13F-HR filed by NWQ Investment Management Company, LLC
NWQ Investment Management Company, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 155 holding rows worth $5,045,196,000.
- Accession
- 0000950123-18-011855
- Filer
- CIK 763848
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 155 entries on the cover page, a total value of $5,045,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,045,197,000 with VALUE read as thousands by filing date, 13F file number 028-01474. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
- included managerSEI Investments Management Corporation 028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,347,197 | $111,680,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,612,042 | $106,121,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,732,392 | $101,563,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,079,414 | $101,039,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 815,698 | $88,895,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,000,017 | $79,381,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,928,916 | $79,143,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,640,319 | $76,101,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,695,894 | $75,009,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,859,441 | $71,863,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,235,480 | $69,236,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 354,302 | $67,487,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 767,446 | $66,845,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,816,843 | $66,260,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,133,494 | $65,561,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,330,163 | $64,234,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,531,126 | $64,231,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 906,521 | $63,556,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,438,782 | $63,206,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 3,356,379 | $61,388,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,403,449 | $60,840,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 5,397,790 | $59,268,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,007,527 | $59,102,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 3,071,290 | $58,201,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 985,786 | $57,442,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,503,821 | $57,424,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 439,987 | $54,726,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 960,264 | $54,053,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,563,228 | $51,243,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,042,502 | $51,022,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,034,992 | $50,301,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 614,722 | $49,940,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 707,557 | $49,748,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,459,232 | $49,118,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,627,297 | $47,940,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,292,936 | $47,774,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 3,496,105 | $47,617,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 150,691 | $47,165,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,763,492 | $47,121,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 348,590 | $46,770,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,870,778 | $46,650,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 1,368,341 | $46,045,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 571,576 | $45,440,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 951,560 | $45,427,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 288,230 | $44,877,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 401,728 | $44,660,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,743,724 | $44,639,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,607,346 | $44,515,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 451,466 | $44,447,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 7,546,823 | $44,375,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 674,678 | $44,016,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 367,049 | $43,202,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,454,712 | $43,161,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 884,645 | $42,410,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 665,827 | $41,574,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 764,349 | $40,694,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 33,352 | $40,259,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,182,132 | $39,460,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,732,454 | $39,361,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 763,888 | $38,920,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,882,349 | $38,076,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,016,486 | $36,787,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,581,916 | $36,637,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 320,323 | $36,635,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,031,027 | $36,376,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 765,129 | $35,686,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,505,123 | $35,310,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 3,810,918 | $33,460,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 563,148 | $32,939,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 446,089 | $31,579,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 724,907 | $31,533,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 748,816 | $30,971,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 183,654 | $30,914,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 275,272 | $30,693,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 729,269 | $30,133,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 610,070 | $28,771,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 158,203 | $28,608,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 285,500 | $28,370,000 | thousands by filing date | principal |
| ALAMO GROUP INC | 011311107 | COM | 296,542 | $27,166,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 948,918 | $26,712,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 917,293 | $26,519,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,912,016 | $26,099,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 452,001 | $26,024,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 962,855 | $26,007,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,294,193 | $25,250,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,751,652 | $24,891,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 464,313 | $24,869,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 250,944 | $24,527,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 346,180 | $22,941,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,147,648 | $22,907,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 571,541 | $22,616,000 | thousands by filing date | |
| BROADCOM INC | 59027A292 | COM | 92,462 | $21,294,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 699,258 | $21,139,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 248,381 | $20,126,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 769,278 | $19,624,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 962,291 | $18,380,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 423,489 | $18,091,000 | thousands by filing date | |
| EQT CORP | 59027A318 | COM | 1,119,005 | $17,901,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,071,202 | $17,792,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 333,018 | $17,204,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 917,676 | $17,188,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,151,331 | $16,913,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,147,137 | $16,840,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 244,782 | $16,731,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 505,854 | $16,724,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,614,233 | $16,679,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 535,496 | $16,515,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 420,044 | $16,104,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 290,249 | $15,708,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 267,126 | $15,448,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 257,950 | $15,245,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 475,370 | $15,236,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 363,012 | $15,087,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10,884 | $13,769,000 | thousands by filing date | principal |
| EVERGY INC COM | 30034W106 | Stock | 242,009 | $13,579,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 309,833 | $13,561,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,168,581 | $13,445,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 467,500 | $13,202,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 123,455 | $13,076,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 138,000 | $12,768,000 | thousands by filing date | principal |
| INNOSPEC INC | 45768S105 | COM | 186,506 | $12,641,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 54,714 | $12,578,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 183,932 | $10,791,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 95,365 | $10,173,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 574,328 | $9,901,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 421,317 | $9,766,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 218,429 | $9,392,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 363,631 | $8,814,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 107,407 | $7,921,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 380,865 | $7,777,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 213,004 | $7,668,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,650,895 | $7,555,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 88,806 | $7,396,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 84,579 | $6,849,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 146,050 | $6,591,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,210,970 | $6,576,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 115,400 | $6,467,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 136,358 | $5,833,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 608,043 | $5,071,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 127,906 | $4,750,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 72,555 | $4,672,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 33,812 | $4,094,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 61,062 | $3,863,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 25,789 | $3,705,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 46,149 | $3,486,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 36,162 | $2,838,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 16,014 | $2,494,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 182,847 | $2,362,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 80,428 | $976,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 13,200 | $923,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 10,650 | $735,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 5,835 | $471,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,725 | $470,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3,025 | $272,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 2,765 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011855 | this filing | 2018-11-14 | acceptance time not in the bulk data set |