13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 4,231 holding rows worth $101,322,646,000 by the sum of the rows.
- Accession
- 0000950123-18-007904
- Filer
- CIK 713676
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 3,934 entries on the cover page, a total value of $82,647,828,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,322,646,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $82,647,828,000, 18% less than the sum of the rows, $101,322,646,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDERAL SIGNAL CORP | 313855108 | COM | 2,042 | $48,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 2,152 | $48,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 2,470 | $48,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,400 | $48,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 8,945 | $48,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 7,650 | $48,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 4,389 | $48,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 2,747 | $48,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 631 | $48,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 340 | $48,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,481 | $48,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,259 | $48,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 5,334 | $48,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,848 | $48,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,154 | $48,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 941 | $47,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,354 | $47,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,199 | $47,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 8,449 | $47,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,262 | $47,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,293 | $47,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,025 | $47,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 808 | $47,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 2,014 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 680 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 1,400 | $47,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 5,228 | $47,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,600 | $47,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 3,718 | $47,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,454 | $47,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 1,841 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 944 | $47,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,673 | $47,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 1,759 | $47,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 758 | $46,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 2,015 | $46,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,588 | $46,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 3,871 | $46,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,538 | $46,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,059 | $46,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,003 | $46,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,860 | $46,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 6,238 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 648 | $46,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 1,125 | $46,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 600 | $46,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 1,036 | $46,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 4,093 | $46,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,043 | $46,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 4,618 | $46,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,835 | $46,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,872 | $46,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP PFD SER F | 14040H881 | Preferred | 1,758 | $46,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,900 | $46,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,809 | $46,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,187 | $46,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 809 | $45,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,964 | $45,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,171 | $45,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,518 | $45,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,000 | $45,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 320 | $45,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 4,000 | $45,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,305 | $45,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 3,410 | $45,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,000 | $45,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,492 | $45,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,314 | $45,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 933 | $45,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,162 | $45,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,195 | $45,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 502 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 862 | $44,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 2,810 | $44,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,992 | $44,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,145 | $44,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,560 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 1,753 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,110 | $44,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 3,500 | $44,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,002 | $44,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 808 | $44,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,101 | $44,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,538 | $44,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 4,195 | $44,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,128 | $44,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,649 | $43,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 983 | $43,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,209 | $43,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 370 | $43,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,129 | $43,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,133 | $43,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 4,242 | $43,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 2,714 | $43,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,148 | $43,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,350 | $43,000 | thousands by filing date | |
| TORAY INDUSTRIES UNSPON ADR | 890880206 | COM | 2,747 | $43,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 966 | $42,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,377 | $42,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,744 | $42,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,838 | $42,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,404 | $42,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 4,915 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,000 | $42,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 492 | $42,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 896 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 900 | $42,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,825 | $42,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 9,282 | $42,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,817 | $42,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,433 | $41,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 441 | $41,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,632 | $41,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,004 | $41,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 793 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 881 | $41,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 3,892 | $41,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,434 | $41,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,415 | $41,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 2,474 | $41,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,000 | $41,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 28,000 | $41,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 2,635 | $41,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,116 | $40,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 616 | $40,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,144 | $40,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,855 | $40,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,068 | $40,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 3,930 | $40,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 1,614 | $40,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 498 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 1,902 | $40,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 5,166 | $40,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,662 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,514 | $40,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 954 | $40,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 49,998 | $40,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,395 | $40,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,902 | $40,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,750 | $40,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,130 | $40,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,445 | $39,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 275 | $39,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 618 | $39,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,043 | $39,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 600 | $39,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 461 | $39,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,100 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,062 | $39,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 824 | $39,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 2,532 | $39,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,460 | $39,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 2,296 | $39,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 4,759 | $39,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $39,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 8,689 | $39,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 6,404 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,600 | $39,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,000 | $38,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,575 | $38,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,320 | $38,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,181 | $38,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,808 | $38,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,652 | $38,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 5,647 | $38,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 942 | $38,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 600 | $38,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 734 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 779 | $38,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,720 | $38,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,666 | $38,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,242 | $38,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,140 | $38,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,336 | $38,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,714 | $38,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 710 | $37,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 842 | $37,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,071 | $37,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,545 | $37,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,601 | $37,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 851 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,710 | $37,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 7,000 | $37,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $37,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,810 | $37,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,066 | $37,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,065 | $37,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 373 | $37,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,144 | $37,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 340 | $37,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 3,600 | $37,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,171 | $36,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,454 | $36,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,717 | $36,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,013 | $36,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 750 | $36,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,319 | $36,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,837 | $36,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,188 | $36,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 7,530 | $36,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,400 | $36,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,054 | $36,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 9,000 | $36,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 7,618 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,062 | $35,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,586 | $35,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 652 | $35,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 526 | $35,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,000 | $35,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 990 | $35,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,332 | $35,000 | thousands by filing date | |
| WELLS FARGO 5.625 PERCENT PFDPFD SER Y | 94988U656 | Equity | 1,402 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 759 | $35,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,013 | $35,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,849 | $35,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,384 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 2,031 | $35,000 | thousands by filing date | |
| PUBLIC STO | 74460W750 | Preferred Stock | 1,416 | $35,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 274 | $34,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,390 | $34,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,142 | $34,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 342 | $34,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1,285 | $34,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 5,700 | $34,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 3,150 | $34,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 306 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 624 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 689 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,230 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,031 | $34,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,659 | $34,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,737 | $34,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,320 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,600 | $34,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,204 | $33,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 9,078 | $33,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 7,372 | $33,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,047 | $33,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 923 | $33,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,765 | $33,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,366 | $33,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,834 | $33,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,152 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 550 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 850 | $33,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 555 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,569 | $33,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 890 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 723 | $33,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,018 | $33,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 868 | $33,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 857 | $33,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,381 | $33,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,700 | $33,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 2,648 | $33,000 | thousands by filing date | |
| NXP SEMICONDUCTORS XXX | N65990017 | COM | 300 | $33,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,121 | $32,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,145 | $32,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 600 | $32,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,500 | $32,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 978 | $32,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,523 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 855 | $32,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 982 | $32,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,500 | $32,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 10,031 | $32,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 624 | $32,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,035 | $32,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,122 | $32,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,500 | $32,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,397 | $31,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 895 | $31,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 6,905 | $31,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 332 | $31,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,652 | $31,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 306 | $31,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 713 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,327 | $31,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 653 | $31,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 7,000 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 971 | $30,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 623 | $30,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,426 | $30,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,131 | $30,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,315 | $30,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 871 | $30,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 60,000 | $30,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,400 | $30,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,659 | $30,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 1,200 | $30,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 600 | $30,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 1,511 | $30,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 891 | $30,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 2,281 | $30,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,374 | $29,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 867 | $29,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,428 | $29,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 336 | $29,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 912 | $29,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 878 | $29,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 707 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 600 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,440 | $29,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,079 | $29,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 553 | $29,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 800 | $28,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,828 | $28,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 782 | $28,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,834 | $28,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 582 | $28,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 4,000 | $28,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,702 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 828 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 387 | $28,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,902 | $28,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 786 | $28,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 600 | $28,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 734 | $27,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,832 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 920 | $27,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 555 | $27,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,417 | $27,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,779 | $27,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 3,300 | $27,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 944 | $27,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 385 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 998 | $27,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 425 | $26,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,013 | $26,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,152 | $26,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,335 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 750 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 140 | $26,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,101 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 364 | $26,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,500 | $26,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,024 | $26,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,006 | $26,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 823 | $26,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1,036 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $26,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 5,022 | $26,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 646 | $26,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 1,175 | $26,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 698 | $26,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,000 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 980 | $26,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 660 | $26,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 6,566 | $26,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 1,000 | $26,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 750 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 401 | $25,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 260 | $25,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 781 | $25,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 591 | $25,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,171 | $25,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,760 | $25,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 537 | $25,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 773 | $25,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 2,000 | $25,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,455 | $25,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 292 | $25,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,823 | $25,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,172 | $25,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $25,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 1,007 | $25,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 186 | $24,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,663 | $24,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 401 | $24,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,034 | $24,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,315 | $24,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 526 | $24,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,107 | $24,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,300 | $24,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,087 | $24,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 884 | $24,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 7,147 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 658 | $24,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,693 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $24,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,562 | $24,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 623 | $24,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 824 | $24,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,943 | $24,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 418 | $24,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 1,404 | $24,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 909 | $24,000 | thousands by filing date | |
| HIGHWOODS | 431284207 | Preferred Stock | 20 | $24,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,641 | $23,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,836 | $23,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,904 | $23,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 518 | $23,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,786 | $23,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,030 | $23,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,491 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 614 | $23,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,114 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 344 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 700 | $23,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 591 | $22,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 514 | $22,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,677 | $22,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,307 | $22,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 666 | $22,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 600 | $22,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 565 | $22,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,700 | $22,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,231 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 996 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 600 | $22,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 2,000 | $22,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 3,000 | $22,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,271 | $22,000 | thousands by filing date | |
| SMURFIT KAPPA PLC DUBLIN UNSPONSORD ADR | 83272W106 | ADR | 537 | $22,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 4,000 | $22,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 2,500 | $22,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,400 | $22,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 196 | $21,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 654 | $21,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,044 | $21,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 154 | $21,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 303 | $21,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,153 | $21,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 363 | $21,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 271 | $21,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,700 | $21,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 530 | $21,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 1,158 | $21,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 841 | $21,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 3,000 | $21,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $21,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 206 | $21,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,000 | $21,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 768 | $20,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,399 | $20,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,123 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 299 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 366 | $20,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,470 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 565 | $20,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 319 | $20,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,400 | $20,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 282 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 300 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 864 | $20,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 549 | $20,000 | thousands by filing date | |
| NN GROUP NV UNSPONSOD ADR | 629334103 | ADUS | 978 | $20,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 852 | $20,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 1,404 | $20,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,200 | $20,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 529 | $20,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 740 | $20,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,211 | $20,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,200 | $20,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 739 | $20,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,477 | $20,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $20,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 850 | $20,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 800 | $20,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 510 | $19,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 667 | $19,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 837 | $19,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,000 | $19,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,350 | $19,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 907 | $19,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 638 | $19,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 418 | $19,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,076 | $19,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,576 | $19,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,700 | $19,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,315 | $19,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,346 | $19,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,237 | $19,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,305 | $18,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 431 | $18,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 722 | $18,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 350 | $18,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,306 | $18,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 367 | $18,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,952 | $18,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 505 | $18,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 530 | $18,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 742 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,002 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,984 | $18,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,800 | $18,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,584 | $18,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 500 | $18,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 6,100 | $18,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 574 | $18,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CO PFD | 14040H865 | Preferred Stock | 750 | $18,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 700 | $18,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 546 | $17,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,482 | $17,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 726 | $17,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 446 | $17,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 347 | $17,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 830 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-007904 | this filing | 2018-08-10 | acceptance time not in the bulk data set |