13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2018-08-14, with 8,746 holding rows worth $202,267,173,000.
- Accession
- 0000950123-18-008949
- Filer
- CIK 1423053
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, amendment of type restatement, 12,177 entries on the cover page, a total value of $202,267,173,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $202,267,173,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAshler Capital LLC 028-18754
- included managerCitadel Securities GP LLC
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 26,000 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 14,100 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 17,559 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 23,400 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPPORT COM INC | 86858W200 | COM NEW | 13,123 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 17,300 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 53,369 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 27,000 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 24,871 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 25,000 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 30,000 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTWATER RES INC | 961684107 | COM | 89,310 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 19,158 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 17,295 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAOPING INC COM | G8675V101 | Stock | 27,892 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 16,971 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 24,180 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 51,900 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q107 | COM | 29,237 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 30,193 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DGSE COMPANIES INC | 23323G106 | COM | 48,436 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,802 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 19,052 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATYR PHARMA INC | 002120103 | COM | 38,734 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 14,266 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 136,043 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 56,299 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 19,010 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 11,628 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,300 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 14,630 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 26,998 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN LORAIN CORP | 027297100 | COM | 161,706 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 13,876 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V102 | COM | 11,900 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 11,850 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 12,200 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,700 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 17,203 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fluent Co | 34380C102 | COM | 13,500 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AIR INDS GROUP COM | 00912N205 | Stock | 18,337 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 17,312 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 16,362 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 16,984 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 24,066 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYOMO INC | 62857J102 | COM | 11,043 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G100 | COM | 20,845 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 86,317 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 16,300 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Link Motion Inc | 53577L105 | COM | 27,700 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTREE RES LTD COM | 29384j103 | CS | 73,051 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 16,445 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 28,121 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,300 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,400 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 16,400 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 60,700 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 53,814 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 37,899 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 26,400 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 18,000 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 79,206 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 15,678 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 24,671 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 29,865 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 35,637 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 10,000 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 12,926 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 11,102 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 17,800 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 17,800 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 10,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 14,600 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 12,022 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 10,129 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 12,489 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TINTRI INC | 88770Q105 | COM | 116,590 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 13,200 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 14,500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 117,512 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHA INVT CORP | 67091U102 | COM | 18,527 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 15,473 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 36,827 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 12,789 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 10,900 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHIASMA INC | 16706W102 | COM | 17,775 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 14,984 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,600 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Veru Inc | 92536C103 | Common Stock | 12,775 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMX RTY CORP | 26873J107 | COM | 25,711 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 13,000 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 12,389 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL CONNECT INC | 858098106 | CMN | 12,141 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 62,953 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 22,007 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 13,000 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 21,200 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 11,900 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 13,200 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PYXIS TANKERS INC | Y71726106 | COM | 23,271 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 12,900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRESBIA PLC | G7234P100 | SHS | 11,499 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 15,776 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 13,711 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 16,966 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 21,899 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 11,900 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 16,722 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARIOHEALTH CORP | 23725P100 | COM | 18,926 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 11,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 11,900 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 11,671 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 14,700 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 10,809 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 26,177 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 13,900 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MABVAX THERAPEUTICS | 55414P702 | Equities | 27,385 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 19,882 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 49,411 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 14,291 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,975 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 14,911 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 30,288 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 18,874 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 53,311 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 33,100 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551100 | COM | 31,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 16,356 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JETPAY CORP | 477177109 | COM | 11,056 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 10,724 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 25,784 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOXIAN INC | 624697207 | COM NEW | 11,303 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 18,900 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 13,497 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTIMMUNE INC | 02155H101 | COM | 49,924 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 12,294 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 12,716 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 12,825 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 15,187 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 68,406 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 15,923 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 16,389 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 33,430 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 32,100 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G100 | COM | 13,400 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 32,522 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 37,700 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 11,040 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,500 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 14,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,822 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROMETRIX INC | 641255708 | COM PAR | 15,134 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MY SIZE INC | 62844N109 | COM | 21,839 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVUME SOLUTIONS INC | 67012D106 | COM | 12,212 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 49,078 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 27,600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 32,648 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 13,454 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXT-ID INC | 67091J206 | COM NEW | 10,990 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 11,339 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE MMA INC | 018626101 | COM | 58,041 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 26,861 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 29,689 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 41,393 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551100 | COM | 25,947 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMAND SEC CORP | 20050L100 | COM | 11,330 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Kelso Technologies Inc | 48826D201 | COM | 40,767 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 12,500 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 55,020 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC COM PAR | 897238408 | Stock | 23,513 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 11,199 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEAL PWR INC | 451622104 | COM | 17,261 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 36,242 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 12,532 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 48,612 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 11,747 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 11,586 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 18,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATTIS INDS INC | 049836109 | COM | 44,084 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 14,085 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 32,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 12,765 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 11,337 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 10,617 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPI ENERGY CO LTD | G8651P201 | SHS | 42,447 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 22,773 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 12,400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 12,900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 13,154 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOP SHIPS INC | Y8897Y800 | COM | 16,260 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 10,779 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 13,036 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 22,260 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 11,761 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JMU LTD | 46647L105 | SPONSORED ADR | 36,634 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 68,964 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 14,338 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 11,215 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,144 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 30,981 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONFORMIS INC | 20717E101 | COM | 11,705 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 32,093 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 25,851 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 11,957 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 60,859 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOVASC INC COM STK | 64065J106 | COM | 305,200 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 15,700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911207 | COM NEW | 10,416 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IZEA INC | 46603N301 | COM | 13,673 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,954 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 750459109 | COM | 17,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 11,405 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSYNC INC. | 29359T102 | Common Stock | 29,949 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 10,770 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECIPIO INC | 74019L107 | COM | 31,118 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 11,300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 41,661 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 11,080 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 12,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 12,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 18,400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICON INDS INC | 925811101 | COM | 25,072 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 11,295 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 14,500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 20,800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 18,500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EGALET CORP | 28226B104 | COM | 16,199 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPIXON | 45790J305 | COM NEW | 44,102 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 11,418 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 16,471 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 16,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XPRESSPA GROUP INC | 98420U109 | COM | 19,625 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 10,264 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 10,300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 12,300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 26,479 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 11,259 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,822 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 17,500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TINTRI INC | 88770Q105 | COM | 17,900 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NETLIST INC | 64118P109 | COM | 17,215 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPRESSPA GROUP INC | 98420U109 | COM | 11,900 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967226 | WARRANT | 21,058 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 50,244 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008046 | superseded | 2018-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-008949 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-011385 | added | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-002206 | added | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-005408 | added | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-008318 | added | 2019-08-14 | acceptance time not in the bulk data set |