13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 4,254 holding rows worth $103,038,125,000 by the sum of the rows.
- Accession
- 0000950123-18-001161
- Filer
- CIK 713676
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,927 entries on the cover page, a total value of $84,344,146,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,038,125,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $84,344,146,000, 18% less than the sum of the rows, $103,038,125,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 361 | $16,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 68 | $16,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 13,786 | $16,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 180 | $16,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,642 | $16,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 780 | $16,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 550 | $16,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,029 | $16,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 866 | $16,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 2,057 | $16,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 559 | $16,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 600 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,175 | $16,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 932 | $16,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 950 | $16,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 599 | $16,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 470 | $15,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,227 | $15,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 459 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 138 | $15,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 237 | $15,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 514 | $15,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 397 | $15,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 750 | $15,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 471 | $15,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 933 | $15,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,588 | $15,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 799 | $15,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,200 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 241 | $15,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 473 | $15,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 250 | $15,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 884 | $15,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 2,557 | $15,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 600 | $15,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 617 | $15,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,063 | $15,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,129 | $15,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 272 | $15,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $15,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 600 | $15,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,220 | $15,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 500 | $15,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 600 | $15,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 600 | $15,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 492 | $15,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 6,100 | $15,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 7,853 | $15,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 119 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 200 | $15,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 732 | $14,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 215 | $14,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 443 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 130 | $14,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 913 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 340 | $14,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 903 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 991 | $14,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,820 | $14,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,656 | $14,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 617 | $14,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,000 | $14,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $14,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 328 | $14,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,612 | $14,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 289 | $14,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,499 | $14,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 772 | $14,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,695 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 512 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 213 | $14,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $14,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 448 | $14,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 1,000 | $14,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 617 | $14,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 650 | $14,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 433 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 99 | $13,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 305 | $13,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 299 | $13,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 375 | $13,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 841 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 975 | $13,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,283 | $13,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 436 | $13,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,000 | $13,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 393 | $13,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 478 | $13,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 588 | $13,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $13,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 1,243 | $13,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 275 | $13,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 99 | $13,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 360 | $13,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,712 | $13,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 1,900 | $13,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 500 | $13,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 507 | $13,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 370 | $13,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 500 | $13,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 525 | $13,000 | thousands by filing date | |
| ENTERGYMISSISSIPPILLC | 29364N108 | PREFERREDSTK | 521 | $13,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 988 | $13,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 11,800 | $13,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 469 | $13,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 861 | $13,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 239 | $12,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,200 | $12,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 803 | $12,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 236 | $12,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 568 | $12,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,139 | $12,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,244 | $12,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 609 | $12,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 601 | $12,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 493 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 405 | $12,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 400 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 571 | $12,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 979 | $12,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 100 | $12,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 680 | $12,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 345 | $12,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 685 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 316 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 432 | $12,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 370 | $12,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 3,560 | $12,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 446 | $12,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 3,537 | $12,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,776 | $12,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,153 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 548 | $12,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $12,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 1,096 | $12,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 700 | $12,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,156 | $12,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 702 | $12,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 244 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,100 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 554 | $12,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 690 | $12,000 | thousands by filing date | |
| Prosiebensat 1 Media SE | 743476202 | COM | 1,398 | $12,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 470 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 326 | $11,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 324 | $11,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 994 | $11,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 394 | $11,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,106 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 220 | $11,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 286 | $11,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,010 | $11,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,252 | $11,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,317 | $11,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 625 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 188 | $11,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 732 | $11,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 265 | $11,000 | thousands by filing date | |
| Compagnie de Saint-Gobain SA | 204280309 | Equity | 960 | $11,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 395 | $11,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 333 | $11,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 387 | $11,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 94 | $11,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,508 | $11,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,645 | $11,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,862 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 285 | $11,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,600 | $11,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,000 | $11,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 357 | $11,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 500 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 632 | $11,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 734 | $11,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 165 | $11,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 170 | $10,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 450 | $10,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 346 | $10,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,020 | $10,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,765 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 108 | $10,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 389 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 284 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 125 | $10,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 312 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 200 | $10,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 167 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,192 | $10,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 900 | $10,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,123 | $10,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 4,000 | $10,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 415 | $10,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 744 | $10,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 370 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 467 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 200 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 324 | $10,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 483 | $10,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 184 | $10,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 474 | $10,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 468 | $10,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 623 | $10,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 200 | $10,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 454 | $10,000 | thousands by filing date | |
| SAMSONITE GROUP S A | 79604U107 | AMERICAN DEPOSITARY RECEIPTS | 446 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 181 | $10,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 488 | $10,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 215 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 218 | $10,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 822 | $10,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 400 | $10,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 400 | $10,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 309 | $10,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 400 | $10,000 | thousands by filing date | |
| NEXTERA EN | 65339K100 | Preferred Stock | 400 | $10,000 | thousands by filing date | |
| Texas Capital Bancshares 6.5 percent Pfd | 882228406 | com | 400 | $10,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 324 | $9,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 672 | $9,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 320 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,470 | $9,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 110 | $9,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 311 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 221 | $9,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 754 | $9,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 417 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 125 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 170 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 150 | $9,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 820 | $9,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 492 | $9,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $9,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 242 | $9,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 193 | $9,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 714 | $9,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 726 | $9,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,200 | $9,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 599 | $9,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 458 | $9,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 876 | $9,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 104 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 225 | $9,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 140 | $9,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 277 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 266 | $9,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 178 | $8,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,600 | $8,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,000 | $8,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 300 | $8,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 251 | $8,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 223 | $8,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 572 | $8,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 657 | $8,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,146 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 294 | $8,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 440 | $8,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 267 | $8,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,063 | $8,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 508 | $8,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 744 | $8,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 694 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $8,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 466 | $8,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 344 | $8,000 | thousands by filing date | |
| RANDSTAD N.V. UNSP | 75279Q108 | Common Stock | 273 | $8,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 425 | $8,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,892 | $8,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 692 | $8,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,058 | $8,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 320 | $8,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,764 | $8,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,000 | $8,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,356 | $8,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 2,000 | $8,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 421 | $8,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,000 | $8,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,000 | $8,000 | thousands by filing date | |
| JPMorgan Chase preferred | 48127X542 | PFD | 300 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 92 | $7,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 317 | $7,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 61 | $7,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 300 | $7,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 206 | $7,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 292 | $7,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 323 | $7,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 199 | $7,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 342 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 842 | $7,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 226 | $7,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 834 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 553 | $7,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 116 | $7,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 300 | $7,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 191 | $7,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 150 | $7,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 860 | $7,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 553 | $7,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,500 | $7,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 218 | $7,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 67 | $7,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 585 | $7,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 182 | $7,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,081 | $7,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,000 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 98 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 190 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 266 | $7,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,160 | $7,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 276 | $7,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 5,000 | $7,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 5,000 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 155 | $6,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 88 | $6,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 235 | $6,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 116 | $6,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 500 | $6,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 446 | $6,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 255 | $6,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 424 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,044 | $6,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 60 | $6,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 200 | $6,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 200 | $6,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 89 | $6,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 100 | $6,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,058 | $6,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 259 | $6,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 218 | $6,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 350 | $6,000 | thousands by filing date | |
| BRENNTAG AG UNSP ADR | 107180101 | COM | 445 | $6,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 14 | $6,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 460 | $6,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,860 | $6,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,236 | $6,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 57 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 105 | $6,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 12,650 | $6,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 258 | $6,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 219 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 285 | $6,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 259 | $6,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 427 | $6,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 6,000 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 14,800 | $6,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 199 | $6,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 90 | $5,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 266 | $5,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 269 | $5,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 200 | $5,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 59 | $5,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 338 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 93 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 140 | $5,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 399 | $5,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 244 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70 | $5,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 99 | $5,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,121 | $5,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 510 | $5,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 263 | $5,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 31 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 71 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 80 | $5,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 444 | $5,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 167 | $5,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 560 | $5,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 596 | $5,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 254 | $5,000 | thousands by filing date | |
| SHOPRITE HOLDINGS-SPN ADR | 82510E209 | ADR | 276 | $5,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 578 | $5,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,600 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 212 | $5,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,012 | $5,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,000 | $5,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 126 | $5,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,000 | $5,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 200 | $5,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 531 | $5,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320409 | PRF | 200 | $5,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 200 | $5,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 200 | $5,000 | thousands by filing date | |
| LONDON STK EXCHANGE GROUP UNSP | 54211n101 | COM | 390 | $5,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 273 | $5,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,120 | $5,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,475 | $5,000 | thousands by filing date | |
| PACIFIC GA | 694308602 | Preferred Stock | 200 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 126 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $4,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 213 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 94 | $4,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 600 | $4,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,000 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 310 | $4,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 131 | $4,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 86 | $4,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 54 | $4,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 42 | $4,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 262 | $4,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 140 | $4,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 107 | $4,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 83 | $4,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 135 | $4,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 129 | $4,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 272 | $4,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 91 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 38 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 377 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 321 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,764 | $4,000 | thousands by filing date | |
| NORSK HYDRO AS SPONS ADR | 656531605 | COM | 500 | $4,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 150 | $4,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 90 | $4,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $4,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 100 | $4,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 314 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,003 | $4,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 287 | $4,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 219 | $4,000 | thousands by filing date | |
| CIELO SA | 171778202 | Common Stock | 540 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 252 | $4,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 350 | $4,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 165 | $4,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 243 | $4,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 494 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 63 | $4,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 200 | $4,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 1,250 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 171 | $4,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 85 | $3,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 614 | $3,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 276 | $3,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,250 | $3,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 153 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $3,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 59 | $3,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 137 | $3,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 181 | $3,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 163 | $3,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 152 | $3,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 67 | $3,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 178 | $3,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 47 | $3,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 208 | $3,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 37 | $3,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 116 | $3,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 233 | $3,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 80 | $3,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 45 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 105 | $3,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 125 | $3,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 61 | $3,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 168 | $3,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $3,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 400 | $3,000 | thousands by filing date | |
| WEIR GROUP PLC SPONSORED ADR | 94876Q205 | ADR | 203 | $3,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,100 | $3,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 331 | $3,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 113 | $3,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 220 | $3,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 154 | $3,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 218 | $3,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 507 | $3,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 183 | $3,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 184 | $3,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 106 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 17,030 | $3,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 66 | $3,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,099 | $3,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,200 | $3,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 779 | $3,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 291 | $3,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 485 | $3,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 115 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 199 | $3,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 150 | $3,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 304 | $3,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 28 | $2,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 86 | $2,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,000 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 32 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 32 | $2,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 89 | $2,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 354 | $2,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 322 | $2,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 110 | $2,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 93 | $2,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 125 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 60 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,005 | $2,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 51 | $2,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 92 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-001161 | this filing | 2018-02-09 | acceptance time not in the bulk data set |