13F-HR filed by Linden Advisors LP
Linden Advisors LP filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 134 holding rows worth $4,370,355,000.
- Accession
- 0000950123-19-005146
- Filer
- CIK 1279396
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 135 entries on the cover page, a total value of $4,370,355,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,370,355,000 with VALUE read as thousands by filing date, 13F file number 028-10783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 205,751,000 | $337,129,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 291,409,000 | $321,260,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 3,760,000 | $278,691,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 138,410,000 | $206,017,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 158,250,000 | $181,988,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 155,411,000 | $151,672,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 73,615,000 | $132,955,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 57,828,000 | $130,876,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 84,750,000 | $120,797,000 | thousands by filing date | principal |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 64,476,000 | $116,958,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 56,607,000 | $86,806,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 60,942,000 | $83,323,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 80,847,000 | $82,013,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 74,862,000 | $80,304,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 81,370,000 | $78,439,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 75,135,000 | $73,757,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 64,273,000 | $65,491,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 63,872,000 | $64,862,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 36,545,000 | $64,249,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 62,688,000 | $61,071,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 40,056,000 | $58,462,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 31,362,000 | $55,155,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 57,122,000 | $54,638,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 46,574,000 | $44,672,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 38,970,000 | $43,564,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 40,800,000 | $43,497,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 45,302,000 | $43,457,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 39,726,000 | $40,121,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 38,500,000 | $39,414,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 39,540,000 | $39,154,000 | thousands by filing date | principal |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 32,090,000 | $37,578,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 37,741,000 | $36,566,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 29,034,000 | $35,592,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 34,000,000 | $33,496,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 32,237,000 | $32,892,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 34,150,000 | $32,152,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 35,356,000 | $31,454,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 2,975,599 | $29,247,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 26,135,000 | $27,353,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 27,605,000 | $27,080,000 | thousands by filing date | principal |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 22,637,000 | $26,379,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 25,042,000 | $25,384,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 26,250,000 | $24,698,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 18,300,000 | $24,613,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 150,000 | $22,963,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 23,813,000 | $22,469,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 28,050,000 | $22,304,000 | thousands by filing date | principal |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 22,333,000 | $22,289,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 23,913,000 | $21,723,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 20,135,000 | $21,128,000 | thousands by filing date | principal |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 20,500,000 | $20,694,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 17,255,000 | $19,440,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 19,209,000 | $19,396,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 14,304,000 | $18,757,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 18,700,000 | $18,574,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 21,112,000 | $18,475,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 18,505,000 | $17,828,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 15,117,000 | $17,351,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 18,110,000 | $17,226,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 20,482,000 | $16,895,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 15,435,000 | $16,751,000 | thousands by filing date | principal |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 1,600,000 | $16,032,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 11,675,000 | $15,814,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11,508,000 | $15,557,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 1,500,000 | $15,045,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 14,600,000 | $14,704,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 1,399,998 | $14,028,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 14,352,000 | $13,513,000 | thousands by filing date | principal |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 1,350,000 | $13,338,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 15,250,000 | $12,760,000 | thousands by filing date | principal |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 1,250,000 | $12,507,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 1,230,000 | $12,288,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 12,200,000 | $12,235,000 | thousands by filing date | principal |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 1,200,000 | $12,024,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,121,999 | $10,822,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 11,067,000 | $10,766,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 10,805,000 | $10,599,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 5,402,000 | $10,458,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 10,359,000 | $10,216,000 | thousands by filing date | principal |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 1,000,000 | $10,100,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 1,000,000 | $9,990,000 | thousands by filing date | |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 12,015,000 | $9,272,000 | thousands by filing date | principal |
| ONE MADISON CORP | G6772P100 | COM CL A | 879,000 | $9,010,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,100,000 | $8,951,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 7,681,000 | $8,702,000 | thousands by filing date | principal |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 790,400 | $7,968,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 783,000 | $7,819,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 13,000,000 | $7,658,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 52,386 | $7,470,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 100,000 | $7,400,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872109 | COM CL A | 750,000 | $7,358,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 6,665,000 | $7,052,000 | thousands by filing date | principal |
| TPG PACE HLDGS CORP | G89827128 | CL A | 632,581 | $6,478,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,456,000 | $6,016,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100,000 | $5,817,000 | thousands by filing date | put |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 276,663 | $5,405,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 500,000 | $5,001,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 4,000,000 | $4,734,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 5,000,000 | $4,640,000 | thousands by filing date | principal |
| CANOPY GROWTH CORP | 138035100 | COM | 105,500 | $4,575,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 4,600,000 | $4,547,000 | thousands by filing date | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 420,900 | $3,998,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 2,842,477 | $3,894,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 2,053,000 | $3,116,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100,000 | $3,074,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 301,395 | $3,010,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 2,905,000 | $2,732,000 | thousands by filing date | principal |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 100,000 | $2,615,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R103 | COM CL A | 174,000 | $2,339,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 622,714 | $2,099,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 199,998 | $2,015,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,500,000 | $1,408,000 | thousands by filing date | principal |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 125,962 | $1,295,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 991,876 | $1,116,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 1,251,830 | $1,067,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 80,100 | $1,045,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 71,674 | $970,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 785,000 | $869,000 | thousands by filing date | principal |
| CHURCHILL CAP CORP | 17142R111 | *W EXP 09/11/202 | 250,000 | $836,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 399,999 | $657,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 416,666 | $594,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 489,500 | $583,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 500,000 | $481,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 165,870 | $438,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 409,999 | $418,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 249,999 | $337,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 210,860 | $309,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 1,045,796 | $308,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 261,000 | $240,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 227,500 | $169,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 66,666 | $55,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 45,000 | $51,000 | thousands by filing date | principal |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 10,000 | $9,000 | thousands by filing date | principal |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 71,795 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-005146 | this filing | 2019-05-15 | acceptance time not in the bulk data set |