $22,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 629 | $22,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 857 | $22,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,521 | $22,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 259 | $22,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,000 | $22,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 12,561 | $22,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 1,904 | $22,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 600 | $22,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,000 | $22,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 645 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 850 | $22,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 772 | $22,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 8,707 | $22,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 200 | $22,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 265 | $21,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 3,701 | $21,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 405 | $21,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,187 | $21,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,064 | $21,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,887 | $21,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 743 | $21,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 772 | $21,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,516 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 163 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 672 | $21,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,738 | $21,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,301 | $21,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,001 | $21,000 | thousands by filing date | |
| NN GROUP NV UNSPONSOD ADR | 629334103 | ADUS | 1,023 | $21,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 6,103 | $21,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 750 | $21,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 897 | $21,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 850 | $21,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 2,000 | $21,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 356 | $20,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,022 | $20,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 486 | $20,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 659 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 375 | $20,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 377 | $20,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 514 | $20,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,000 | $20,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,072 | $20,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,000 | $20,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 526 | $20,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 782 | $20,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,778 | $20,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,647 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,558 | $20,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 312 | $20,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $20,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,000 | $20,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 775 | $20,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,305 | $19,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,498 | $19,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 410 | $19,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,157 | $19,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 641 | $19,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 511 | $19,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 448 | $19,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,279 | $19,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 490 | $19,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 600 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 637 | $19,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,791 | $19,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 740 | $19,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 2,444 | $19,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 976 | $18,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,803 | $18,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,797 | $18,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 887 | $18,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,895 | $18,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,988 | $18,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 769 | $18,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,274 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 770 | $18,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 600 | $18,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 708 | $18,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 49,998 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 310 | $18,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 2,865 | $18,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 3,400 | $18,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,045 | $18,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,887 | $18,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,456 | $18,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 689 | $18,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 510 | $17,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 411 | $17,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 540 | $17,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 254 | $17,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,087 | $17,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 805 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 246 | $17,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 403 | $17,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,562 | $17,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 500 | $17,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,149 | $17,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 833 | $17,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 9,800 | $17,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $17,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,175 | $16,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 809 | $16,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 132 | $16,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 520 | $16,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,400 | $16,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,771 | $16,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 331 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 219 | $16,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 4,000 | $16,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 800 | $16,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 220 | $16,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 692 | $16,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 650 | $16,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,358 | $16,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,200 | $16,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 958 | $16,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 4,096 | $16,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,834 | $16,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 456 | $16,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $16,000 | thousands by filing date | |
| UPM-KYMMENE OYJ-SPONS ADR | 915436109 | ADR | 612 | $16,000 | thousands by filing date | |
| Cowen Inc Senior Note Pfd 7.35 | 223622705 | PFD | 610 | $16,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 207 | $15,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,500 | $15,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 196 | $15,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 345 | $15,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 428 | $15,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,153 | $15,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,503 | $15,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 4,607 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 241 | $15,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 261 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 300 | $15,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 5,714 | $15,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 185 | $15,000 | thousands by filing date | |
| JP Morgan Chase & Co Prfrd Ser D | 48128B655 | Preferred | 555 | $15,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 462 | $15,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $15,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,000 | $15,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,500 | $15,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 431 | $14,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 4,000 | $14,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 371 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 126 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 261 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 178 | $14,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 523 | $14,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 600 | $14,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 840 | $14,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,000 | $14,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 642 | $14,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,500 | $14,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,830 | $14,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,189 | $14,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,190 | $14,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 313 | $14,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 594 | $14,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $14,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 608 | $14,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 1,097 | $14,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 462 | $14,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 682 | $14,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 443 | $14,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 523 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 254 | $13,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,550 | $13,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 435 | $13,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 754 | $13,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 420 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 225 | $13,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 165 | $13,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 332 | $13,000 | thousands by filing date | |
| BANK AMER CORP 5.875 NCM PFD | 060505195 | PREFERR | 500 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007416 | this filing | 2019-08-09 | acceptance time not in the bulk data set |