13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 8,746 holding rows worth $202,228,395,000.
- Accession
- 0000950123-18-008046
- Filer
- CIK 1423053
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 12,177 entries on the cover page, a total value of $202,228,395,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $202,228,395,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerAshler Capital LLC 028-18754
- included managerCitadel Securities GP LLC
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REDWOOD TRUST INC | 758075402 | COM | 10,300 | $170,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740100 | COMMON STOCK | 21,816 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 59,075 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 43,400 | $170,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 108,300 | $169,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 14,605 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,000 | $169,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLPS INCORPORATION | G31642104 | COM | 13,083 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 35,611 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 11,437 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,292 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 27,400 | $168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 14,419 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A309 | COM NEW | 15,800 | $168,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,890 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 70,510 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,933 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 33,000 | $167,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 20,245 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D106 | COM | 20,900 | $166,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 19,108 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PROPERTY INC | G63907102 | Com | 15,034 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 36,159 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 13,400 | $164,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 14,800 | $164,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 18,750 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,800 | $163,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 64,543 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERROGLOBE PLC | G33856108 | SHS | 18,900 | $162,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 18,400 | $162,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 19,300 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 35,800 | $160,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 19,400 | $159,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 314,127 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 22,498 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 26,141 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 15,533 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,500 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,000 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 10,400 | $156,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 11,900 | $156,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 23,639 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 10,295 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PROPERTY INC | G63907102 | Com | 14,100 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 12,500 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DERMIRA INC | 24983L104 | COM | 16,800 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 22,800 | $154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,165 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 25,600 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Viewra, Inc | 92672L107 | COM | 22,188 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 74,600 | $154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 22,900 | $153,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRIVE SHACK INC | 262077100 | COM | 19,853 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 50,078 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 44,886 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,600 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 11,600 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 27,000 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 17,500 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXONE CO | 302104104 | COM | 21,500 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 22,063 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 45,300 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 34,700 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 44,400 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 18,300 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Attunity Ltd | M15332121 | SHS NEW | 12,972 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 77,500 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,500 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 12,000 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FTS INTERNATIONAL INC | 30283W104 | COM | 10,500 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 23,399 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 16,234 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 24,500 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,400 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,536 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 19,000 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 11,000 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,300 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 21,200 | $147,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 47,900 | $147,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 78,942 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 19,600 | $146,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 30,876 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 34,000 | $146,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 30,200 | $145,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,700 | $145,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 28,622 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 13,600 | $145,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 56,000 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 19,600 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 13,800 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 25,762 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 29,300 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 13,157 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 25,589 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,500 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,430 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,227 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,200 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,669 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,100 | $141,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 18,318 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 69,277 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,700 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 11,300 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 85,600 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 25,675 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVID BIOSERVICES INC | 05368M106 | COM | 35,400 | $139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 20,436 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 23,200 | $138,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 41,500 | $138,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEAF GROUP LTD | 52177G102 | COM | 12,700 | $138,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E108 | CL A | 11,237 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PICO HLDGS INC | 693366205 | COM NEW | 11,600 | $135,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 34,488 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRONOS GROUP INC | 22717L101 | COM | 20,500 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRUECAR INC | 89785L107 | COM | 13,300 | $134,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 38,571 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTBELLY CORP | 73754Y100 | COM | 10,300 | $133,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HYRECAR INC | 44916T107 | COM | 26,355 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 34,138 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,000 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 112,329 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 70,000 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 49,539 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 14,200 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MENLO THERAPEUTICS INC | 586858102 | COM | 16,070 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 12,553 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 25,780 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 38,600 | $129,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,276 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 21,300 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 48,500 | $127,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 21,000 | $127,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 25,400 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 16,734 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 22,900 | $127,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRF SA | 10552T107 | SPONSORED ADR | 27,000 | $126,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 25,645 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 55,137 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 54,800 | $126,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 14,500 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC COM | 92337F107 | Stock | 13,400 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY CORPORATION | Y8564W103 | COM | 16,100 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 56,200 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| J JILL INC | 46620W102 | COM | 13,400 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 23,679 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 13,884 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 36,900 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J108 | COM | 12,700 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 29,581 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SRC ENERGY INC | 78470V108 | COM | 11,100 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 30,116 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 22,000 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 36,208 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTA MESA RES INC | 02133L109 | CL A | 17,921 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 32,743 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 54,546 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 38,900 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104107 | CMN | 36,526 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,400 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635107 | COM | 16,300 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 52,382 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403201 | COM NEW | 23,154 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 11,723 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 16,900 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 13,635 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671708 | COM NEW | 51,970 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK ENERGY INC | 846511103 | CL A COM | 12,103 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 16,500 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALTA MESA RES INC | 02133L109 | CL A | 17,400 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 13,600 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEASPAN CORP | Y75638109 | SHS | 11,478 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 17,100 | $117,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 21,159 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 19,225 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 21,400 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 20,000 | $116,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 11,016 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 48,400 | $115,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 296,665 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNT INC | 30212W100 | COM | 10,052 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,000 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 39,600 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 45,000 | $114,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,100 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,600 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,386 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 58,900 | $112,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 14,700 | $111,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,900 | $111,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 14,179 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 42,200 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 19,500 | $111,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 10,590 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T101 | COM | 11,400 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 19,333 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 48,136 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 15,814 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 41,900 | $109,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 199,602 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THL CREDIT INC | 872438106 | COM | 13,770 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 29,400 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 49,383 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723100 | COM | 12,300 | $108,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 17,200 | $108,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,300 | $107,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 45,000 | $107,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 46,300 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 29,600 | $106,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 25,800 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M509 | COM | 13,600 | $106,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,055 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 44,500 | $106,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P100 | COM | 19,613 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 30,349 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 40,171 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 31,600 | $105,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 19,800 | $105,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 26,635 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 36,700 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 30,800 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 40,100 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 31,400 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 26,000 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 24,300 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 26,472 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 32,041 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 53,500 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 43,000 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 42,000 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 27,200 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12,800 | $101,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DHI GROUP INC | 23331S100 | COM | 43,163 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 44,897 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 11,624 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 41,900 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 52,900 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Fluent Co | 34380C102 | COM | 40,742 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 14,500 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 36,190 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,000 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 10,975 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 33,609 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 24,700 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 21,548 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 52,840 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 20,400 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,778 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 16,385 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,600 | $98,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JERASH HLDGS US INC | 47632P101 | CMN | 13,287 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 44,554 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 34,600 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 34,200 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 37,720 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 27,568 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 50,900 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 19,500 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,700 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 24,500 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCPHARMACEUTICALS INC | 810648105 | COM | 16,828 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,000 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 20,811 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 14,600 | $95,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,800 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 22,000 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 20,200 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 17,900 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 19,100 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 37,900 | $93,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 35,900 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 15,600 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 37,971 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 20,600 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 23,928 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,409 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906501 | COM | 41,397 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 21,425 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,900 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,926 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,700 | $90,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 26,700 | $90,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 45,725 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMTEK LTD ORD | M20791105 | Stock | 12,168 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 13,297 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Viewra, Inc | 92672L107 | COM | 12,900 | $89,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Link Motion Inc | 53577L105 | COM | 78,500 | $89,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 26,700 | $89,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 45,667 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 10,500 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,800 | $88,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMART & FINAL STORES INC | 83190B101 | COM | 15,900 | $88,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 21,100 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,100 | $87,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 33,520 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 16,500 | $87,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 38,000 | $87,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,800 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 15,100 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 35,000 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,300 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESONANT INC | 76118L102 | COM | 15,288 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 11,000 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,000 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 24,608 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 38,800 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 52,200 | $84,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PFENEX INC | 717071104 | COM | 15,500 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,950 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 20,900 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 40,300 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906501 | COM | 37,500 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,486 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVITAE CORP | 46185L103 | COM | 11,200 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 23,500 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 32,700 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 25,600 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 24,665 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 306,794 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTDECADE CORP | 65342K105 | COM | 11,744 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 28,000 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIVE | 007786106 | Stock | 20,177 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 15,036 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 16,570 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 22,166 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 40,500 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,500 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,517 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 32,400 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 13,309 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 11,200 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,800 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 29,900 | $77,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 35,000 | $77,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 10,800 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOWEB INC | 05335B100 | COM | 16,927 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 10,000 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 26,700 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,400 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 33,500 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,500 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 82,641 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 27,400 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 21,100 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 14,714 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELBIT IMAGING LTD | M37605124 | SHS | 32,029 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,828 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 32,600 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 62,075 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 14,000 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 18,285 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,400 | $73,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 340,300 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXONE CO | 302104104 | COM | 10,300 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 29,600 | $72,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 41,600 | $72,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,100 | $72,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOXLIGHT CORP | 103197109 | COM CL A | 14,186 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892201 | SPON ADR A NEW | 29,237 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,100 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XBIOTECH INC | 98400H102 | COM | 15,800 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 44,100 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 10,200 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOPHARMX CORP | 09072X101 | COM | 323,006 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,147 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 21,700 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 35,700 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 18,100 | $70,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 16,921 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 12,200 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 29,700 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TAHOE RES INC | 873868103 | COM | 13,850 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 13,166 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 13,100 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,200 | $68,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 12,100 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 26,538 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,007 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 29,100 | $66,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 11,100 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 13,000 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 28,400 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 118,100 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 11,500 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,900 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 26,824 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 11,500 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KONA GRILL INC | 50047H201 | COM | 27,376 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,900 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 17,021 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 23,027 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 24,300 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 91,434 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 10,900 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEALTHGAS INC | Y81669106 | COM | 15,500 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 10,500 | $61,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 13,500 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,331 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 12,191 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 13,089 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 53,702 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,700 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 102,497 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 14,000 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X101 | COM | 19,100 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 27,019 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 25,600 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 13,000 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 17,800 | $58,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 34,749 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 21,600 | $57,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 114,693 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 35,254 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 23,956 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 18,100 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 10,728 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 11,773 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 13,632 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIVE | 007786106 | Stock | 13,800 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 19,471 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 19,700 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 111,291 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 50,316 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 34,295 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRH MEDICAL CORP | 12626F105 | COM | 17,299 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960W104 | COM | 15,600 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,500 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 25,560 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 20,394 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 15,700 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 18,600 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 39,400 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 15,818 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 45,700 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 12,400 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 17,900 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 15,813 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 67,114 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 45,200 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELARIA INC | 879181105 | COM | 12,623 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 15,581 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 26,292 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 40,800 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 13,700 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OPHTHOTECH CORP | 683745103 | COM | 17,483 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 16,000 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,500 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 15,800 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 13,400 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 34,543 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 13,389 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 22,516 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROBOT MED INC | 59503A105 | COM | 61,887 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 37,791 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 28,794 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 22,200 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 11,352 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 15,100 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 14,663 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 33,000 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 19,555 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,300 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,051 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 21,812 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 10,800 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATUZZI S P A | 63905A101 | ADR | 27,440 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 10,100 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,779 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,970 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 11,506 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPHTHOTECH CORP | 683745103 | COM | 15,900 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 47,100 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,600 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 182,135 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 25,468 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V102 | COM | 14,682 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 41,700 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,600 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 21,300 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 35,800 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 34,868 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVINGER INC | 053734208 | COM NEW | 24,749 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 24,100 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 92,117 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,614 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 10,828 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEMAURA MED INC | 640442109 | COM | 14,184 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 20,600 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 33,644 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 31,278 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONAKER GROUP INC | 609011200 | COM NEW | 16,532 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 18,600 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,400 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,100 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,300 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 15,389 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828608 | COM PAR | 33,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 39,828 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 25,723 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008046 | this filing | 2018-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-008949 | base | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-011385 | added | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-002206 | added | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-005408 | added | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-008318 | added | 2019-08-14 | acceptance time not in the bulk data set |