13F-HR filed by Linden Advisors LP
Linden Advisors LP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 128 holding rows worth $3,290,116,000.
- Accession
- 0000950123-18-011610
- Filer
- CIK 1279396
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 129 entries on the cover page, a total value of $3,290,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,290,116,000 with VALUE read as thousands by filing date, 13F file number 028-10783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 211,859,000 | $225,749,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 151,580,000 | $191,932,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 74,560,000 | $154,120,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 152,839,000 | $153,517,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 55,184,000 | $96,894,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 95,856,000 | $89,573,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 59,935,000 | $85,505,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 74,162,000 | $82,434,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 68,688,000 | $81,357,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 60,362,000 | $76,505,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 54,456,000 | $70,771,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 66,622,000 | $69,750,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 69,387,000 | $68,049,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 65,050,000 | $66,086,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 60,822,000 | $62,007,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 49,657,000 | $58,282,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 57,365,000 | $57,394,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 54,223,000 | $56,591,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 33,350,000 | $54,842,000 | thousands by filing date | principal |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 38,090,000 | $54,473,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 54,209,000 | $54,281,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 52,241,000 | $50,166,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 46,574,000 | $44,971,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 51,146,000 | $43,311,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 43,302,000 | $41,480,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 33,846,000 | $39,016,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 30,012,000 | $37,111,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 35,700,000 | $36,919,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 27,640,000 | $35,844,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 34,285,000 | $35,240,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 26,810,000 | $33,378,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 26,085,000 | $32,978,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 32,187,000 | $32,452,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 32,015,000 | $31,611,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 20,107,000 | $30,397,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 2,975,600 | $30,233,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 30,042,000 | $29,379,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 26,250,000 | $28,238,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 26,172,000 | $27,608,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 27,605,000 | $27,383,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 26,897,000 | $26,530,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 26,617,000 | $26,292,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 26,309,000 | $26,090,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 22,204,000 | $25,987,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 20,075,000 | $25,225,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 17,411,000 | $25,213,000 | thousands by filing date | principal |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 22,333,000 | $23,235,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 23,913,000 | $22,924,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 20,554,000 | $21,092,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 22,755,000 | $20,638,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 19,261,000 | $19,690,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 200,000 | $18,782,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 200,000 | $18,782,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 17,612,000 | $17,811,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 22,500,000 | $17,326,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 20,482,000 | $17,210,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 100,000 | $16,855,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 14,600,000 | $14,541,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 11,078,000 | $13,301,000 | thousands by filing date | principal |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 11,250,000 | $13,233,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 13,723,000 | $13,158,000 | thousands by filing date | principal |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 1,250,000 | $12,775,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 1,200,000 | $12,402,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 1,230,000 | $11,820,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 7,137,000 | $10,721,000 | thousands by filing date | principal |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 900,000 | $10,251,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 10,000,000 | $10,041,000 | thousands by filing date | principal |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 978,998 | $9,628,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 979,000 | $9,526,000 | thousands by filing date | |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 12,015,000 | $9,303,000 | thousands by filing date | principal |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 7,509,000 | $8,498,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 8,301,000 | $8,313,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 6,000,000 | $7,994,000 | thousands by filing date | principal |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 790,400 | $7,793,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 7,215,000 | $7,765,000 | thousands by filing date | principal |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 783,000 | $7,611,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 7,000,000 | $6,810,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200,000 | $6,746,000 | thousands by filing date | call |
| TPG PACE HLDGS CORP | G89827128 | CL A | 632,581 | $6,370,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 2,842,477 | $5,827,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 3,419,000 | $5,637,000 | thousands by filing date | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 276,663 | $5,439,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 5,259,000 | $5,321,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 50,000 | $5,280,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 5,356,000 | $5,134,000 | thousands by filing date | principal |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 500,000 | $5,075,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 447,493 | $4,560,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,600,000 | $4,375,000 | thousands by filing date | principal |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 4,260,000 | $4,319,000 | thousands by filing date | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100,000 | $4,292,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,931,000 | $4,093,000 | thousands by filing date | principal |
| GORES HLDGS II INC | 382867109 | COM CL A | 367,971 | $3,908,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 3,600,000 | $3,874,000 | thousands by filing date | principal |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 2,053,000 | $3,820,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 3,500,000 | $3,808,000 | thousands by filing date | principal |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 3,455,000 | $3,573,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100,000 | $3,367,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 3,500,000 | $3,237,000 | thousands by filing date | principal |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 3,555,000 | $3,129,000 | thousands by filing date | principal |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 622,714 | $2,896,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 100,000 | $2,758,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 30,000 | $2,516,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 45,669 | $2,423,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,678,000 | $2,262,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 400,000 | $2,044,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,175,000 | $2,002,000 | thousands by filing date | principal |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 200,000 | $1,952,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 160,717 | $1,895,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 1,251,830 | $1,865,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 549,472 | $1,836,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 124,260 | $1,654,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 125,962 | $1,276,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,221,000 | $1,212,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 3,140 | $1,152,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 15,000 | $1,022,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 535,000 | $875,000 | thousands by filing date | principal |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 1,077,000 | $673,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 409,999 | $606,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 500,000 | $576,000 | thousands by filing date | principal |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 489,500 | $553,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 326,332 | $399,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 210,860 | $366,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 261,000 | $339,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D110 | *W EXP 11/02/202 | 227,500 | $282,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 128,007 | $274,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 66,666 | $86,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 71,795 | $84,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 45,000 | $61,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011610 | this filing | 2018-11-14 | acceptance time not in the bulk data set |