13F-HR filed by M&T Bank Corp
M&T Bank Corp filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-01, with 1,461 holding rows worth $17,420,689,000.
- Accession
- 0000950123-19-000552
- Filer
- CIK 36270
- Filed
- 2019-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 7,297 entries on the cover page, a total value of $17,420,689,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,420,689,000 with VALUE read as thousands by filing date, 13F file number 028-00267. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerManufacturers & Traders Trust Company 028-03980
- included managerWilmington Trust Investment Advisors, Inc. 028-10909
- included managerWilmington Trust National Association 028-03740
- included managerWilmington Trust Company 028-03742
- included managerWilmington Trust Funds Management Corp 028-06601
- included managerWilmington Trust Investment Management, LLC 028-12629
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288372 | COM | 10,149 | $400,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,274 | $398,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,194 | $397,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,313 | $396,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 19,264 | $395,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 13,564 | $395,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,719 | $393,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 41,797 | $393,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11,692 | $391,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,985 | $389,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 73,070 | $387,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,305 | $387,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,601 | $386,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 14,599 | $386,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,705 | $386,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 11,484 | $386,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,866 | $385,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 12,113 | $383,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,090 | $383,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,567 | $382,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,548 | $379,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 18,275 | $378,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,532 | $376,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 8,943 | $376,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,927 | $374,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 26,378 | $373,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 15,038 | $373,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 16,561 | $372,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,898 | $371,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,609 | $369,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 3,252 | $369,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 4,226 | $368,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 21,396 | $368,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 4,263 | $367,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,725 | $363,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 14,504 | $363,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 13,804 | $362,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 4,571 | $362,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 14,097 | $361,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,592 | $359,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 4,026 | $359,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,717 | $359,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 40,903 | $358,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 59,319 | $356,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 20,001 | $354,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 130,000 | $354,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10,653 | $353,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 6,841 | $352,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,137 | $352,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 12,153 | $352,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 9,828 | $352,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,537 | $351,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 17,387 | $351,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 15,399 | $350,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 17,728 | $350,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 14,386 | $350,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 8,266 | $349,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,445 | $348,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5,615 | $348,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,060 | $347,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,161 | $345,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,838 | $345,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 12,817 | $344,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 5,277 | $343,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 12,917 | $343,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 14,553 | $341,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,828 | $341,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 16,833 | $341,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,224 | $340,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 896 | $337,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 12,182 | $337,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 16,668 | $335,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,265 | $335,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 13,255 | $335,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,600 | $334,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 7,047 | $334,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,594 | $333,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 8,298 | $332,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,903 | $330,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,434 | $330,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 12,835 | $329,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 15,457 | $329,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 5,784 | $326,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,979 | $325,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 14,442 | $322,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 19,021 | $321,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,534 | $320,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 21,493 | $320,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 13,394 | $319,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,300 | $319,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 20,004 | $317,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,592 | $316,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,968 | $316,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 24,251 | $311,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,050 | $311,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 15,400 | $310,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 16,728 | $309,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 9,476 | $309,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,200 | $307,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,687 | $306,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 7,978 | $305,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,357 | $305,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 15,231 | $303,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 30,638 | $303,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,250 | $303,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,756 | $302,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 22,851 | $302,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,988 | $300,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,685 | $300,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 4,871 | $300,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 11,827 | $299,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,235 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,686 | $299,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,838 | $298,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 8,969 | $296,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,270 | $296,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 29,790 | $296,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 17,833 | $295,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,430 | $294,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,666 | $294,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,068 | $293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 11,069 | $292,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 5,599 | $292,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,095 | $291,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,776 | $291,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,758 | $291,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 15,104 | $291,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 15,250 | $290,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,421 | $290,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 12,247 | $289,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 22,287 | $289,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 32,312 | $288,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,434 | $287,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 31,500 | $287,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,267 | $287,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 21,199 | $286,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,195 | $286,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 15,823 | $286,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 80,000 | $286,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 9,607 | $285,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 14,704 | $285,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,391 | $283,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 9,757 | $281,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 989 | $281,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,319 | $280,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,996 | $279,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,234 | $278,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 6,323 | $278,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,318 | $277,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 10,397 | $277,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,171 | $276,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 12,337 | $276,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,146 | $274,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,605 | $273,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 10,649 | $273,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 13,160 | $273,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 58,051 | $273,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 6,226 | $271,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,723 | $270,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 12,989 | $270,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,002 | $269,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 30,153 | $268,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,429 | $266,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,888 | $266,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,977 | $265,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,822 | $264,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 28,705 | $263,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 30,992 | $263,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 48,958 | $263,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,969 | $262,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 9,289 | $262,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 18,887 | $261,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,303 | $260,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 964 | $259,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,781 | $257,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,899 | $257,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,675 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,731 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 5,161 | $255,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,972 | $255,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,469 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 11,677 | $255,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 41,440 | $255,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,042 | $254,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,454 | $254,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,433 | $252,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,516 | $251,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,905 | $251,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,027 | $250,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,901 | $250,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,449 | $248,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,795 | $248,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,591 | $248,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,314 | $248,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5,034 | $247,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 6,494 | $247,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,726 | $247,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,480 | $246,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 12,555 | $246,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,309 | $243,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 49,968 | $243,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,814 | $243,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,797 | $243,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,085 | $243,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 7,434 | $243,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,885 | $243,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 19,186 | $242,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,389 | $241,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 32,505 | $241,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,417 | $240,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,218 | $239,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,216 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,927 | $238,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 11,949 | $237,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,304 | $237,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 20,900 | $236,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 14,892 | $236,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 13,683 | $236,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,868 | $235,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,935 | $235,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,008 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,474 | $234,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,001 | $233,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,138 | $233,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 6,300 | $233,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,508 | $232,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 6,583 | $232,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 19,944 | $232,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 11,263 | $231,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 14,500 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 28,000 | $231,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 13,712 | $231,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 15,590 | $231,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 8,533 | $230,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,080 | $230,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,500 | $230,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,907 | $229,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 23,442 | $229,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 20,242 | $229,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 21,450 | $227,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,089 | $227,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,046 | $226,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 37,566 | $226,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,029 | $225,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,335 | $225,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 6,533 | $224,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 10,427 | $223,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,328 | $223,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 26,501 | $223,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,772 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,816 | $221,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 17,000 | $221,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,233 | $221,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 6,650 | $221,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 50,000 | $221,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,040 | $220,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,353 | $220,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,907 | $220,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,663 | $220,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,400 | $220,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,711 | $219,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,641 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,513 | $217,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 5,384 | $217,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,550 | $217,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 24,000 | $216,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,441 | $215,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,992 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,853 | $214,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,804 | $211,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 14,082 | $211,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 25,824 | $211,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 12,266 | $211,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,710 | $210,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 27,498 | $209,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,845 | $208,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,000 | $207,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,158 | $207,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 12,000 | $207,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 13,655 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,160 | $206,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,196 | $204,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 30,511 | $204,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,422 | $203,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,860 | $203,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,825 | $203,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,237 | $201,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,438 | $201,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,959 | $200,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 16,926 | $200,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,348 | $200,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 28,600 | $200,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,978 | $198,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,504 | $197,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,894 | $194,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 12,773 | $194,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,325 | $193,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,771 | $193,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 17,954 | $191,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 13,341 | $190,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 17,469 | $190,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 18,000 | $190,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,616 | $189,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 26,091 | $188,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,347 | $187,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 10,410 | $181,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 17,049 | $181,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,696 | $180,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 30,636 | $179,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,598 | $178,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 15,462 | $178,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,658 | $175,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,791 | $173,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 42,059 | $172,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,727 | $167,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 15,000 | $166,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,546 | $164,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 25,973 | $160,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 14,856 | $156,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 12,292 | $155,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,514 | $153,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 15,000 | $152,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 14,559 | $149,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 21,151 | $148,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,500 | $144,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,636 | $143,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 19,854 | $136,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,592 | $135,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 16,462 | $133,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,500 | $133,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 27,189 | $131,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 10,208 | $129,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,800 | $127,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,319 | $126,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 10,820 | $124,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 26,057 | $122,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 11,055 | $121,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 17,097 | $120,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 18,044 | $119,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,083 | $119,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 23,600 | $117,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,010 | $116,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 13,901 | $115,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,117 | $114,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,007 | $112,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,141 | $112,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 19,941 | $111,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,594 | $110,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 11,183 | $105,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 12,790 | $104,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 17,136 | $101,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,680 | $98,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 26,470 | $94,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,426 | $93,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 45 | $92,000 | thousands by filing date | put |
| VERMILLION INC | 92407M206 | COM NEW | 305,000 | $92,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,064 | $87,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,886 | $86,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 22,360 | $84,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 16,790 | $80,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,885 | $73,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,040 | $72,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 14,495 | $71,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 12,217 | $70,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,413 | $69,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 11,083 | $69,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,875 | $69,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 12,000 | $68,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 59,833 | $68,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 10,220 | $62,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,938 | $61,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,527 | $58,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,000 | $52,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 12,112 | $52,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 15,773 | $51,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,992 | $51,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,333 | $47,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 11,132 | $47,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,257 | $38,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 52,000 | $37,000 | thousands by filing date | principal |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 54,668 | $30,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 25,000 | $30,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 14,346 | $29,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 11,613 | $26,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34 | $23,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 33 | $21,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 11,153 | $20,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3 | $18,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 42 | $18,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 12,000 | $17,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 109 | $16,000 | thousands by filing date | put |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 12,000 | $16,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 14,000 | $13,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 16,000 | $13,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 12,000 | $13,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 25 | $12,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 12,000 | $12,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 17 | $11,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 49 | $11,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 4 | $10,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13,000 | $10,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 11,000 | $10,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 12,000 | $10,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 5 | $7,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 8 | $6,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 7 | $5,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 18 | $4,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 15 | $4,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 2 | $3,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 5 | $3,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 12 | $3,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 30 | $2,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 20 | $2,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 99 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 38 | $2,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 10 | $2,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20 | $2,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 19 | $1,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 49 | $1,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 5 | $1,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10 | $1,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5 | $1,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10 | $1,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 20 | $1,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 6 | $1,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 18 | $1,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 20 | $1,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Comcast Corp | 20030N101 | COM | 24 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVESCO QQQ TR | 46090E103 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Medtronic Plc | G5960L103 | COM | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Philip Morris International Inc. | 718172109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 138 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTROCK CO | 96145D105 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| L3 TECHNOLOGIES INC | 502413107 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 24 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-000552 | this filing | 2019-02-01 | acceptance time not in the bulk data set |