13F-HR filed by Periscope Capital Inc.
Periscope Capital Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-25, with 167 holding rows worth $471,124,000.
- Accession
- 0000950123-18-006983
- Filer
- CIK 1695320
- Filed
- 2018-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 167 entries on the cover page, a total value of $471,124,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $471,124,000 with VALUE read as thousands by filing date, 13F file number 028-17747. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,712,000 | $16,907,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 7,000,000 | $12,789,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 1,208,500 | $11,849,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,168,200 | $11,261,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 4,000,000 | $11,007,000 | thousands by filing date | principal |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 1,027,200 | $10,149,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 796,462 | $9,979,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,007,000 | $9,959,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 987,000 | $9,761,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 846,000 | $8,579,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 815,800 | $8,403,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 856,000 | $8,235,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 805,700 | $7,952,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 785,500 | $7,925,000 | thousands by filing date | |
| BLACKBERRY LTD | C10268AC1 | BOND | 6,500,000 | $7,804,000 | thousands by filing date | principal |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 745,300 | $7,371,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 6,925,000 | $7,368,000 | thousands by filing date | principal |
| GORES HLDGS II INC | 382867109 | COM CL A | 715,400 | $7,266,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,000,000 | $7,254,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 695,600 | $7,033,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 705,600 | $6,943,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 684,800 | $6,865,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 4,500,000 | $6,542,000 | thousands by filing date | principal |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 654,600 | $6,533,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 634,500 | $6,268,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 604,200 | $5,903,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 604,300 | $5,901,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 554,100 | $5,636,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 543,800 | $5,487,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 544,400 | $5,482,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 523,700 | $5,271,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 504,000 | $5,247,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 523,700 | $5,163,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 503,600 | $5,147,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 493,500 | $5,132,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 504,100 | $5,098,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 503,500 | $5,052,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,500,000 | $4,916,000 | thousands by filing date | principal |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 483,400 | $4,863,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,000,000 | $4,747,000 | thousands by filing date | principal |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 453,600 | $4,545,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 443,100 | $4,453,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 402,800 | $4,270,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 402,800 | $4,149,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,130,000 | $4,092,000 | thousands by filing date | principal |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 425,000 | $4,064,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 403,200 | $4,040,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 412,000 | $3,964,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,000,000 | $3,714,000 | thousands by filing date | principal |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 373,000 | $3,601,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 352,500 | $3,511,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 352,800 | $3,450,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 352,500 | $3,405,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 332,300 | $3,225,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 327,000 | $3,206,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 326,500 | $3,186,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,000,000 | $3,080,000 | thousands by filing date | principal |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 302,100 | $3,066,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 302,100 | $3,042,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 292,100 | $3,038,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 302,100 | $3,032,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 312,200 | $3,022,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 302,100 | $3,021,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 302,100 | $2,945,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 302,100 | $2,908,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 272,400 | $2,867,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 282,000 | $2,862,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 271,900 | $2,801,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 262,300 | $2,649,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 261,800 | $2,613,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 252,000 | $2,545,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 252,200 | $2,537,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 241,300 | $2,510,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 252,000 | $2,498,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 252,100 | $2,450,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 231,600 | $2,321,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 221,800 | $2,305,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 1,000,000 | $2,292,000 | thousands by filing date | principal |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 221,800 | $2,236,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 201,800 | $2,165,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 201,600 | $2,157,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 2,400,000 | $2,092,000 | thousands by filing date | principal |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 60,000 | $2,080,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 60,000 | $2,080,000 | thousands by filing date | call |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 205,700 | $2,069,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 201,600 | $2,060,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 201,800 | $2,054,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 201,400 | $2,028,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 197,600 | $1,965,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,000,000 | $1,874,000 | thousands by filing date | principal |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 151,200 | $1,550,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 151,200 | $1,461,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 141,200 | $1,422,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 100,700 | $1,057,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 101,000 | $1,034,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 100,900 | $1,032,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 94,200 | $1,015,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 100,700 | $1,012,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 100,700 | $1,003,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W206 | UNIT 01/19/2023 | 70,600 | $732,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 66,605 | $650,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,967 | $552,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 50,400 | $529,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828103 | UNIT 99/99/9999 | 50,500 | $512,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 50,400 | $490,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 50,400 | $489,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 262,100 | $378,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 951 | $326,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,903 | $314,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,700 | $295,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,497 | $278,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,329 | $275,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,468 | $272,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 805 | $270,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 786 | $269,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,512 | $267,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,596 | $267,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 544,400 | $267,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 221,600 | $266,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,359 | $265,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,550 | $262,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 564,500 | $262,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,927 | $259,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 383,100 | $255,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,590 | $254,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 353,000 | $226,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 161,400 | $223,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 161,400 | $214,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 403,200 | $210,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,598 | $207,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 272,200 | $185,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 202,400 | $179,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 100,876 | $172,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 352,800 | $159,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 352,800 | $152,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 252,100 | $134,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 100,900 | $129,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 21,200 | $124,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 262,100 | $118,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206304 | RIGHT 02/08/2019 | 201,800 | $115,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 60,400 | $109,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 332,700 | $108,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 151,200 | $99,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 131,200 | $92,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 252,000 | $91,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 70,600 | $89,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 201,600 | $89,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 201,600 | $78,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 201,900 | $74,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 201,800 | $73,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 161,300 | $64,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 201,800 | $59,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 171,600 | $57,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 131,100 | $51,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 50,400 | $41,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 151,300 | $39,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 30,300 | $38,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 100,800 | $38,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D110 | *W EXP 11/02/202 | 30,300 | $37,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 100,800 | $36,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 100,900 | $35,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 100,800 | $35,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 80,800 | $30,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 41,900 | $27,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 40,300 | $24,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 30,300 | $22,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 101,300 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-006983 | this filing | 2018-07-25 | acceptance time not in the bulk data set |