13F-HR filed by BALDWIN WEALTH PARTNERS LLC/MA
BALDWIN WEALTH PARTNERS LLC/MA filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-01, with 514 holding rows worth $596,331,000.
- Accession
- 0000950123-19-000550
- Filer
- CIK 1021258
- Filed
- 2019-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 603 entries on the cover page, a total value of $596,331,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $596,336,000 with VALUE read as thousands by filing date, 13F file number 028-05814. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 19,818 | $29,766,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 150,028 | $23,666,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 208,337 | $21,161,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,687 | $20,572,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 88,558 | $18,081,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 194,582 | $16,363,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 199,871 | $15,272,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 70,317 | $14,324,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 108,292 | $14,288,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 473,956 | $14,129,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 71,781 | $13,974,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 124,381 | $13,742,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 47,097 | $13,492,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 237,465 | $13,351,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 121,838 | $13,343,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 204,907 | $13,196,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 122,106 | $11,107,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 77,304 | $10,686,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 484,138 | $10,559,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 58,935 | $10,244,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 116,950 | $10,163,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 392,498 | $9,652,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 104,972 | $8,529,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 80,816 | $7,882,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 70,426 | $7,262,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 93,607 | $7,157,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 288,911 | $7,119,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,677 | $6,916,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 39,652 | $6,901,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 44,723 | $6,307,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 44,754 | $6,232,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 105,477 | $6,019,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 85,491 | $5,830,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 281,304 | $5,755,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 112,391 | $5,715,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 65,021 | $5,670,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 38,282 | $5,640,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 45,453 | $5,511,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 30,806 | $5,235,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 58,990 | $5,046,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 38,856 | $5,014,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,254 | $4,844,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 39,756 | $4,648,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 31,936 | $4,220,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 58,114 | $3,877,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 57,415 | $3,873,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 66,531 | $3,815,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 41,950 | $3,733,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 14,088 | $3,689,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 89,519 | $3,352,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 42,102 | $3,172,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 26,569 | $2,884,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,207 | $2,265,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,498 | $2,124,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 14,115 | $2,081,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,611 | $2,022,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 28,910 | $1,831,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,089 | $1,810,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13,296 | $1,749,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 129,670 | $1,713,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 26,770 | $1,572,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,252 | $1,453,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,460 | $1,449,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 26,392 | $1,424,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 18,859 | $1,398,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,489 | $1,364,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,042 | $1,317,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 32,313 | $1,309,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 20,531 | $1,280,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,812 | $1,244,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 33,477 | $1,242,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,402 | $1,222,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 11,903 | $1,191,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 4,432 | $1,181,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,565 | $1,160,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 12,476 | $1,132,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 9,842 | $1,097,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 44,395 | $1,081,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 47,588 | $1,049,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 40,832 | $1,033,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,308 | $1,013,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 20,248 | $933,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 42,790 | $931,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,861 | $894,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 13,755 | $868,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,433 | $865,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 42,728 | $856,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9,282 | $847,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 15,846 | $788,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 7,561 | $775,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 13,924 | $745,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,912 | $743,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,238 | $736,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 21,618 | $719,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,521 | $702,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,838 | $692,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 12,457 | $670,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,074 | $663,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 23,161 | $648,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,613 | $633,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 18,426 | $627,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,446 | $621,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $612,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,624 | $599,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,816 | $580,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,957 | $558,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 15,378 | $554,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,500 | $539,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,159 | $537,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 21,131 | $535,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 27,838 | $530,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,566 | $529,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,595 | $516,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,750 | $515,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,060 | $508,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,425 | $501,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 18,300 | $500,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,097 | $499,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,702 | $483,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,620 | $479,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,060 | $465,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 30,386 | $462,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,621 | $459,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,391 | $451,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 11,377 | $451,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,330 | $443,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,639 | $431,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,600 | $427,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,148 | $423,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 16,387 | $422,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 9,600 | $405,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 13,296 | $403,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 17,136 | $403,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,325 | $398,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 12,000 | $398,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,060 | $389,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,407 | $376,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 15,120 | $371,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,045 | $365,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 32,905 | $348,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 9,198 | $345,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 10,712 | $343,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,145 | $339,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 600 | $339,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,912 | $337,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,632 | $336,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,120 | $327,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 7,012 | $326,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,350 | $322,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 16,108 | $321,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,284 | $320,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 19,500 | $318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,811 | $316,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,813 | $312,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,216 | $310,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,139 | $310,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 776 | $306,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 14,313 | $306,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,900 | $303,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,636 | $300,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 6,364 | $299,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 22,354 | $291,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 10,500 | $285,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,048 | $282,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,791 | $279,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 17,610 | $277,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,000 | $274,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 25,100 | $271,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,812 | $270,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,723 | $269,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,100 | $264,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,635 | $262,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,972 | $259,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,424 | $253,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 521 | $250,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,222 | $247,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,815 | $230,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,898 | $230,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,210 | $223,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,675 | $220,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 833 | $212,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 22,500 | $211,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,210 | $209,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,245 | $208,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,805 | $208,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 14,913 | $206,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,088 | $205,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,660 | $205,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,223 | $202,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,491 | $199,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,643 | $198,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 20,131 | $193,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,465 | $192,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 1,910 | $191,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 12,719 | $189,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 6,500 | $188,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,272 | $184,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,492 | $183,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,878 | $174,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,933 | $169,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,846 | $167,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 10,000 | $167,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,114 | $165,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,035 | $160,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,103 | $157,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,399 | $157,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 7,442 | $152,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,995 | $152,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 967 | $145,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,018 | $143,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,523 | $141,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 865 | $136,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,904 | $132,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,860 | $128,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,562 | $124,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 2,572 | $124,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,277 | $121,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 535 | $121,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 6,800 | $121,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 400 | $120,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,975 | $119,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,675 | $118,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 815 | $114,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,495 | $113,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,645 | $112,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 7,580 | $108,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,845 | $107,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 3,421 | $102,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,223 | $101,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,788 | $101,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,321 | $101,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,900 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,225 | $99,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 5,000 | $98,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,500 | $97,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 6,000 | $93,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,045 | $91,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 690 | $90,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,300 | $90,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,245 | $89,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,400 | $88,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 600 | $86,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 761 | $86,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 100 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 3,098 | $84,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 29,241 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 700 | $82,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,000 | $82,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,000 | $75,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,905 | $74,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 17,850 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,400 | $73,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 412 | $71,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,000 | $71,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,750 | $71,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 550 | $70,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 232 | $70,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,200 | $70,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,500 | $70,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 530 | $69,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 430 | $69,000 | thousands by filing date | |
| VTI | 922908769 | COM | 535 | $68,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 498 | $67,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 930 | $67,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 5,333 | $66,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 6,200 | $65,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 7,755 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 933 | $63,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 663 | $62,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 675 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 648 | $58,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 412 | $56,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 500 | $56,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,000 | $56,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 3,000 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 571 | $52,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 7,000 | $52,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 7,000 | $52,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 808 | $51,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,850 | $51,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,164 | $51,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 6,376 | $51,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 5,000 | $51,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,250 | $50,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,261 | $50,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,000 | $50,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,300 | $50,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 776 | $50,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,995 | $50,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 2,021 | $50,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 1,970 | $50,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 1,970 | $50,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 981 | $49,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,142 | $49,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 513 | $48,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,520 | $46,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 863 | $45,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 300 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,381 | $45,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 333 | $45,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 931 | $44,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 5,000 | $44,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 700 | $43,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,592 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 740 | $42,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 275 | $41,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,175 | $41,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,858 | $41,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 716 | $41,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,680 | $40,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,500 | $40,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 8,000 | $40,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 507 | $38,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 560 | $38,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 454 | $37,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 320 | $37,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 226 | $36,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 430 | $36,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 708 | $35,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,247 | $35,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 700 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 2,535 | $34,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 115 | $33,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 125 | $33,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 400 | $33,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 502 | $33,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,015 | $33,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,500 | $33,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,000 | $32,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 434 | $32,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 202 | $32,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 781 | $32,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,384 | $32,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 229 | $31,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 75 | $30,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 660 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,000 | $30,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,600 | $30,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 615 | $30,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 800 | $30,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 300 | $29,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,100 | $29,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 214 | $28,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 426 | $28,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 187 | $28,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 210 | $28,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 343 | $28,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 85 | $27,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 412 | $27,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 6,000 | $27,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 300 | $27,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 894 | $27,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 280 | $27,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,000 | $26,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 650 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 928 | $26,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 169 | $26,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 484 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 200 | $25,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 333 | $25,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 400 | $24,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 150 | $24,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 470 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 238 | $24,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 243 | $24,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 350 | $24,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 900 | $24,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 225 | $23,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 250 | $23,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 405 | $23,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 241 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 287 | $23,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,835 | $23,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 500 | $22,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 851 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 511 | $22,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 349 | $21,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 90 | $21,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,600 | $21,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,058 | $21,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 270 | $20,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 200 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 416 | $20,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,000 | $20,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 299 | $19,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 200 | $19,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 222 | $19,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 450 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 115 | $19,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $19,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 330 | $19,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,500 | $19,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 920 | $19,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,000 | $17,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,500 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 975 | $17,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 314 | $16,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 255 | $16,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 500 | $16,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 200 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 720 | $16,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 150 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 230 | $15,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,800 | $15,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 150 | $15,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,500 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 400 | $15,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 227 | $14,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,000 | $14,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,500 | $14,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 200 | $14,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 2,160 | $14,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,100 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 230 | $14,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200 | $13,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 240 | $13,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 800 | $13,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 62 | $12,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 93 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 120 | $12,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 400 | $12,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 300 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 300 | $12,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,000 | $12,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 5,000 | $12,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 200 | $11,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 233 | $11,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 112 | $11,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $11,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 350 | $11,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 200 | $11,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,023 | $11,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 250 | $11,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 150 | $10,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 160 | $10,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 129 | $10,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 265 | $10,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 135 | $9,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 65 | $9,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 155 | $9,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 150 | $9,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 200 | $9,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 580 | $9,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 126 | $9,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 202 | $9,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,500 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 201 | $9,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,300 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 400 | $9,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 185 | $8,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,496 | $8,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 189 | $8,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 77 | $7,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 150 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 500 | $7,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 140 | $7,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 90 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 206 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 200 | $6,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 200 | $6,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 15 | $5,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 31 | $5,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 83 | $5,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 100 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 200 | $5,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 500 | $5,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 126 | $5,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 25 | $4,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 68 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 170 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 396 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 33 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 100 | $3,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 621 | $3,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100 | $3,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 200 | $3,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 25 | $3,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 75 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 150 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 100 | $3,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 49 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 60 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 44 | $2,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 150 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 160 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 300 | $2,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 800 | $2,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 500 | $2,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15 | $1,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 20 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 26 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 45 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 34 | $1,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 45 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 291 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 2,500 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-000550 | this filing | 2019-02-01 | acceptance time not in the bulk data set |