13F-HR filed by SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 164 holding rows worth $338,069,000.
- Accession
- 0000950123-19-002150
- Filer
- CIK 1030815
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 164 entries on the cover page, a total value of $338,069,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $338,066,000 with VALUE read as thousands by filing date, 13F file number 028-05958. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 2,043,313 | $44,503,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 3,031,524 | $44,139,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 20,006,000 | $20,006,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 15,000,000 | $17,822,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 16,059,000 | $15,674,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 16,104,000 | $15,611,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 15,500,000 | $14,783,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 8,500,000 | $12,014,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 939,968 | $10,152,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 10,000,000 | $9,994,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 7,149,000 | $9,839,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 9,000,000 | $8,145,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8,475,000 | $7,841,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 7,500,000 | $7,325,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 968,586 | $5,812,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 660,445 | $4,583,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 353,668 | $4,477,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960WAA2 | BOND | 6,088,000 | $4,425,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,774 | $2,899,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 207,248 | $2,798,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000,000 | $2,740,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 19,406 | $1,971,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 3,000,000 | $1,838,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 9,607 | $1,687,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,000,000 | $1,665,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 8,153 | $1,548,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,620 | $1,151,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,456 | $1,084,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 12,387 | $1,043,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,028 | $990,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,053 | $952,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 18,341 | $940,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 15,755 | $923,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 11,065 | $917,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,560 | $903,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 34,582 | $891,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,622 | $874,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 32,953 | $863,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,149 | $852,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,941 | $840,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 49,647 | $837,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 14,041 | $831,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 3,600 | $790,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13,752 | $742,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,887 | $729,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,435 | $724,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,443 | $711,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,796 | $709,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 17,701 | $702,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 11,900 | $695,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,688 | $684,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 4,774 | $682,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 42,014 | $680,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 8,426 | $672,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,981 | $667,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 19,383 | $663,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 14,328 | $653,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,023 | $652,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 67,444 | $650,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,330 | $648,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,429 | $647,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 4,496 | $630,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,040 | $618,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 10,056 | $607,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,639 | $597,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,599 | $594,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 7,072 | $588,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 17,648 | $587,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,751 | $578,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,189 | $574,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 7,739 | $569,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,584 | $568,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 34,703 | $563,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,461 | $558,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,032 | $557,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 5,497 | $534,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 9,862 | $534,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,992 | $527,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 7,686 | $518,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,771 | $505,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,519 | $504,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,070 | $493,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,454 | $493,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6,092 | $484,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,938 | $471,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,796 | $468,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 9,215 | $458,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 8,025 | $457,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 15,374 | $434,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,583 | $434,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,051 | $433,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,463 | $428,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,457 | $425,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,331 | $423,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 10,794 | $423,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,819 | $421,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 10,053 | $418,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 27,001 | $402,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 4,980 | $390,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,681 | $375,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 18,323 | $367,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,313 | $361,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11,028 | $355,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 500,000 | $351,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORP | 84265V105 | COM | 11,317 | $348,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 9,460 | $348,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 197,401 | $336,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 7,326 | $321,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 19,720 | $320,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 12,695 | $313,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,994 | $306,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,984 | $304,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,047 | $302,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,983 | $298,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 198 | $297,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,861 | $295,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,417 | $294,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 15,792 | $292,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 6,953 | $291,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,234 | $284,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 17,248 | $282,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,519 | $279,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 4,604 | $278,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,285 | $275,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,697 | $274,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,772 | $273,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,669 | $272,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,752 | $269,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 31,873 | $267,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,715 | $258,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 14,690 | $258,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,266 | $256,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,193 | $255,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 10,523 | $252,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 5,664 | $248,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 14,338 | $247,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,883 | $244,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,252 | $244,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,622 | $242,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,770 | $242,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,315 | $241,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 3,726 | $239,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 12,201 | $237,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,635 | $234,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 12,117 | $234,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 7,816 | $233,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,425 | $230,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,760 | $224,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 9,186 | $221,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 7,666 | $220,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,483 | $215,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,800 | $206,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,896 | $201,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,001 | $200,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 6,473 | $200,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 4,759 | $200,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 32,168 | $180,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 10,007 | $165,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,516 | $145,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 17,586 | $141,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 14,417 | $136,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 37,307 | $127,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 22,519 | $116,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 21,569 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-002150 | this filing | 2019-02-14 | acceptance time not in the bulk data set |