13F-HR filed by Sculptor Capital LP
Sculptor Capital LP filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 260 holding rows worth $17,346,230,000.
- Accession
- 0000950123-18-005291
- Filer
- CIK 1054587
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 311 entries on the cover page, a total value of $17,346,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,346,230,000 with VALUE read as thousands by filing date, 13F file number 028-06663. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerOZ Management II LP 028-13627
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 25,331,900 | $6,666,090,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 14,510,033 | $1,074,323,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,204,942 | $725,978,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,511,593 | $593,460,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,094,352 | $542,649,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,720,335 | $446,449,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,634,659 | $423,006,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,583,200 | $421,337,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 6,428,805 | $409,579,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 330,416 | $340,920,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,311,139 | $269,687,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,468,112 | $257,154,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 3,055,539 | $238,362,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,555,279 | $231,821,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 200,000 | $207,428,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 10,052,728 | $207,410,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 5,063,823 | $192,121,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,066,507 | $170,417,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,154,312 | $169,673,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 9,049,490 | $165,741,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 524,332 | $163,183,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,165,584 | $146,374,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,311,281 | $141,081,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 37,061,000 | $127,796,000 | thousands by filing date | principal |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 4,801,865 | $121,151,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 10,510,377 | $120,449,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,603,159 | $117,368,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,534,182 | $107,071,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,074,000 | $104,683,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3,329,296 | $102,709,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,167,910 | $100,446,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,282,663 | $98,214,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,985,733 | $94,342,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 491,000 | $90,118,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,316,449 | $84,991,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 4,424,053 | $80,960,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 80,514,000 | $79,848,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 7,001,041 | $78,902,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 5,092,433 | $76,335,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,653,614 | $68,890,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 42,435,000 | $62,135,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 46,292,000 | $57,476,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 957,891 | $57,091,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 46,750,000 | $56,739,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 200,000 | $53,226,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500,000 | $51,595,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500,000 | $51,595,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 29,846,000 | $49,394,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 29,977,000 | $48,192,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 41,943,000 | $41,788,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 2,472,100 | $39,232,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 2,466,900 | $39,150,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 14,068,000 | $35,246,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 17,774,000 | $31,923,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 270,643 | $31,476,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,008,496 | $28,641,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,376,859 | $27,916,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 268,926 | $27,464,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,855,103 | $26,361,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 24,447,000 | $25,933,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 35,243,000 | $24,538,000 | thousands by filing date | principal |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,269,078 | $23,142,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 398,494 | $19,004,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 1,080,947 | $16,690,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 10,000,000 | $16,245,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 11,418,000 | $15,071,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 10,773,000 | $14,320,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 145,609 | $14,193,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 10,500,000 | $13,335,000 | thousands by filing date | principal |
| RH | 74967X103 | COM | 137,900 | $13,139,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 17,077,000 | $11,869,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 213,340 | $11,610,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 682,100 | $11,152,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 673,600 | $11,013,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 1,000,000 | $10,120,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 650,000 | $10,108,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 850,200 | $9,854,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 850,200 | $9,854,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 303,162 | $9,428,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 679,100 | $8,930,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 679,100 | $8,930,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 79,400 | $8,767,000 | thousands by filing date | call |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 190,453 | $8,193,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 250,000 | $7,813,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 700,000 | $7,756,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 204,000 | $7,395,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 200,000 | $7,250,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 80,000 | $6,870,000 | thousands by filing date | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 136,700 | $6,783,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 136,700 | $6,783,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 124,304 | $6,246,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 98,000 | $6,223,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 954,100 | $5,877,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 952,600 | $5,868,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 7,000,000 | $5,618,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 30,000 | $4,852,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 106,500 | $4,799,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 3,900,000 | $4,746,000 | thousands by filing date | principal |
| INTREXON CORP | 46122T102 | COM | 300,500 | $4,607,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 300,500 | $4,607,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 73,900 | $4,535,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 73,900 | $4,535,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 354,400 | $4,501,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 354,400 | $4,501,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23,033 | $4,227,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 534,400 | $3,965,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 424,000 | $3,926,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 33,000 | $3,862,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3,993,000 | $3,856,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 408,000 | $3,778,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 32,762 | $3,617,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 471,188 | $3,496,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 124,100 | $3,482,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 70,700 | $3,472,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 70,700 | $3,472,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 161,500 | $3,416,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 161,500 | $3,416,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 529,700 | $3,305,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 522,700 | $3,262,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,240,497 | $3,213,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 223,400 | $3,139,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 113,000 | $3,056,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 113,000 | $3,056,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 30,500 | $2,830,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 249,400 | $2,763,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 47,500 | $2,722,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 47,500 | $2,722,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 124,798 | $2,677,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 39,400 | $2,529,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 39,400 | $2,529,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 194,900 | $2,524,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 194,900 | $2,524,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 54,778 | $2,509,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 105,800 | $2,507,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 105,800 | $2,507,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 99,500 | $2,493,000 | thousands by filing date | put |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 446,011 | $2,467,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 64,500 | $2,444,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 51,100 | $2,436,000 | thousands by filing date | call |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 63,500 | $2,406,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 50,000 | $2,394,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 275,500 | $2,378,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 275,200 | $2,375,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 92,700 | $2,323,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 474,600 | $2,316,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 582,600 | $2,248,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 198,900 | $2,168,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 181,600 | $2,125,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 181,600 | $2,125,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 286,700 | $1,998,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 395,900 | $1,896,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 144,000 | $1,875,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 144,000 | $1,875,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 384,100 | $1,840,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 221,300 | $1,766,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 221,300 | $1,766,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 96,500 | $1,740,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 37,418 | $1,704,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 56,700 | $1,678,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 229,300 | $1,662,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 227,600 | $1,650,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 32,700 | $1,643,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 44,500 | $1,643,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 182,200 | $1,572,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 177,200 | $1,529,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500,100 | $1,510,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 499,400 | $1,508,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 31,900 | $1,464,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 31,900 | $1,464,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 95,500 | $1,400,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 95,500 | $1,400,000 | thousands by filing date | put |
| RENREN INC | 759892201 | SPON ADR A NEW | 166,100 | $1,395,000 | thousands by filing date | put |
| RENREN INC | 759892201 | SPON ADR A NEW | 165,700 | $1,392,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 66,900 | $1,378,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 75,000 | $1,245,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 75,000 | $1,245,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 321,149 | $1,239,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 53,100 | $1,213,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 53,100 | $1,213,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 248,300 | $1,212,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 137,600 | $1,135,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 137,600 | $1,135,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 159,200 | $1,110,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 80,100 | $1,071,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 80,100 | $1,071,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 106,700 | $1,056,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 11,300 | $1,043,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 36,800 | $1,043,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 64,300 | $1,031,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 137,500 | $991,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 61,600 | $987,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 136,300 | $983,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 87,400 | $976,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 87,400 | $976,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 35,000 | $966,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 223,600 | $950,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 59,800 | $933,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 59,800 | $933,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 465,000 | $930,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 49,500 | $927,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 49,500 | $927,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 216,100 | $918,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 59,228 | $902,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 17,415 | $879,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 38,400 | $877,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 38,400 | $877,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 117,500 | $819,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 60,000 | $757,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 60,000 | $757,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 65,990 | $757,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 15,721 | $749,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 154,100 | $747,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 112,800 | $681,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 127,300 | $617,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 81,500 | $531,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 70,500 | $511,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 28,000 | $480,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 23,000 | $466,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 60,400 | $438,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 12,000 | $416,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 12,000 | $416,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,171 | $413,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 78,300 | $394,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 17,500 | $392,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 17,500 | $392,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 9,600 | $387,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,600 | $387,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 88,000 | $385,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 88,000 | $385,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 32,000 | $382,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 32,000 | $382,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 53,500 | $366,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 53,500 | $366,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 48,900 | $340,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 48,900 | $340,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 14,400 | $330,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 14,400 | $330,000 | thousands by filing date | put |
| CUSHING RENAISSANCE FD | 231647108 | COM | 20,513 | $323,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 17,000 | $292,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 48,800 | $268,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 48,800 | $268,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 50,000 | $243,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 65,000 | $194,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 65,000 | $194,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 30,000 | $181,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 8,500 | $172,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 8,500 | $172,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 29,800 | $169,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 29,800 | $169,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 19,200 | $167,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 18,500 | $161,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 92,300 | $155,000 | thousands by filing date | put |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 100,000 | $104,000 | thousands by filing date | principal |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 35,539 | $95,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 6,300 | $64,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 6,300 | $64,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 9,600 | $62,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 1,000 | $31,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 200 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005291 | this filing | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-003754 | base | 2021-03-23 | acceptance time not in the bulk data set |