13F-HR filed by WHITEBOX ADVISORS LLC
WHITEBOX ADVISORS LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 99 holding rows worth $3,286,849,000.
- Accession
- 0000950123-18-011474
- Filer
- CIK 1257391
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 99 entries on the cover page, a total value of $3,286,849,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,286,849,000 with VALUE read as thousands by filing date, 13F file number 028-10715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 4,250,000 | $1,235,560,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 7,988,860 | $544,201,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 600,000 | $174,432,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 127,000,000 | $121,444,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 68,843,000 | $70,227,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 3,157,682 | $64,417,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 642,812 | $62,430,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 58,687,000 | $60,338,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 44,000,000 | $57,231,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 43,335,000 | $53,410,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 22,986,560 | $37,436,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 785,000 | $36,369,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 514,960 | $33,117,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 33,475,000 | $32,931,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 460,698 | $32,009,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 1,274,105 | $31,572,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 222,488 | $31,106,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 11,200,000 | $30,561,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 12,461,000 | $26,948,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 22,932,000 | $26,556,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 42,549,000 | $25,849,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 19,903,000 | $25,291,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 286,100 | $24,462,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 1,162,816 | $24,187,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 21,681,000 | $21,396,000 | thousands by filing date | principal |
| TESLA INC | 88160R951 | PUT | 78,000 | $20,652,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 13,125,000 | $19,865,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 18,970,000 | $18,868,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 18,000,000 | $17,893,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 226,779 | $15,582,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,357,689 | $14,514,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 665,938 | $14,231,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 14,173,000 | $14,201,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351X101 | COM | 593,971 | $13,151,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 630,936 | $12,884,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 13,000,000 | $12,829,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 12,500,000 | $12,788,000 | thousands by filing date | principal |
| RH | 74967X953 | COM | 97,500 | $12,773,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 146,400 | $10,329,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 49,200 | $9,980,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 13,600,000 | $9,382,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 7,950,000 | $9,182,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 5,000,000 | $8,881,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 12,430,000 | $8,608,000 | thousands by filing date | principal |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 850,479 | $8,496,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 7,000,000 | $8,449,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 228,000 | $7,690,000 | thousands by filing date | |
| GOPRO INC | 38268IAA5 | NOTE 3.500 4/1 | 7,500,000 | $7,238,000 | thousands by filing date | principal |
| AMYRIS INC | 03236MAG6 | NOTE 9.500 4/1 | 7,136,000 | $7,100,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 389,285 | $6,789,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 6,900,000 | $6,081,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,374,000 | $5,496,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 7,200,000 | $5,395,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 5,158,000 | $5,135,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 178,250 | $5,073,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 176,985 | $4,458,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,594,210 | $4,352,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 236,035 | $4,206,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 3,500,000 | $4,165,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,956,279 | $3,895,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 4,000,000 | $3,873,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 118,518 | $3,809,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 18,700 | $3,390,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 305,002 | $3,203,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 486,984 | $3,000,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 473,575 | $2,557,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 456,575 | $2,370,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,300 | $2,312,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 59,158 | $2,213,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337959 | COM UNIT LTD | 200,000 | $2,160,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 241,244 | $1,783,000 | thousands by filing date | |
| PARKER DRILLING CO. | 701081408 | COM | 591,844 | $1,764,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 95,920 | $1,566,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,500,000 | $1,488,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 19,288 | $1,354,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 130,450 | $1,344,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 115,000 | $1,248,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 86,750 | $1,071,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 84,676 | $1,013,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 67,532 | $945,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12,828 | $937,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 41,937 | $812,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 13,100 | $767,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 21,748 | $734,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 33,240 | $675,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 31,050 | $669,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 41,394 | $618,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 20,911 | $609,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 16,402 | $601,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 20,000 | $596,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,496 | $495,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 42,078 | $466,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,790 | $415,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,313 | $396,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 51,500 | $371,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 12,859 | $307,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,054 | $299,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,107 | $284,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,058 | $244,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011474 | this filing | 2018-11-14 | acceptance time not in the bulk data set |