13F-HR filed by Calamos Wealth Management LLC
Calamos Wealth Management LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-22, with 216 holding rows worth $802,561,000.
- Accession
- 0000950123-18-010040
- Filer
- CIK 1455258
- Filed
- 2018-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 216 entries on the cover page, a total value of $802,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $802,561,000 with VALUE read as thousands by filing date, 13F file number 028-13358. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 382,562 | $111,987,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 158,671 | $35,818,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 181,756 | $31,317,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 173,491 | $30,737,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 197,240 | $22,558,000 | thousands by filing date | |
| IJH | 464287507 | COM | 103,092 | $20,751,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 14,598 | $17,621,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 247,694 | $15,872,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 131,517 | $14,840,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 82,263 | $13,529,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 49,291 | $13,113,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 224,788 | $11,640,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 80,818 | $11,167,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 129,050 | $10,972,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 160,079 | $10,884,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 49,997 | $10,357,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 64,614 | $9,698,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 79,060 | $9,245,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 53,377 | $8,929,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 153,071 | $8,852,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,404 | $8,821,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,102 | $8,592,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 111,139 | $8,568,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 279,126 | $8,223,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 217,702 | $7,709,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 71,141 | $7,507,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 34,354 | $7,356,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 43,591 | $7,254,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 43,192 | $7,239,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 30,776 | $7,229,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 111,267 | $7,156,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 90,971 | $6,967,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 56,867 | $6,954,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 60,749 | $6,792,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 69,858 | $6,560,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 126,151 | $6,504,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 37,396 | $6,495,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 28,725 | $6,441,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 74,836 | $6,229,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 27,730 | $6,173,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 82,039 | $6,144,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 83,729 | $6,007,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3,024 | $6,000,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 16,408 | $5,677,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 119,471 | $5,650,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 165,409 | $5,554,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 15,821 | $5,356,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 54,419 | $5,147,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 111,130 | $5,133,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 59,563 | $4,927,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 111,766 | $4,926,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 34,847 | $4,746,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 89,034 | $4,740,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 43,099 | $4,624,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 18,512 | $4,567,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 26,500 | $4,510,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 28,960 | $4,393,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 156,070 | $4,356,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 81,033 | $4,132,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 85,909 | $4,014,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 41,280 | $3,858,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 43,713 | $3,498,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 19,003 | $3,332,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 58,428 | $3,321,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 19,298 | $3,069,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 17,902 | $2,991,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 66,201 | $2,841,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,583 | $2,651,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 50,463 | $2,455,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,235 | $2,296,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 202,933 | $2,291,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 15,112 | $2,206,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 13,408 | $1,818,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 18,054 | $1,776,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 36,206 | $1,686,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 7,788 | $1,679,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,660,000 | $1,664,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,356,000 | $1,657,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 1,114,000 | $1,608,000 | thousands by filing date | principal |
| ISHARES TR | 464287457 | COM | 18,971 | $1,576,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,467,000 | $1,485,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,250,000 | $1,470,000 | thousands by filing date | principal |
| EOG RES INC COM | 26875P101 | Stock | 11,335 | $1,446,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 24,343 | $1,419,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 615,000 | $1,412,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 24,699 | $1,407,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,113,000 | $1,390,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 11,780 | $1,365,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 25,531 | $1,363,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,133 | $1,352,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,243 | $1,350,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 19,750 | $1,291,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,324,000 | $1,289,000 | thousands by filing date | principal |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 16,201 | $1,264,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,372 | $1,254,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 11,485 | $1,253,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,313 | $1,239,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 1,132 | $1,221,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,094,000 | $1,203,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 921 | $1,192,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 19,420 | $1,183,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 913 | $1,179,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 11,259 | $1,135,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 730,000 | $1,121,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 878,000 | $1,120,000 | thousands by filing date | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,078 | $1,104,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 10,010 | $1,097,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,164 | $1,060,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,049,000 | $1,059,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 840,000 | $1,009,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 6,492 | $990,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,097 | $990,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,517 | $988,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 925,000 | $987,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,034,000 | $951,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,623 | $946,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,060 | $938,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 17,605 | $922,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 9,556 | $907,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,120 | $889,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,965 | $882,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,291 | $862,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 889,000 | $850,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,890 | $843,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,123 | $818,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,983 | $817,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 10,152 | $807,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,986 | $797,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 682,000 | $792,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,983 | $775,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,444 | $773,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,122 | $773,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,791 | $761,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 616,000 | $732,000 | thousands by filing date | principal |
| VTI | 922908769 | COM | 4,866 | $728,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 621,000 | $727,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,206 | $726,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 12,326 | $709,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,652 | $704,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 702,000 | $699,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 2,402 | $698,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,178 | $673,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,055 | $657,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 611,000 | $654,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 138,000 | $633,000 | thousands by filing date | principal |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 11,902 | $632,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 327,000 | $593,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 11,215 | $592,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,520 | $583,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 680,000 | $576,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,794 | $550,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 10,101 | $528,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,254 | $515,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 330,000 | $501,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,739 | $486,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,752 | $485,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 418,000 | $463,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 10,532 | $460,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 299,000 | $452,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,933 | $447,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 357,000 | $425,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,615 | $423,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,153 | $421,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,418 | $421,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,133 | $419,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 412,000 | $409,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 379,000 | $401,000 | thousands by filing date | principal |
| APTIV PLC | G6095L109 | SHS | 4,707 | $395,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,803 | $392,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,359 | $379,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 203,000 | $376,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 96,000 | $374,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,843 | $360,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,508 | $351,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 348,000 | $349,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 7,435 | $336,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 303,000 | $336,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 348,000 | $332,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,317 | $324,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $320,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,700 | $307,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,750 | $306,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,147 | $298,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,926 | $297,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 233,000 | $295,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,058 | $293,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,773 | $286,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,326 | $275,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,239 | $273,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 265,000 | $270,000 | thousands by filing date | principal |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,805 | $251,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,488 | $238,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,472 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 978 | $228,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 183,000 | $220,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 2,039 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,112 | $214,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 195,000 | $214,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 173,000 | $214,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 135,000 | $213,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,845 | $212,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 195,000 | $210,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 164,000 | $203,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 212,000 | $203,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 193,000 | $202,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 210,000 | $192,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 166,000 | $169,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 170,000 | $167,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 125,000 | $144,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 106,000 | $138,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 11,244 | $125,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 56,000 | $114,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 69,000 | $104,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 65,000 | $66,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 50,000 | $60,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 47,000 | $44,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-010040 | this filing | 2018-10-22 | acceptance time not in the bulk data set |