13F-HR filed by PARAMETRIC PORTFOLIO ASSOCIATES LLC
PARAMETRIC PORTFOLIO ASSOCIATES LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,915 holding rows worth $100,263,105,000.
- Accession
- 0000950123-18-002273
- Filer
- CIK 932859
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,915 entries on the cover page, a total value of $100,263,105,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,263,068,000 with VALUE read as thousands by filing date, 13F file number 028-04558. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MACROGENICS INC | 556099109 | COM | 18,915 | $359,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 33,751 | $359,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 14,198 | $359,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 35,190 | $358,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 13,666 | $358,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 5,608 | $356,000 | thousands by filing date | |
| UBISOFT ENTERTAINMENT SA ADR | 90348R102 | COM | 23,176 | $355,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 14,114 | $355,000 | thousands by filing date | |
| ENTERGYMISSISSIPPILLC | 29364N108 | PREFERREDSTK | 14,127 | $355,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 17,214 | $355,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,049 | $354,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 105,759 | $354,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,510 | $353,000 | thousands by filing date | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 16,078 | $353,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 14,109 | $353,000 | thousands by filing date | |
| BORAL LTD NEW SPONSORED ADR | 099514101 | ADR | 14,232 | $352,000 | thousands by filing date | |
| American Finl Group Inc Ohio 6 Sub Deb 2055 | 025932708 | Preferred Stock | 13,429 | $352,000 | thousands by filing date | |
| ENTERGY LOUISIANA LLC - CALLABLE | 29364W108 | Pref | 14,132 | $351,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 5,148 | $351,000 | thousands by filing date | |
| Anheuser-Busch InBev SA | B639CJ108 | COM | 3,121 | $348,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 51,116 | $348,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 61,730 | $348,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,794 | $347,000 | thousands by filing date | |
| HUSQVARNA AB ADR | 448103101 | COM | 18,049 | $347,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 181,897 | $346,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 14,812 | $345,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,379 | $344,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,427 | $340,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 13,293 | $340,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,008 | $339,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 21,552 | $339,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 16,925 | $338,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 146,893 | $336,000 | thousands by filing date | |
| DTE ENERGY CO PFD J | 233331800 | PFDs, REITs, | 13,187 | $336,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 99,196 | $335,000 | thousands by filing date | |
| Heineken Holding NV | N39338194 | COM | 3,380 | $335,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 107,406 | $334,000 | thousands by filing date | |
| RHEINMETALL AG ADR | 76206K107 | ADR | 12,998 | $331,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 17,918 | $331,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS PFD D | 74460W735 | Real Estate Investment Trusts - Preferred (FI) | 13,154 | $329,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 18,240 | $328,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 60,250 | $328,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 7,638 | $327,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,910 | $325,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 17,197 | $325,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,332 | $324,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 19,935 | $324,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 55,531 | $324,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 35,177 | $321,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 54,387 | $319,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 7,325 | $318,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 22,151 | $317,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 19,012 | $317,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 30,197 | $316,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 49,239 | $316,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 11,459 | $316,000 | thousands by filing date | |
| SIAM COML BK PUB LTD | 825715105 | COM | 17,244 | $315,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 5,504 | $315,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 10,474 | $314,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 59,048 | $314,000 | thousands by filing date | |
| CHINA OVERSEAS LIMITED & | 169403201 | COM | 3,403 | $314,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 10,685 | $312,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,659 | $311,000 | thousands by filing date | |
| FORD OTOMOTIV SANAYI AS UNSPONSORED ADR | 345409106 | COM | 3,909 | $311,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 11,425 | $309,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 14,311 | $307,000 | thousands by filing date | |
| GOLDEN AGRI-RESOURCES LTD | 380787200 | COM | 11,159 | $307,000 | thousands by filing date | |
| KOSE CORP UNSPONSORED ADR | 500679105 | COM | 9,672 | $307,000 | thousands by filing date | |
| SUN ART RETAIL GRP LTD ADR | 866633100 | ADR | 28,742 | $307,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 31,615 | $304,000 | thousands by filing date | |
| SONY FINL HLDGS INC ADR | 835707100 | COM | 19,179 | $304,000 | thousands by filing date | |
| COLRUYT SA - UNSPONSORED ADR | 196850101 | ADR | 23,433 | $304,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,597 | $303,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 49,931 | $302,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 21,467 | $302,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 20,436 | $302,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 24,059 | $301,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 25,014 | $300,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 9,462 | $300,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,683 | $299,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,479 | $299,000 | thousands by filing date | |
| SENIOR HOUSING PROP TRUST 5.625% | 81721M208 | PREFERRED | 11,787 | $298,000 | thousands by filing date | |
| POSTNL NV-ADR | 73753A103 | COM | 62,492 | $297,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 34,972 | $296,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 49,849 | $295,000 | thousands by filing date | |
| PUBLIC STORAGE CL A | 74460W792 | PFDs, REITs, | 11,133 | $295,000 | thousands by filing date | |
| MS 6 7/8 PERP | 61763E207 | PUBLIC | 10,323 | $294,000 | thousands by filing date | |
| CAPCOM CO LTD ADR | 13916V107 | ADR | 18,679 | $292,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 26,087 | $291,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 17,608 | $291,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 32,025 | $291,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 9,264 | $290,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 22,494 | $290,000 | thousands by filing date | |
| SURUGA BANK LTD - UNSPON ADR | 869007203 | ADR | 1,351 | $290,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 93,165 | $289,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 11,144 | $289,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 32,903 | $288,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,525 | $288,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 32,481 | $286,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 18,104 | $286,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 152,737 | $286,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 14,910 | $285,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 51,323 | $285,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,591 | $284,000 | thousands by filing date | |
| TOPDANMARK A/S-UNSPON ADR | 89054C101 | ADR | 66,281 | $283,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,883 | $282,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 35,211 | $282,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 34,553 | $282,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 15,999 | $282,000 | thousands by filing date | |
| CRODA INTL PLC ADR NEW | 227047206 | ADR | 9,295 | $282,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 48,582 | $281,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 16,433 | $281,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 19,370 | $280,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 10,366 | $280,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,632 | $279,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 48,415 | $279,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 18,076 | $277,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 33,138 | $276,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 123,866 | $276,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,779 | $274,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 36,497 | $274,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,234 | $273,000 | thousands by filing date | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 10,784 | $271,000 | thousands by filing date | |
| SWEDISH MATCH AB FRUEHER | 870309606 | COM | 13,809 | $271,000 | thousands by filing date | |
| Swiss RE AG Sedol# B545MG5 CH | h8431b109 | COM | 2,913 | $271,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 13,451 | $270,000 | thousands by filing date | |
| ANTA SPORTS PRODUCTS | 03662P107 | Common Stock | 2,352 | $269,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 36,303 | $269,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 23,252 | $269,000 | thousands by filing date | |
| MAN WAH HLDGS LTD ADR | 561653106 | ADR | 14,299 | $269,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,741 | $268,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 15,202 | $268,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,549 | $266,000 | thousands by filing date | |
| DIAGEO PLC | G42089113 | FOREIGN | 7,314 | $265,000 | thousands by filing date | |
| CIE FINANCI-REG | H25662182 | com | 2,894 | $265,000 | thousands by filing date | |
| Rexel | 761681105 | COM | 14,294 | $262,000 | thousands by filing date | |
| Pernod Ricard | F72027109 | COM | 1,665 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,321 | $261,000 | thousands by filing date | |
| APERAM-NY REGISTRY SHARES | 03754H104 | COM | 5,155 | $261,000 | thousands by filing date | |
| PEOPLES UN | 712704204 | Preferred Stock | 9,231 | $261,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 23,048 | $260,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 48,816 | $260,000 | thousands by filing date | |
| Reckitt Benckiser Group PLC | G74079107 | COM | 2,855 | $259,000 | thousands by filing date | |
| KONICA MINOLTA INC -UNS ADR | 50048B104 | COM | 13,437 | $259,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,965 | $257,000 | thousands by filing date | |
| WACOAL HOLDINGS CORP | 930004304 | Common Stock | 1,632 | $257,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 16,307 | $257,000 | thousands by filing date | |
| AOZORA BK LTD SPONSORED ADR | 037400108 | ADR | 26,456 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287954 | PUT | 7,278 | $256,000 | thousands by filing date | put |
| ALABAMA PWR CO PFD CL A | 010392462 | Preferred Stock | 9,638 | $256,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 10,159 | $255,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 14,898 | $255,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,716 | $254,000 | thousands by filing date | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 9,231 | $253,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 6,859 | $252,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 54,027 | $252,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 22,370 | $251,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 179,315 | $251,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,740 | $250,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP PFD SER F | 14040H881 | Preferred | 9,231 | $250,000 | thousands by filing date | |
| WELLS FARGO CO NEW PFD SER X CL A | 94988U672 | Preferred | 9,796 | $250,000 | thousands by filing date | |
| National Retail Properties Inc | 637417809 | Preferred Stock | 9,782 | $250,000 | thousands by filing date | |
| Capital One Finl Pfd Ser H | 14040H840 | PRD | 9,259 | $249,000 | thousands by filing date | |
| FEDERAL REALTY INVT TR 5 PFD C | 313747701 | Preferred | 9,875 | $249,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 9,764 | $248,000 | thousands by filing date | |
| SHINSEI BANK LTD-SPON ADR | 824631105 | COM | 72,890 | $248,000 | thousands by filing date | |
| SALINI IMPREGILO SPA-UN ADR | 795225101 | ADR | 32,442 | $248,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 9,759 | $247,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CO PFD | 14040H865 | Preferred Stock | 9,818 | $246,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 7,260 | $245,000 | thousands by filing date | |
| KIM 5 1/8 PERP | 49446R737 | PUBLIC | 9,888 | $245,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 24,124 | $245,000 | thousands by filing date | |
| DIGITAL REALT 5.25 PFDPFD SER J | 253868855 | PREFERRED STOCK | 9,779 | $245,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 7,620 | $245,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 9,092 | $245,000 | thousands by filing date | |
| JPMorgan Chase preferred | 48127X542 | PFD | 9,091 | $245,000 | thousands by filing date | |
| LINK PARKS INC 5.2 PFDPFD SER Y | 69360J578 | PREFERRED STOCK | 9,709 | $244,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,148 | $244,000 | thousands by filing date | |
| KIMCO RLTY CORP DEP1/1000PFD K | 49446R745 | PFD | 9,712 | $244,000 | thousands by filing date | |
| GATX CORP PFD | 361448608 | PFDs, REITs, | 9,279 | $244,000 | thousands by filing date | |
| JTEKT CORP UNSPNSORED ADR | 48124H102 | ADR | 4,737 | $244,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,979 | $243,000 | thousands by filing date | |
| MEDIASET SPA-SPONSORED ADR | 584469407 | COM | 21,100 | $243,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 9,741 | $243,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 13,148 | $242,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TRUST SR NOTE 6.25 02/01/2046 | 81721M307 | COM | 9,001 | $242,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890505 | Common Stock | 9,477 | $241,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 3,826 | $241,000 | thousands by filing date | |
| Reinsurance GRP of Amer VRN Pfd | 759351802 | PFD | 8,618 | $241,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 6,634 | $240,000 | thousands by filing date | |
| JUMBO SA ADR | 48138V105 | SA | 13,617 | $240,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 20,329 | $240,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 9,124 | $239,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 11,649 | $239,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,840 | $238,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,836 | $238,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 28,528 | $238,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 78,142 | $238,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 8,564 | $236,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 8,839 | $235,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 43,186 | $235,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 8,042 | $235,000 | thousands by filing date | |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 9,280 | $234,000 | thousands by filing date | |
| SKANDINAVISKA ENSKILDA-ADR | 830505301 | ADR | 19,944 | $234,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 33,812 | $233,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 704 | $233,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 9,331 | $233,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 16,784 | $232,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 4,556 | $232,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 6,813 | $232,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 57,979 | $231,000 | thousands by filing date | |
| HAMILTON BEACH BRANDS HOLD CLASS B | 40701T203 | COM | 8,934 | $230,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 8,054 | $230,000 | thousands by filing date | |
| Rostelecom Long Distance ADR | 778529107 | ADR | 35,535 | $230,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 5,454 | $230,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 18,402 | $230,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,517 | $227,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 18,121 | $227,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 27,536 | $226,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 37,955 | $226,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 10,254 | $226,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 19,497 | $226,000 | thousands by filing date | |
| Public Storage Dep Rpst Pfd B 5.40000pcnt | 74460W776 | COM | 8,814 | $226,000 | thousands by filing date | |
| DEBENHAMS PLC SPONSORED ADR | 242737203 | ADR | 120,192 | $225,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 32,114 | $223,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 85,805 | $222,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 7,482 | $222,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 37,095 | $221,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,613 | $221,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 37,269 | $220,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 51,013 | $219,000 | thousands by filing date | |
| Ana Hldgs Inc Sponsored Adr | 032350100 | ADR | 26,339 | $219,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 8,627 | $218,000 | thousands by filing date | |
| INTERSTATE POWER & LIGHT COMPAY PERP PFD SER D | 461070856 | Preferred Stock | 8,537 | $217,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 7,439 | $216,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,117 | $215,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,182 | $215,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 8,951 | $214,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,374 | $213,000 | thousands by filing date | |
| ALSTOM SA UNSPON ADR | 021244207 | COM | 51,850 | $212,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 8,392 | $211,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 13,587 | $211,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,936 | $210,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,997 | $210,000 | thousands by filing date | |
| AMP LTD - SP ADR | 0017EP202 | COM | 13,177 | $210,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 11,596 | $210,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 20,560 | $210,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,692 | $209,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,054 | $209,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,785 | $207,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 19,955 | $207,000 | thousands by filing date | |
| FORTUM OYJ ADR | 34959F106 | COMMON | 53,039 | $207,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 996 | $206,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 6,313 | $206,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 19,317 | $206,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 9,258 | $206,000 | thousands by filing date | |
| DIGITAL RLTY TR INC PFD SER H | 253868871 | REIT | 7,716 | $206,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 25,205 | $205,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 23,625 | $205,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 9,551 | $204,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 16,358 | $204,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 6,147 | $203,000 | thousands by filing date | |
| ROBINSONS RETAIL - UNSP ADR | 771007101 | ADR | 9,774 | $203,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,780 | $202,000 | thousands by filing date | |
| BANKINTER SA-SPONS ADR | 066460304 | COM | 21,649 | $202,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 4,241 | $202,000 | thousands by filing date | |
| CABLEVISION HLDGS SA SPON GDR | 12687E104 | COM | 7,971 | $202,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 38,296 | $201,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 21,181 | $201,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 10,844 | $200,000 | thousands by filing date | |
| PT XL AXIATA TBK ADR F UNSPONS | 69369r100 | ADR | 48,264 | $200,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 62,177 | $199,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,234 | $199,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 11,822 | $198,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 99,461 | $197,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 10,738 | $196,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 15,800 | $196,000 | thousands by filing date | |
| TURK TELEKOMUNIKA-UNSPON ADR | 90011Q100 | ADR | 57,765 | $196,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 38,411 | $195,000 | thousands by filing date | |
| SINGAPORE AIRLINES ADR | 82930C106 | COM | 11,928 | $191,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 20,992 | $184,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 39,650 | $182,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 10,044 | $181,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 39,501 | $180,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 19,950 | $176,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,889 | $176,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 30,603 | $176,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 58,964 | $175,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 17,678 | $170,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,846 | $169,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 10,641 | $168,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 38,261 | $168,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 13,678 | $166,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 13,589 | $165,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 36,898 | $164,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 23,357 | $159,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 55,229 | $159,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,532 | $158,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 18,205 | $157,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 16,968 | $157,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 63,631 | $153,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 28,160 | $152,000 | thousands by filing date | |
| ORICA LTD ADR | 68618H103 | COM | 11,009 | $151,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 15,509 | $149,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 13,109 | $147,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 13,883 | $145,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 44,697 | $144,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,158 | $144,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 50,684 | $144,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 15,052 | $142,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 19,990 | $142,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 22,197 | $142,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 22,437 | $137,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 66,976 | $136,000 | thousands by filing date | |
| HOPEWELL HLDGS LTD SPONSORED ADR | 439555301 | ADR | 37,026 | $136,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 43,516 | $134,000 | thousands by filing date | |
| TABCORP HLDGS LTD ADR | 873306302 | ADR | 15,163 | $133,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,527 | $132,000 | thousands by filing date | |
| GREEK ORGANISATION OF FOOTBALL | 392483103 | ADR | 20,543 | $131,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,580 | $131,000 | thousands by filing date | |
| ABERTIS INFRAESTR-UNSPON ADR | 003381100 | COM | 12,000 | $131,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 22,805 | $131,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,197 | $127,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 14,925 | $125,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,601 | $125,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 10,639 | $123,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 42,602 | $120,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 29,666 | $120,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,810 | $117,000 | thousands by filing date | |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 41,564 | $117,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,751 | $116,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 15,339 | $115,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 27,763 | $114,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 28,659 | $114,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 297,167 | $111,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 32,447 | $111,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,503 | $105,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 46,865 | $103,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 11,554 | $101,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,158 | $99,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 25,186 | $99,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 12,762 | $98,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 74,292 | $98,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,371 | $96,000 | thousands by filing date | |
| MEDIA GEN GROUP INC CVR | 584CVR997 | Contingent Value Rights | 47,441 | $96,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 20,670 | $95,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 59,583 | $95,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 80,174 | $93,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,324 | $91,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 12,065 | $90,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 28,412 | $90,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22,075 | $89,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 11,946 | $89,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,440 | $87,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 18,573 | $81,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 10,991 | $81,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 26,597 | $80,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 47,666 | $80,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 54,612 | $78,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 12,034 | $74,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 15,707 | $73,000 | thousands by filing date | |
| SALZGITTER AG-UNSP ADR | 795842202 | COM | 12,373 | $72,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 28,975 | $69,000 | thousands by filing date | |
| ANGLO AMER | 03486T202 | USD | 14,153 | $67,000 | thousands by filing date | |
| CAIRN ENERGY PLC-UNSPON ADR | 12776P200 | COM | 11,097 | $64,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,071 | $62,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,657 | $61,000 | thousands by filing date | |
| TULLOW OIL PLC-UNSPON ADR | 899415202 | ADR | 44,290 | $60,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 11,689 | $60,000 | thousands by filing date | |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 462,898 | $60,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 32,285 | $58,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,720 | $58,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 32,756 | $58,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 10,900 | $57,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 13,512 | $56,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 12,427 | $56,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 109,166 | $55,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 11,505 | $52,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 17,431 | $50,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 10,194 | $50,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 26,456 | $49,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,272 | $49,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 21,700 | $49,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 11,594 | $49,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 14,328 | $49,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 15,037 | $47,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 21,364 | $46,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,653 | $46,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 15,838 | $42,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 19,753 | $42,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,714 | $42,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,062 | $40,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 12,454 | $38,000 | thousands by filing date | |
| Li & Fung Ltd | 501897102 | Com | 34,824 | $36,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 11,734 | $36,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 10,991 | $36,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,941 | $32,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,120 | $30,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 27,244 | $30,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,294 | $27,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,480 | $27,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,202 | $26,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 18,061 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,431 | $24,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 18,450 | $22,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 13,778 | $21,000 | thousands by filing date | |
| VALLOUREC SA-SPN ADR | 92023R308 | COM | 13,525 | $16,000 | thousands by filing date | |
| Contra Dyax Corp Contigent Value Right | 267CVR991 | Common Stock | 14,163 | $16,000 | thousands by filing date | |
| ADVANTA CORP | 007942204 | COMMON STOCK | 12,265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY COMMON WEALTH FRACTIONAL | CKE628105 | COMMON STOCK | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Travelcenters America LLC | jke174103 | CSUS | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERBER SCIENTIFIC INC RTS | 37373ESC5 | WT | 24,109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA AIR GROUP INC | 590479101 | Common Stock | 20,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 463,062 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO POPULAR ESPANOL ADR | 05968U102 | ADR | 66,288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002273 | this filing | 2018-02-14 | acceptance time not in the bulk data set |