13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,620 holding rows worth $221,010,864,000.
- Accession
- 0000950123-18-005315
- Filer
- CIK 820027
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 7,094 entries on the cover page, a total value of $221,010,864,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $221,010,864,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC 028-03639
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MPLX LP | 55336V100 | COM UNIT REP LTD | 91,531 | $3,020,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 406,689 | $3,010,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 55,486 | $3,000,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 104,148 | $2,999,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 185,002 | $2,997,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 121,307 | $2,997,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 36,000 | $2,992,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 48,484 | $2,992,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 53,669 | $2,990,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 649,761 | $2,989,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 74,020 | $2,982,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 239,900 | $2,975,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 24,957 | $2,972,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 31,622 | $2,964,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 225,570 | $2,961,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,314,501 | $2,958,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,589 | $2,953,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 1,000,000 | $2,950,000 | thousands by filing date | principal |
| GTT COMMUNICATIONS INC | 362393100 | COM | 51,986 | $2,947,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 116,605 | $2,945,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 79,594 | $2,943,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 59,899 | $2,937,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 66,147 | $2,931,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 66,171 | $2,917,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 161,735 | $2,904,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 595,028 | $2,898,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 109,605 | $2,889,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 184,500 | $2,887,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 136,232 | $2,886,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 227,111 | $2,884,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 82,909 | $2,879,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 16,353 | $2,878,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 146,367 | $2,867,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 400,370 | $2,863,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 189,507 | $2,852,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 94,844 | $2,838,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 71,434 | $2,834,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 340,504 | $2,833,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 133,916 | $2,832,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 36,235 | $2,809,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 45,252 | $2,798,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 46,680 | $2,798,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 39,979 | $2,797,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 68,410 | $2,791,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 49,676 | $2,782,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 63,165 | $2,778,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 321,702 | $2,776,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 36,780 | $2,775,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 115,529 | $2,773,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 6,786 | $2,772,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 35,033 | $2,770,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 136,840 | $2,765,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 180,611 | $2,765,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 32,646 | $2,760,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 71,339 | $2,759,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 369,939 | $2,759,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 23,683 | $2,758,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 118,000 | $2,745,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 421,876 | $2,743,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 54,648 | $2,724,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 66,695 | $2,723,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 130,075 | $2,717,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 229,070 | $2,709,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 110,777 | $2,703,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 136,106 | $2,702,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 214,417 | $2,702,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 126,190 | $2,700,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 631,144 | $2,694,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 113,516 | $2,690,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 111,668 | $2,669,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 70,092 | $2,667,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 53,931 | $2,661,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 174,824 | $2,656,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 201,708 | $2,648,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 49,865 | $2,642,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 20,005 | $2,635,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 142,201 | $2,631,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 53,460 | $2,615,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 138,581 | $2,615,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 61,758 | $2,611,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 94,405 | $2,609,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 625,372 | $2,608,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 44,898 | $2,601,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 136,908 | $2,601,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 52,198 | $2,593,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 319,473 | $2,588,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 112,186 | $2,588,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 91,422 | $2,573,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 49,557 | $2,553,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 101,843 | $2,552,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 175,120 | $2,544,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 137,180 | $2,535,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 114,140 | $2,532,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 44,206 | $2,531,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 61,588 | $2,527,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 386,834 | $2,526,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 97,633 | $2,519,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 102,230 | $2,516,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 124,055 | $2,514,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 55,557 | $2,507,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 19,682 | $2,506,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 267,337 | $2,505,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 90,291 | $2,491,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 221,987 | $2,491,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 1,000,000 | $2,489,000 | thousands by filing date | principal |
| ISHARES TR | 464288752 | US HOME CONS ETF | 62,967 | $2,487,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 120,970 | $2,486,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 72,443 | $2,469,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 85,393 | $2,468,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 116,952 | $2,462,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 20,685 | $2,460,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 20,146 | $2,456,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 109,805 | $2,456,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 168,916 | $2,454,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 105,160 | $2,443,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 65,775 | $2,441,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 60,891 | $2,439,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 95,543 | $2,436,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 21,849 | $2,433,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 476,572 | $2,429,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 96,758 | $2,426,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 56,694 | $2,425,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 84,854 | $2,423,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 127,375 | $2,420,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 37,159 | $2,414,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 70,715 | $2,407,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 62,527 | $2,404,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 40,179 | $2,402,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 187,909 | $2,400,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 53,349 | $2,394,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 293,312 | $2,393,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 55,899 | $2,385,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 601,920 | $2,384,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 203,405 | $2,369,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 91,515 | $2,356,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 94,050 | $2,339,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 89,262 | $2,338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 168,057 | $2,326,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 53,401 | $2,315,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 73,653 | $2,313,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 156,787 | $2,308,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 147,502 | $2,297,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 17,029 | $2,294,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 18,427 | $2,289,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 581,124 | $2,289,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 29,059 | $2,281,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 116,973 | $2,275,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 165,401 | $2,275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 52,343 | $2,268,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 112,204 | $2,260,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 445,516 | $2,250,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 54,204 | $2,248,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 58,886 | $2,247,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 336,280 | $2,216,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 187,033 | $2,214,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 53,273 | $2,208,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 21,045 | $2,206,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 163,435 | $2,198,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 84,829 | $2,189,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 95,065 | $2,186,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 16,617 | $2,176,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 165,681 | $2,170,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 245,876 | $2,166,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 106,667 | $2,163,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 53,384 | $2,162,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 100,555 | $2,147,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 192,820 | $2,142,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 205,901 | $2,140,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 100,880 | $2,140,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 82,632 | $2,135,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 60,839 | $2,133,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 89,364 | $2,127,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 83,188 | $2,123,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 16,625 | $2,119,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 17,374 | $2,106,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 59,733 | $2,103,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 58,753 | $2,082,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 34,247 | $2,050,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 106,612 | $2,040,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 22,795 | $2,032,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 94,752 | $2,021,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 86,596 | $2,020,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 275,296 | $2,011,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 45,796 | $2,009,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 90,100 | $2,007,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 136,173 | $2,007,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 86,719 | $2,002,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 133,632 | $1,998,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 177,490 | $1,983,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 68,176 | $1,970,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 69,184 | $1,963,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 157,682 | $1,959,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 164,644 | $1,958,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 118,666 | $1,954,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 35,826 | $1,937,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 161,434 | $1,936,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 48,390 | $1,934,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 35,336 | $1,928,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 56,917 | $1,924,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 117,126 | $1,916,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 38,521 | $1,914,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 77,973 | $1,909,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 164,739 | $1,906,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 263,590 | $1,898,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 29,706 | $1,887,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 14,721 | $1,880,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 37,053 | $1,879,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 52,470 | $1,879,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 92,098 | $1,876,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 35,984 | $1,871,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 321,124 | $1,869,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 70,902 | $1,868,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 94,134 | $1,850,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 62,493 | $1,841,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 266,465 | $1,836,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 99,936 | $1,834,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 59,474 | $1,834,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 12,367 | $1,830,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 44,547 | $1,821,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 65,977 | $1,814,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 21,806 | $1,808,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 667,063 | $1,808,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 63,334 | $1,802,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 47,069 | $1,794,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 40,696 | $1,791,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 329,691 | $1,790,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 178,122 | $1,783,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 886,713 | $1,783,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 50,692 | $1,782,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 49,129 | $1,781,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 46,094 | $1,774,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 37,998 | $1,768,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 54,466 | $1,761,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 75,954 | $1,760,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 132,639 | $1,753,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 72,262 | $1,752,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 194,368 | $1,748,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 239,531 | $1,744,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 125,054 | $1,742,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 101,042 | $1,740,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 103,469 | $1,738,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 228,066 | $1,736,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 39,282 | $1,730,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 15,507 | $1,728,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 19,387 | $1,719,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 55,717 | $1,717,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 16,741 | $1,713,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 58,561 | $1,710,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 36,827 | $1,704,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 42,447 | $1,699,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 56,520 | $1,687,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 119,971 | $1,677,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 441,216 | $1,677,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 143,815 | $1,676,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 52,043 | $1,672,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 49,798 | $1,669,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 43,747 | $1,669,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 99,065 | $1,668,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 331,329 | $1,660,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 24,383 | $1,658,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 98,385 | $1,657,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 62,946 | $1,657,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 26,773 | $1,655,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 114,466 | $1,653,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 46,191 | $1,650,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 61,264 | $1,645,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 618,512 | $1,644,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 123,596 | $1,644,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 117,250 | $1,638,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 138,164 | $1,636,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 561,283 | $1,633,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 248,771 | $1,629,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 138,101 | $1,629,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 167,368 | $1,621,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 112,430 | $1,619,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 60,281 | $1,618,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 170,678 | $1,615,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 111,668 | $1,605,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 119,885 | $1,603,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 42,553 | $1,602,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 242,960 | $1,601,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 240,109 | $1,596,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 18,374 | $1,593,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 27,433 | $1,581,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 51,896 | $1,576,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 521,600 | $1,565,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 21,472 | $1,553,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 41,829 | $1,551,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 61,776 | $1,545,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,200 | $1,544,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 146,683 | $1,544,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 118,067 | $1,541,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,689 | $1,537,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 22,128 | $1,536,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 15,099 | $1,534,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 17,916 | $1,533,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 74,610 | $1,531,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 73,945 | $1,531,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 308,716 | $1,528,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 55,969 | $1,518,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 51,675 | $1,512,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 52,793 | $1,503,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 132,787 | $1,500,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 31,700 | $1,497,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 61,050 | $1,494,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 133,966 | $1,491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 27,379 | $1,480,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 207,552 | $1,467,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 88,426 | $1,465,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 48,710 | $1,463,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 102,935 | $1,462,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 35,814 | $1,461,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 27,181 | $1,454,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 19,633 | $1,454,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 14,609 | $1,453,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 66,217 | $1,453,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 18,115 | $1,441,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 377,066 | $1,437,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 85,577 | $1,430,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 99,311 | $1,426,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 58,120 | $1,425,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 228,215 | $1,424,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 36,833 | $1,423,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 71,656 | $1,422,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 91,230 | $1,422,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 75,567 | $1,421,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 23,144 | $1,414,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 51,066 | $1,410,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 55,112 | $1,408,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 288,502 | $1,407,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 36,518 | $1,394,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 125,800 | $1,384,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 23,994 | $1,383,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 25,884 | $1,381,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 10,592 | $1,380,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 32,396 | $1,376,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 126,184 | $1,372,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 39,313 | $1,369,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 44,443 | $1,365,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 27,691 | $1,364,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 34,956 | $1,364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 101,965 | $1,363,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 172,343 | $1,355,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 39,080 | $1,354,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 87,668 | $1,349,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 259,854 | $1,349,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 123,745 | $1,346,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 72,276 | $1,344,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 146,669 | $1,342,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 126,500 | $1,342,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 39,072 | $1,340,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 12,016 | $1,339,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 88,239 | $1,337,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 23,243 | $1,337,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 67,409 | $1,336,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 90,391 | $1,336,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 165,183 | $1,328,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 86,222 | $1,324,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 52,306 | $1,323,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 129,020 | $1,319,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,805 | $1,314,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 36,275 | $1,313,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 82,041 | $1,310,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 36,502 | $1,306,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 11,317 | $1,303,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 178,146 | $1,300,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 91,772 | $1,298,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 30,635 | $1,292,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 18,622 | $1,280,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 32,971 | $1,279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 12,235 | $1,276,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 135,775 | $1,276,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 39,424 | $1,273,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 422,133 | $1,270,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 16,036 | $1,265,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 66,603 | $1,262,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 24,837 | $1,257,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 31,977 | $1,256,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 23,747 | $1,255,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 28,750 | $1,248,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 31,634 | $1,243,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 94,376 | $1,233,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 42,805 | $1,232,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 54,346 | $1,227,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 217,499 | $1,223,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 123,682 | $1,221,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 85,190 | $1,219,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 22,713 | $1,216,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 15,914 | $1,213,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 37,881 | $1,212,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 26,192 | $1,210,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 46,943 | $1,209,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 75,883 | $1,208,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 147,724 | $1,208,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 71,201 | $1,203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 28,438 | $1,200,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 58,431 | $1,199,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 8,009 | $1,197,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 55,567 | $1,194,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 50,741 | $1,192,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 59,893 | $1,191,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 48,959 | $1,188,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 13,169 | $1,187,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 17,190 | $1,186,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 231,875 | $1,183,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 63,378 | $1,181,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 17,196 | $1,181,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 53,457 | $1,173,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 33,071 | $1,172,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 27,133 | $1,171,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 38,924 | $1,171,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 36,859 | $1,169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 45,615 | $1,168,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,876 | $1,164,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,228 | $1,163,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 90,808 | $1,162,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 11,029 | $1,160,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 18,984 | $1,151,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 88,585 | $1,151,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 35,887 | $1,150,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 30,715 | $1,149,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 30,769 | $1,140,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 86,703 | $1,139,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 46,668 | $1,138,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 86,961 | $1,134,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 125,829 | $1,132,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 76,946 | $1,130,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 96,385 | $1,130,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 34,046 | $1,129,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 41,776 | $1,129,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 187,983 | $1,128,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 20,658 | $1,125,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 95,210 | $1,125,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 17,159 | $1,124,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 77,509 | $1,124,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 69,325 | $1,122,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 105,904 | $1,114,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 17,916 | $1,113,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 84,113 | $1,113,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 302,248 | $1,107,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 50,477 | $1,105,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 78,124 | $1,104,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 56,470 | $1,104,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 18,072 | $1,098,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 117,234 | $1,096,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 27,331 | $1,093,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 8,845 | $1,093,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 404,187 | $1,091,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 75,363 | $1,085,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 225,266 | $1,082,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 25,331 | $1,078,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 73,502 | $1,073,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 547,346 | $1,073,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 89,898 | $1,071,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 112,650 | $1,070,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 79,813 | $1,050,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 10,900 | $1,043,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 8,905 | $1,040,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 83,114 | $1,039,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 79,021 | $1,034,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 47,383 | $1,033,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 17,279 | $1,029,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 22,883 | $1,027,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 30,699 | $1,025,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 156,315 | $1,023,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 54,000 | $1,021,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 129,022 | $1,019,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 102,304 | $1,018,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 34,250 | $1,014,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 36,489 | $1,011,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 65,445 | $1,008,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 14,610 | $1,004,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 27,972 | $1,003,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 61,981 | $993,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 317,589 | $991,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 55,675 | $987,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 14,425 | $983,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 22,920 | $979,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 98,321 | $978,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 28,381 | $977,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 147,144 | $974,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 102,753 | $973,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 18,908 | $968,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 304,320 | $968,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 35,912 | $967,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 8,701 | $963,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 59,973 | $962,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 19,700 | $961,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 97,441 | $950,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 28,650 | $948,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 322,473 | $948,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 23,516 | $943,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 25,282 | $942,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 8,071 | $941,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 45,932 | $941,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 57,095 | $941,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 131,109 | $938,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 59,200 | $937,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 28,989 | $929,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 12,510 | $928,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005315 | this filing | 2018-05-15 | acceptance time not in the bulk data set |