13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-08, with 3,484 holding rows worth $28,797,426,000.
- Accession
- 0000950123-18-001040
- Filer
- CIK 350894
- Filed
- 2018-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 7,049 entries on the cover page, a total value of $28,797,426,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,797,402,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerAres Management LLC 028-12990
- reports for this filerArrowMark Partners 028-13791
- reports for this filerAJO, LP 028-05508
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBenefit Street Partners 028-18146
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerCenterSquare Investment Management Inc 028-05577
- reports for this filerCoho Partners 028-11563
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerEARNEST Partners 028-05269
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKBI Global Investors Ltd 028-13048
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMacquarie Investment Management 028-13124
- reports for this filerManuLife Asset Management LLC 028-03673
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRice Hall James 028-10467
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerSEI Investment Management Corporation 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBeachhead Capital Management
- included managerBenefit Street Partners
- included managerBlackcrane Capital LLC
- included managerCaerus Investors LLC
- included managerCenterSquare Investment Management, LLC
- included managerFondsmaeglerselskabet Maj Invest A/S
- included managerKBI Global Investors
- included managerMountaineer Partners Management, LLC
- included managerNWQ Investment Management Company, LLC
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REVLON INC | 761525609 | OPT | 1,339 | $29,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 789 | $29,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,132 | $29,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 4,009 | $29,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,000 | $29,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 547 | $28,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 457 | $28,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 293 | $28,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 329 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 163 | $28,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 555 | $28,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,775 | $28,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 515 | $28,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 580 | $28,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 826 | $28,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,302 | $28,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,946 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 671 | $28,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 1,167 | $28,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 225 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,056 | $28,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,226 | $27,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 220 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 653 | $27,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,629 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,730 | $27,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,861 | $27,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 422 | $26,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,500 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,600 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 362 | $26,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,399 | $26,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 210 | $26,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,726 | $25,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,500 | $25,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 722 | $25,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,037 | $25,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,335 | $25,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,500 | $25,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 662 | $25,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 775 | $25,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 780 | $25,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 4,200 | $25,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,729 | $25,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 415 | $25,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 9,420 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 1,000 | $25,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 128 | $24,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,469 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 389 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 582 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 921 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,683 | $24,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,625 | $24,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,012 | $24,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 814 | $24,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 541 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 363 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 424 | $24,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,779 | $24,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 7,846 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 688 | $24,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,200 | $24,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 566 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 657 | $23,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,300 | $23,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,226 | $23,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 522 | $23,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,278 | $23,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,275 | $23,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,033 | $23,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 486 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 22,000 | $23,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 880 | $22,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 184 | $22,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 765 | $22,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 542 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,405 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 633 | $22,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,224 | $22,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 179 | $22,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 857 | $22,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 253 | $22,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 711 | $22,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 793 | $21,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 2,466 | $21,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 516 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 292 | $21,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 800 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,026 | $21,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 680 | $21,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 567 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 295 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 798 | $21,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 500 | $21,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 682 | $21,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 378 | $21,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 459 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,326 | $21,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 540 | $20,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 257 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 681 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 309 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 714 | $20,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,090 | $20,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,500 | $20,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,673 | $20,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 696 | $20,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 197 | $20,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 300 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 117 | $20,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,048 | $19,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 904 | $19,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 946 | $19,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 219 | $19,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 449 | $19,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 684 | $19,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,567 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,247 | $19,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,861 | $19,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,088 | $19,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 163 | $19,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 395 | $19,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 350 | $19,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 500 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 599 | $18,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 133 | $18,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,473 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 101 | $18,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 833 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 586 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 497 | $18,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,100 | $18,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 450 | $18,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 755 | $18,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 585 | $18,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,495 | $18,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,112 | $18,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 401 | $18,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 9,698 | $18,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 321 | $17,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 209 | $17,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 215 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 460 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 321 | $17,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 350 | $17,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 341 | $17,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,000 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 481 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 433 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 565 | $17,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 267 | $17,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 809 | $17,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 284 | $17,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,727 | $17,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 337 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 682 | $17,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 659 | $17,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,425 | $17,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,270 | $17,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 2,983 | $17,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 354 | $17,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 6,140 | $17,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 715 | $17,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 545 | $16,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,000 | $16,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 437 | $16,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 833 | $16,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,566 | $16,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,215 | $16,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 164 | $16,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 590 | $16,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,065 | $16,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 193 | $16,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,005 | $16,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 944 | $16,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 18,117 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 103 | $16,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 114 | $16,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 166 | $16,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,015 | $16,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 156 | $15,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,312 | $15,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,402 | $15,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 678 | $15,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,025 | $15,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 311 | $15,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 350 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 65 | $15,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 167 | $15,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,000 | $15,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 818 | $15,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 237 | $15,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 812 | $15,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 762 | $15,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 2,900 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 583 | $15,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 356 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 107 | $14,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,330 | $14,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,573 | $14,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,240 | $14,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,341 | $14,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,102 | $14,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 330 | $14,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 634 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 621 | $14,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,400 | $14,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 994 | $14,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 9,252 | $14,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 964 | $14,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,688 | $14,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 4,833 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 218 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 268 | $14,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 155 | $13,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 219 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 318 | $13,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 667 | $13,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 747 | $13,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 660 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,005 | $13,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,800 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 200 | $13,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 403 | $13,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 515 | $13,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 197 | $13,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 5,341 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 356 | $13,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 146 | $13,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 142 | $13,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 973 | $13,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 885 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 96 | $13,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 541 | $13,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 275 | $12,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 278 | $12,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 332 | $12,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 2,005 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $12,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 519 | $12,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 866 | $12,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 688 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 304 | $12,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,329 | $12,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 626 | $12,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 787 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 272 | $12,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 218 | $12,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 435 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 402 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 250 | $12,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 749 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 167 | $12,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,476 | $12,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 747 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 225 | $12,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 535 | $12,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 8,184 | $12,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 351 | $12,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 3,141 | $12,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 1,031 | $12,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 309 | $11,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 199 | $11,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 259 | $11,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 176 | $11,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 189 | $11,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 81 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 272 | $11,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 500 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 106 | $11,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 207 | $11,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 192 | $11,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 140 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 517 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 195 | $11,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 298 | $11,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 700 | $11,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 126 | $11,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,426 | $11,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,034 | $11,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,215 | $11,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 584 | $11,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 250 | $11,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 852 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 220 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 173 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 406 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 735 | $11,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,849 | $11,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,092 | $11,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 432 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,534 | $10,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 521 | $10,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,500 | $10,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 181 | $10,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,602 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 341 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 303 | $10,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,157 | $10,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 452 | $10,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 182 | $10,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 487 | $10,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 400 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 300 | $10,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 400 | $10,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,300 | $10,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 9 | $10,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 164 | $10,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 1,110 | $10,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 219 | $9,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 78 | $9,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 416 | $9,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 131 | $9,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 382 | $9,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,140 | $9,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 158 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 143 | $9,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 489 | $9,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 840 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 396 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 410 | $9,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,108 | $9,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 691 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 335 | $9,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,074 | $9,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 886 | $9,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 262 | $9,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 261 | $9,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 500 | $9,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 281 | $9,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,341 | $9,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,666 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 100 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 326 | $9,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 193 | $9,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 485 | $9,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 256 | $8,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 792 | $8,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 174 | $8,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 187 | $8,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 433 | $8,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 350 | $8,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 243 | $8,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 561 | $8,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 854 | $8,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 227 | $8,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 276 | $8,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 334 | $8,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 833 | $8,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 791 | $8,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 249 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 127 | $8,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 421 | $8,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 966 | $8,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 500 | $8,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,062 | $8,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 525 | $8,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 275 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 157 | $8,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 271 | $8,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,133 | $8,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 800 | $8,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 437 | $8,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 500 | $8,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 182 | $7,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 202 | $7,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 71 | $7,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 244 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,160 | $7,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 99 | $7,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 179 | $7,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,781 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 405 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 238 | $7,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 250 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 89 | $7,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 242 | $7,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 572 | $7,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 504 | $7,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 467 | $7,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 320 | $7,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 465 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 467 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 148 | $7,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,047 | $7,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 500 | $7,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 56 | $7,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 70 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 131 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 569 | $7,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 750 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 194 | $7,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 244 | $7,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 50 | $7,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,233 | $7,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 128 | $7,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 159 | $7,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 183 | $7,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 129 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 319 | $7,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 745 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 37 | $6,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 116 | $6,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 143 | $6,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 159 | $6,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 112 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $6,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 567 | $6,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,017 | $6,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 158 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 83 | $6,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 81 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 400 | $6,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 500 | $6,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 138 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 252 | $6,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 266 | $6,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 71 | $6,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 220 | $6,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 400 | $6,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 422 | $6,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 492 | $6,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 293 | $6,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,265 | $6,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 110 | $6,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 127 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 65 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 292 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 304 | $6,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,202 | $6,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 242 | $6,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,862 | $6,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,162 | $5,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 80 | $5,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 102 | $5,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 350 | $5,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 167 | $5,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 364 | $5,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 449 | $5,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,115 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 118 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 147 | $5,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 118 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 135 | $5,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 249 | $5,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 118 | $5,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 175 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,250 | $5,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 98 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 159 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 184 | $5,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 135 | $5,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 726 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,175 | $5,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,025 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 74 | $5,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 213 | $5,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 576 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 159 | $5,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 69 | $5,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 208 | $5,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 50 | $5,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 827 | $5,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 723 | $5,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 71 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 331 | $5,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 126 | $5,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 300 | $5,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 118 | $5,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 58 | $4,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 122 | $4,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 450 | $4,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 57 | $4,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 89 | $4,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 330 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 205 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 30 | $4,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 163 | $4,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 159 | $4,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 116 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 60 | $4,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 80 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 300 | $4,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 93 | $4,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 208 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 133 | $4,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 122 | $4,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 169 | $4,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 386 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 74 | $4,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 423 | $4,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 100 | $4,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 304 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 185 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-001040 | this filing | 2018-02-08 | acceptance time not in the bulk data set |