13F-HR filed by Nuveen Fund Advisors, LLC
Nuveen Fund Advisors, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 119 holding rows worth $45,006,000.
- Accession
- 0000950123-18-011251
- Filer
- CIK 1311016
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 119 entries on the cover page, a total value of $45,006,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,006,000 with VALUE read as thousands by filing date, 13F file number 028-11710. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNuveen Asset Management, LLC 028-14498
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NVIDIA Corp | 67066G104 | COM | 4,920 | $1,383,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,660 | $1,151,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 61,153 | $1,051,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 521 | $1,044,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 24,358 | $978,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 29,430 | $868,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,783 | $854,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,110 | $840,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,559 | $834,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,102 | $772,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,380 | $768,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,535 | $765,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,869 | $674,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,040 | $672,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,521 | $615,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,950 | $612,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 15,040 | $595,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 10,188 | $594,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,904 | $587,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,776 | $585,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,779 | $584,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,201 | $566,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 276 | $548,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,605 | $524,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,903 | $491,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,225 | $485,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 11,738 | $481,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 35,347 | $480,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,764 | $476,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 813 | $467,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,536 | $451,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 31,975 | $441,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,184 | $440,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 363 | $438,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,116 | $437,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,010 | $430,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 36,638 | $418,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,833 | $408,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,638 | $400,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,622 | $395,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 12,587 | $391,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 942 | $381,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,634 | $372,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,085 | $363,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 44,552 | $360,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,466 | $358,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,272 | $357,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 59,932 | $354,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,859 | $334,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 25,186 | $327,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,294 | $324,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,634 | $323,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,485 | $322,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,073 | $321,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 33,740 | $321,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 701 | $319,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,641 | $318,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,703 | $314,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 23,858 | $314,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 22,757 | $310,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,246 | $297,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 15,683 | $294,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,890 | $286,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 21,510 | $283,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,999 | $281,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,374 | $277,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 20,205 | $273,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,373 | $271,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,581 | $269,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,382 | $269,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,314 | $269,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 32,122 | $266,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,330 | $265,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,422 | $264,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,572 | $263,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 426 | $259,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 18,602 | $259,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 47,473 | $258,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,592 | $254,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,120 | $248,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,609 | $248,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,828 | $247,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 17,244 | $245,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,487 | $242,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 17,842 | $242,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,611 | $237,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,978 | $231,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 666 | $230,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,124 | $230,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,364 | $228,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 501 | $228,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 21,501 | $228,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,008 | $226,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,611 | $224,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,017 | $222,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,612 | $221,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,393 | $217,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,448 | $216,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,915 | $213,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,321 | $212,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,195 | $208,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,412 | $208,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 727 | $205,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 23,552 | $203,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,657 | $201,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 51,818 | $198,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 13,181 | $191,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 14,978 | $171,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 18,689 | $162,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,335 | $151,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 30,541 | $151,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,752 | $112,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,537 | $109,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 11,906 | $104,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 12,198 | $74,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 11,391 | $68,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,144 | $61,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 13,464 | $51,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 15,003 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011251 | this filing | 2018-11-13 | acceptance time not in the bulk data set |