13F-HR filed by Formidable Asset Management, LLC
Formidable Asset Management, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 179 holding rows worth $253,947,000.
- Accession
- 0000950123-18-010670
- Filer
- CIK 1592613
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 182 entries on the cover page, a total value of $253,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,947,000 with VALUE read as thousands by filing date, 13F file number 028-15660. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Procter & Gamble Co | 742718109 | COM | 352,694 | $29,289,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 87,808 | $20,360,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 62,561 | $20,028,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 337,546 | $12,421,000 | thousands by filing date | |
| ETF SER SOLUTIONS APTUS FORTIFIED | 26922A610 | Stock | 410,414 | $11,875,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 96,479 | $8,720,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 825,365 | $7,841,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 237,440 | $7,122,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 274,851 | $6,822,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 41,627 | $6,763,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 51,360 | $5,913,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 132,680 | $4,751,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 69,153 | $4,280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 136,494 | $4,052,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 46,690 | $4,021,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 71,747 | $3,600,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 136,832 | $3,439,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 232,550 | $3,306,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 48,617 | $2,954,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 58,013 | $2,828,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 29,372 | $2,424,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 72,824 | $2,240,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 51,814 | $2,228,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 44,340 | $1,986,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 158,660 | $1,980,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,563 | $1,950,000 | thousands by filing date | |
| THE FORMIDABLE FUND LIMITED PARTNERSHIP | 346900996 | COM | 1,907,038 | $1,907,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20,527 | $1,824,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 33,169 | $1,767,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 56,375 | $1,735,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 26,597 | $1,713,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 28,575 | $1,688,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 16,738 | $1,653,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10,373 | $1,650,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 82,271 | $1,641,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 18,580 | $1,591,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 16,135 | $1,513,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,905 | $1,495,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 15,062 | $1,457,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 19,993 | $1,432,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,842 | $1,416,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 25,031 | $1,389,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 18,908 | $1,373,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 47,498 | $1,353,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 14,851 | $1,294,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 11,900 | $1,285,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,318 | $1,223,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 66,636 | $1,174,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 25,284 | $1,163,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 33,394 | $1,119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 22,900 | $1,101,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 17,289 | $1,092,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 18,554 | $1,082,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 12,240 | $1,081,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 10,743 | $1,052,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 10,606 | $1,050,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 59,810 | $1,026,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 23,491 | $932,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 36,242 | $919,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,629 | $913,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 23,925 | $896,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,216 | $893,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,298 | $886,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,770 | $855,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 72,779 | $801,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 61,395 | $795,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 14,701 | $785,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,166 | $762,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 28,416 | $721,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 23,377 | $718,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 14,611 | $706,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,287 | $662,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 36,915 | $659,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,909 | $653,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 17,352 | $646,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,089 | $636,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,664 | $622,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,179 | $617,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 16,590 | $611,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 48,713 | $607,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,116 | $603,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 45,710 | $587,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 19,425 | $583,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 17,201 | $581,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,001 | $551,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,748 | $546,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,015 | $531,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 30 | $460,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 43,569 | $435,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 11,107 | $424,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 42,447 | $388,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 17,890 | $376,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 11,825 | $374,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 21,028 | $373,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 88,836 | $372,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 94,404 | $361,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 29,555 | $320,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 12,840 | $314,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 14,500 | $295,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 77,325 | $244,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 12,725 | $241,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,500 | $235,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,477 | $234,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,819 | $211,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 300 | $80,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 150 | $42,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 20 | $37,000 | thousands by filing date | call |
| CALL: PROCTER & GAMBLE COMPANY JAN 82.50 EXP 01/18/19 | 742718N2A | Equity Options | 100 | $29,000 | thousands by filing date | call |
| CALL: SAREPTA THERAPEUTICS NOV 105 EXP 11/16/18 | 80360867K | Equity Options | 6 | $28,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 100 | $25,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 30 | $19,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 30 | $18,000 | thousands by filing date | call |
| CALL: PROCTER & GAMBLE COMPANY JAN 85 EXP 01/18/19 | 742718N9A | Equity Options | 100 | $17,000 | thousands by filing date | call |
| CALL: PROCTER AND GAMBLE COMPANY JUN 90 EXP 06/21/19 | 742718TSF | Equity Options | 100 | $16,000 | thousands by filing date | call |
| CALL: PROCTER AND GAMBLE COMPANY OCT 82.50 EXP 10/19/18 | 742718XOJ | Equity Options | 100 | $15,000 | thousands by filing date | call |
| CALL: BOEING COMPANY NOV 370 EXP 11/16/18 | 0970242CK | Equity Options | 5 | $14,000 | thousands by filing date | call |
| CALL: APPLE INCORPORATED DEC 210 EXP 12/21/18 | 037834R6L | Equity Options | 5 | $13,000 | thousands by filing date | call |
| CALL: APPLE INCORPORATED JAN 220 EXP 01/18/19 | 037835D5A | Equity Options | 5 | $10,000 | thousands by filing date | call |
| CALL: PROCTER & GAMBLE COMPANY JAN 87.50 EXP 01/18/19 | 742718N1A | Equity Options | 110 | $10,000 | thousands by filing date | call |
| CALL: APPLE INCORPORATED DEC 225 EXP 12/21/18 | 037834R9L | Equity Options | 6 | $9,000 | thousands by filing date | call |
| CALL: APPLE INCORPORATED DEC 240 EXP 12/21/18 | 037834RCL | Equity Options | 10 | $7,000 | thousands by filing date | call |
| CALL: APPLE INCORPORATED DEC 230 EXP 12/21/18 | 037834RAL | Equity Options | 6 | $7,000 | thousands by filing date | call |
| CALL: APPLE INCORPORATED DEC 235 EXP 12/21/18 | 037834RBL | Equity Options | 8 | $7,000 | thousands by filing date | call |
| CALL: MICROSOFT CORPORATION DEC 120 EXP 12/21/18 | 5949192ZL | Equity Options | 20 | $5,000 | thousands by filing date | call |
| CALL: APPLE INCORPORATED JAN 250 EXP 01/18/19 | 037835CZA | Equity Options | 10 | $5,000 | thousands by filing date | call |
| CALL: MICROSOFT CORPORATION JAN 115 EXP 01/18/19 | 594918XVA | Equity Options | 10 | $5,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 250 | $4,000 | thousands by filing date | put |
| CALL: NIKE INCORPORATED CLASS B OCT 75 EXP 10/19/18 | 6541071GJ | Equity Options | 5 | $4,000 | thousands by filing date | call |
| CALL: AUTOMATIC DATA PROCESSING JAN 155 EXP 01/18/19 | 0530157LA | Equity Options | 8 | $4,000 | thousands by filing date | call |
| CALL: SAREPTA THERAPEUTICS NOV 155 EXP 11/16/18 | 8036086SK | Equity Options | 3 | $4,000 | thousands by filing date | call |
| CALL: NETFLIX INCORPORATED DEC 420 EXP 12/21/18 | 64110MNIL | Equity Options | 2 | $3,000 | thousands by filing date | call |
| CALL: CISCO SYSTEMS INCORPORATED JAN 48 EXP 01/18/19 | 17275RW6A | Equity Options | 12 | $3,000 | thousands by filing date | call |
| CALL: 3M COMPANY NOV 220 EXP 11/16/18 | 88579YY0K | Equity Options | 8 | $3,000 | thousands by filing date | call |
| CALL: MICROSOFT CORPORATION JAN 125 EXP 01/18/19 | 5949193IA | Equity Options | 10 | $2,000 | thousands by filing date | call |
| CALL: EXXON MOBIL CORPORATION NOV 87.50 EXP 11/16/18 | 30231H0RK | Equity Options | 13 | $2,000 | thousands by filing date | call |
| CALL: SONY CORPORATION SPONSORED ADR JAN 65 EXP 01/18/19 | 835699P7A | Equity Options | 12 | $2,000 | thousands by filing date | call |
| CALL: WALGREENS BOOTS ALLIANCE OCT 72.50 EXP 10/19/18 | 931427OEJ | Equity Options | 7 | $2,000 | thousands by filing date | call |
| CALL: HARLEY DAVIDSON INCORPORATED NOV 45 EXP 11/16/18 | 412822FXK | Equity Options | 9 | $2,000 | thousands by filing date | call |
| CALL: APPLE INCORPORATED FEB 240 EXP 02/15/19 | 037834U6B | Equity Options | 2 | $2,000 | thousands by filing date | call |
| CALL: CHEVRON CORPORATION NEW DEC 130 EXP 12/21/18 | 1667654HL | Equity Options | 10 | $2,000 | thousands by filing date | call |
| CALL: INTEL CORPORATION DEC 49 EXP 12/21/18 | 458140V9L | Equity Options | 10 | $2,000 | thousands by filing date | call |
| CALL: EASTMAN CHEMICAL COMPANY DEC 105 EXP 12/21/18 | 2774326XL | Equity Options | 5 | $1,000 | thousands by filing date | call |
| CALL: EMERSON ELEC COMPANY JAN 82.50 EXP 01/18/19 | 291011DIA | Equity Options | 4 | $1,000 | thousands by filing date | call |
| CALL: PHILLIPS 66 NOV 120 EXP 11/16/18 | 718546XIK | Equity Options | 2 | $1,000 | thousands by filing date | call |
| CALL: VERIZON COMMUNICATIONS JAN 57.50 EXP 01/18/19 | 92343VPYA | Equity Options | 10 | $1,000 | thousands by filing date | call |
| CALL: JOHNSON & JOHNSON DEC 145 EXP 12/21/18 | 478160X3L | Equity Options | 4 | $1,000 | thousands by filing date | call |
| CALL: ABBOTT LABS JAN 75 EXP 01/18/19 | 002824JDA | Equity Options | 5 | $1,000 | thousands by filing date | call |
| CALL: EMERSON ELEC COMPANY DEC 80 EXP 12/21/18 | 291011DBL | Equity Options | 4 | $1,000 | thousands by filing date | call |
| CALL: NUCOR CORPORATION NOV 66 EXP 11/02/18 | 670346OWK | Equity Options | 5 | $1,000 | thousands by filing date | call |
| CALL: MCDONALDS CORPORATION NOV 170 EXP 11/16/18 | 580135W5K | Equity Options | 4 | $1,000 | thousands by filing date | call |
| CALL: 3-D SYSTEMS CORPORATION DEL NOV 22 EXP 11/16/18 | 88554DWXK | Equity Options | 17 | $1,000 | thousands by filing date | call |
| CALL: KKR & COMPANY INCORPORATED MAR 30 EXP 03/15/19 | 48251W15C | Equity Options | 10 | $1,000 | thousands by filing date | call |
| CALL: APPLE INCORPORATED NOV 250 EXP 11/16/18 | 037834PXK | Equity Options | 5 | $1,000 | thousands by filing date | call |
| CALL: HORIZON PHARMA PLC NOV 19 EXP 11/16/18 | G4617B48K | Equity Options | 10 | $1,000 | thousands by filing date | call |
| CALL: RH JAN 160 EXP 01/18/19 | 74967X7BA | Equity Options | 5 | $1,000 | thousands by filing date | call |
| CALL: SHAKE SHACK INCORPORATED CLASS NOV 60.50 EXP 11/02/18 | 819047H8K | Equity Options | 3 | $1,000 | thousands by filing date | call |
| CALL: NORFOLK SOUTHERN CORPORATION OCT 187.50 EXP 10/26/18 | 655844VQJ | Equity Options | 6 | $1,000 | thousands by filing date | call |
| CALL: PROCTER AND GAMBLE COMPANY OCT 87.50 EXP 10/19/18 | 742718XLJ | Equity Options | 100 | $1,000 | thousands by filing date | call |
| CALL: EXXON MOBIL CORPORATION NOV 85 EXP 11/16/18 | 30231H0MK | Equity Options | 5 | $1,000 | thousands by filing date | call |
| CALL: MERCK & COMPANY INCORPORATED NOV 72.50 EXP 11/16/18 | 58933YV8K | Equity Options | 10 | $1,000 | thousands by filing date | call |
| PUT: AMEDISYS INCORPORATED MAR 110 EXP 03/15/19 | 02343681O | Equity Options | 2 | $1,000 | thousands by filing date | put |
| CALL: JOHNSON & JOHNSON DEC 140 EXP 12/21/18 | 478160X2L | Equity Options | 4 | $1,000 | thousands by filing date | call |
| CALL: EXXON MOBIL CORPORATION DEC 90 EXP 12/21/18 | 30231H22L | Equity Options | 15 | $1,000 | thousands by filing date | call |
| CALL: BARRICK GOLD CORPORATION OCT 14 EXP 10/19/18 | 067901TTJ | Equity Options | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: PROCTER AND GAMBLE COMPANY OCT 85 EXP 10/19/18 | 742718XKJ | Equity Options | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL: STIFEL FINL CORPORATION OCT 65 EXP 10/19/18 | 8606303NJ | Equity Options | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: PEPSICO INCORPORATED JAN 120 EXP 01/18/19 | 713448HRA | Equity Options | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL: TEVA PHARMACEUTICAL INDUSTRIES OCT 26 EXP 10/19/18 | 881624PUJ | Equity Options | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: STIFEL FINL CORPORATION OCT 70 EXP 10/19/18 | 8606303FJ | Equity Options | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: DOWDUPONT INCORPORATED DEC 72.50 EXP 12/21/18 | 26078J80L | Equity Options | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: BRISTOL MYERS SQUIBB COMPANY OCT 62.50 EXP 10/19/18 | 110122YLJ | Equity Options | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: MACYS INCORPORATED NOV 42 EXP 11/16/18 | 55616POMK | Equity Options | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: MBIA INCORPORATED NOV 11 EXP 11/16/18 | 55262CJ2K | Equity Options | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: HORIZON PHARMA PLC NOV 22 EXP 11/16/18 | G4617B40K | Equity Options | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: DOWDUPONT INCORPORATED DEC 75 EXP 12/21/18 | 26078J81L | Equity Options | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: ABBVIE INCORPORATED OCT 97.50 EXP 10/19/18 | 00287YRLJ | Equity Options | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: MERCK & COMPANY INCORPORATED JAN 75 EXP 01/18/19 | 58933YMPA | Equity Options | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: HORIZON PHARMA PLC NOV 21 EXP 11/16/18 | G4617B44K | Equity Options | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL: AMBARELLA INCORPORATED SHS NOV 45 EXP 11/16/18 | G037AXW6K | Equity Options | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-010670 | this filing | 2018-11-07 | acceptance time not in the bulk data set |