13F-HR filed by Thrivent Financial for Lutherans
Thrivent Financial for Lutherans filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 2,513 holding rows worth $28,306,162,000.
- Accession
- 0000950123-17-010947
- Filer
- CIK 314984
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 4,212 entries on the cover page, a total value of $28,306,162,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,306,162,000 with VALUE read as thousands by filing date, 13F file number 028-00545. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerThrivent Asset Management, LLC 028-11983
- included managerThrivent Investment Management Inc. 028-10230
- included managerThrivent Trust Company 028-14970
- included managerMEMBERS Trust Co 028-17500
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINMARK CORP | 974250102 | COM | 300 | $40,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 1,550 | $40,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,021 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,125 | $38,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 355 | $38,000 | thousands by filing date | |
| Progressive Green Solutions | 743322109 | U.S. COMMON STOCK | 750,000 | $38,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 686 | $37,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 484 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 559 | $37,000 | thousands by filing date | |
| NATIXIS US MTN LLC | 63873HKC7 | 3.83600% 04/30/2034 | 50,000 | $37,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,110 | $36,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,454 | $36,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 400 | $35,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 302 | $35,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 743 | $35,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,500 | $34,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,065 | $34,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741UBH6 | MTN | 50,000 | $34,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 439 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 1,118 | $33,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,934 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 482 | $32,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 1,017 | $32,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,000 | $32,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 300 | $31,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 765 | $31,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,775 | $31,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,000 | $31,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,345 | $31,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 400 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,000 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 570 | $30,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 430 | $30,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,067 | $30,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 925 | $30,000 | thousands by filing date | |
| SG STRUCTURED PRODS | 78423EJC9 | INC MTN | 40,000 | $30,000 | thousands by filing date | |
| Austrailian Agricultural Co | q08448112 | INTERNATIONAL STOCK | 25,000 | $30,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 351 | $29,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,081 | $29,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 150 | $29,000 | thousands by filing date | |
| First Reliance Bancshares, Inc. | 33615Q100 | Common Stock | 4,000 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,236 | $28,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 288 | $28,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 991 | $28,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 600 | $28,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 433 | $27,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 467 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 135 | $27,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 989 | $27,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,299 | $27,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 31,000 | $27,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 410 | $26,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,235 | $26,000 | thousands by filing date | |
| FORD MOTOR CREDIT COMPANY | 345397WK5 | Corporate Bond - Domestic | 25,000 | $26,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 454 | $25,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 385 | $25,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 500 | $25,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,991 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 708 | $25,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,655 | $25,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 397 | $25,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 500 | $25,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,900 | $24,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 9,900 | $24,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 464 | $23,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 499 | $23,000 | thousands by filing date | |
| LYONDELLBASELL | 552081AD3 | INDUSTRIES NV | 20,000 | $23,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 362 | $22,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 528 | $22,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,062 | $22,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,111 | $22,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 830 | $22,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,000 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 800 | $21,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 850 | $21,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 300 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,100 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 110 | $20,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 18,537 | $20,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 647 | $20,000 | thousands by filing date | |
| FORD MOTOR CREDIT CO | 345397WL3 | LLC NOTE | 20,000 | $20,000 | thousands by filing date | |
| HSBC USA INC NEW | 40428HPJ5 | NOTE | 20,000 | $20,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 124 | $19,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 2,049 | $19,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,241 | $19,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,020 | $19,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 172 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,000 | $19,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 190 | $19,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 548 | $18,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 904 | $18,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 250 | $18,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,934 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 480 | $18,000 | thousands by filing date | |
| Costamare Inc. 8.50 Preferred | Y1771G128 | PRD | 700 | $18,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 194 | $17,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 194 | $17,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 950 | $17,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 5,045 | $17,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 22,300 | $17,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 253 | $16,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,047 | $16,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 200 | $16,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 4,798 | $16,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 277 | $15,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 600 | $15,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 275 | $15,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,414 | $15,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,027 | $15,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 589 | $15,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 803 | $15,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 267 | $14,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 79 | $14,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 938 | $14,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 800 | $14,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 694 | $14,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,356 | $14,000 | thousands by filing date | |
| United Health Prods Inc COM | 91059d100 | COM | 72,000 | $14,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 50 | $13,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,432 | $13,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 84 | $13,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 912 | $13,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,000 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 243 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 375 | $13,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 675 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 108 | $12,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,785 | $12,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 251 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 49 | $12,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 145 | $12,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 301 | $12,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,552 | $12,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 100 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 68 | $12,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 12,811 | $12,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 565 | $11,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 293 | $11,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 285 | $11,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 461 | $11,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 1,000 | $11,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 940 | $11,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 168 | $11,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 671 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 846 | $11,000 | thousands by filing date | |
| Boss Holdings Inc | 10011B200 | U.S. COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 500 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 533 | $10,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 36 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 309 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 60 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 320 | $10,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 150 | $10,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 900 | $10,000 | thousands by filing date | |
| TENNESSEE VALLEY AUTHORITY | 880591409 | Pref | 395 | $10,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 640 | $10,000 | thousands by filing date | |
| HUMANA INC | 444859AU6 | NOTE CALL MAKE WHOLE | 10,000 | $10,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 40 | $9,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 50 | $9,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 24,764 | $9,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 325 | $9,000 | thousands by filing date | |
| LUFTHANSA-SPONS ADR | 251561304 | COM | 324 | $9,000 | thousands by filing date | |
| Reinsurance GRP of Amer VRN Pfd | 759351802 | PFD | 300 | $9,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 325 | $9,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 70 | $8,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 97 | $8,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 73 | $8,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 361 | $8,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 661 | $8,000 | thousands by filing date | |
| Alabama Power CO 4.20 PFD | 010392207 | PREFERRED STOCK | 83 | $8,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 700 | $7,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 127 | $7,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 295 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 500 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 225 | $7,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,686 | $7,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 265 | $7,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 1,000 | $7,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 621 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 58 | $7,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 300 | $7,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 90 | $7,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 64 | $6,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 158 | $6,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 161 | $6,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 97 | $6,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 354 | $6,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 359 | $6,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 146 | $6,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 63 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $6,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 520 | $6,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 148 | $6,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 278 | $6,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 557 | $6,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 243 | $6,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 200 | $6,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 87 | $6,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 172 | $6,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 1,280 | $6,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 38 | $5,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 99 | $5,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 103 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 130 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 135 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 460 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $5,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 414 | $5,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 382 | $5,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 355 | $5,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 366 | $5,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 145 | $5,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 115 | $5,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 166 | $5,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 97 | $5,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 156 | $5,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 858 | $5,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 130 | $5,000 | thousands by filing date | |
| DETOUR GOLD CORP F | 250669108 | COM | 419 | $5,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 62 | $4,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 57 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 729 | $4,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,000 | $4,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 100 | $4,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 89 | $4,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 100 | $4,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 83 | $4,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 83 | $4,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 66 | $4,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 242 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 67 | $4,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 410 | $4,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 119 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 415 | $4,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 145 | $4,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 190 | $4,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 2,026 | $4,000 | thousands by filing date | |
| TERNA SPA UNSPONSORED ADR | 88088L103 | COM | 229 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 60 | $4,000 | thousands by filing date | |
| CCF Holding Co. | 12487x104 | U.S. COMMON STOCK | 1,822 | $4,000 | thousands by filing date | |
| Alere Inc Perp Conv Pfd B | 014991012 | PREFERRED STOCK | 11 | $4,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 22 | $3,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 100 | $3,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 65 | $3,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 99 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 88 | $3,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 60 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 617 | $3,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 25 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 73 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 70 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 104 | $3,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 200 | $3,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 66 | $3,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 94 | $3,000 | thousands by filing date | |
| SAP SE | D66992104 | ADR | 27 | $3,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 275 | $3,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 90 | $3,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 26 | $3,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 60 | $3,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 17 | $3,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 36 | $3,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 98 | $3,000 | thousands by filing date | |
| SWISSCOM AG-SPONSORED ADR | 871013108 | COM | 60 | $3,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 44 | $3,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 110 | $3,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 87 | $3,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 209 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 166 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 200 | $3,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 66 | $3,000 | thousands by filing date | |
| Taubman Centers 6.5% Pfd Series J | 876664608 | com | 133 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 325 | $3,000 | thousands by filing date | |
| Atos SE | 04962A105 | Common Stock | 102 | $3,000 | thousands by filing date | |
| Unibail-Rodamco SE | 904587102 | Common Stock | 105 | $3,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 11 | $2,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 221 | $2,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 400 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 20 | $2,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 60 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 222 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 56 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 85 | $2,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 89 | $2,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 252 | $2,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 49 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 31 | $2,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 154 | $2,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 77 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 293 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 57 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 112 | $2,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 73 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 85 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 85 | $2,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 17 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 25 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 85 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 132 | $2,000 | thousands by filing date | |
| COMPASS GROUP PLC SPONSORED AD | 20449X401 | ADUS | 100 | $2,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 45 | $2,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 27 | $2,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 89 | $2,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 54 | $2,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 54 | $2,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 101 | $2,000 | thousands by filing date | |
| SCOR SPONSORED ADR | 80917Q106 | ADR | 472 | $2,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 103 | $2,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 37 | $2,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 52 | $2,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 90 | $2,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 82 | $2,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 57 | $2,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 63 | $2,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 145 | $2,000 | thousands by filing date | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 37 | $2,000 | thousands by filing date | |
| BB SEGURIDADE PARTI SPON ADR | 05541J103 | COM | 206 | $2,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 295 | $2,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 61 | $2,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 226 | $2,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 18 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 200 | $2,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 140 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 409 | $2,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 220 | $2,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 100 | $2,000 | thousands by filing date | |
| ESTACIO PARTICIPACO ADRF 1SPON | 297319105 | ADR | 191 | $2,000 | thousands by filing date | |
| CNL Lifestyle Properties, Inc. | 18975F109 | Com | 21,976 | $2,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 36 | $2,000 | thousands by filing date | |
| Ferguson PLC ADR | 31502A105 | ADR | 331 | $2,000 | thousands by filing date | |
| Fluence Corp Ltd | Q3918T103 | Common Stock | 3,600 | $2,000 | thousands by filing date | |
| GAS NATURAL SDG-UNSPON ADR | 367205200 | ADR | 348 | $2,000 | thousands by filing date | |
| Worldpay Group PLC | 981560105 | Common Stock | 118 | $2,000 | thousands by filing date | |
| FEDL NATL MTG ASSN | 31392E6F2 | SER 2002-67 CL PE | 12,000 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 94 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 101 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 72 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 349 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 51 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 100 | $1,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 81 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 70 | $1,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 47 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 700 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 514 | $1,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 159 | $1,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 36 | $1,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 101 | $1,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 66 | $1,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 102 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 265 | $1,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 455 | $1,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 34 | $1,000 | thousands by filing date | |
| CONVATEC GROUP PLC-UNSP ADR | 21244X109 | COM | 36 | $1,000 | thousands by filing date | |
| YARA INTERNATIONAL ADR | 984851204 | COM | 31 | $1,000 | thousands by filing date | |
| KOC HOLDINGS AS UNSPONSORED TURK ADR | 49989A109 | COM | 37 | $1,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 70 | $1,000 | thousands by filing date | |
| SINGAPORE EXCHANGE UNSP ADR | 82929W105 | COM | 15 | $1,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 78 | $1,000 | thousands by filing date | |
| COMMONWEALTH BK AUS-SP ADR | 202712600 | COM | 25 | $1,000 | thousands by filing date | |
| KASIKORNBANK PCL UNSPON ADR | 485785109 | COM | 38 | $1,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 134 | $1,000 | thousands by filing date | |
| T&D HLDGS INC F | 872120100 | ADR | 165 | $1,000 | thousands by filing date | |
| MR PRICE GROUP | 62476L207 | Common Stock | 79 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 100 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 338 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 515 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 98 | $1,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 85 | $1,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 12 | $1,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 49 | $1,000 | thousands by filing date | |
| CIELO SA | 171778202 | Common Stock | 184 | $1,000 | thousands by filing date | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 15 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 94 | $1,000 | thousands by filing date | |
| GINNIE MAE II | 36202DTR2 | Gov Nat'l Mtg Assoc (GNMA) | 65,000 | $1,000 | thousands by filing date | |
| CECONOMY AG ADR | 150042109 | ADR | 295 | $1,000 | thousands by filing date | |
| Alliance Global Group Inc | 01861B101 | Com | 61 | $1,000 | thousands by filing date | |
| BANCA MEDIOLANUM SPA ADR | 05970D106 | COMMON | 60 | $1,000 | thousands by filing date | |
| GOVT NATL MTG ASSN | 36241KW61 | POOL #782469 | 25,150 | $1,000 | thousands by filing date | |
| ENRON CORP | 293561106 | COM | 2,263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPP PLC NEW ADR | 92937A102 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 37,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHMARK CORP | 844544809 | COMMON STOCK | 581 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 51,487 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENT INC | 808649305 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADNOSTIX INCORPORATED | 45972C102 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN RIVER ENERGY INC XXXREGISTRATION REVOKED BY THE SEC EFF: 08/07/14 | 86686U202 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOCALIZA RENT A CAR SPN ADR | 53956W300 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SEISMIC CORP | 336397104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 4,017 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMOTE DYNAMICS INC | 75962A303 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL NATL MTG ASSN PFD 8.25 SR T | 313586737 | Preferred | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xcelera Inc Com Stk | G31611109 | Common / Ordinary Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT INTL FRAC CUSIP FROM | FHB903208 | COMMON STOCK | 12,958 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RR DONNELLEY + SONS CO | 257867101 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORSTRA ENERGY INC | 65654V103 | COMMON | 3,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TVI CORP | 872916101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPURE CORPORATION CMN CLASS | 09065H402 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 1,425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUCIA INC | 30049B105 | COMMON | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 1,398 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELSITE INC COM | 24734R103 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP COM | 313549107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GeoGlobal Resources Inc. | 37249T109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Travelcenters America LLC | jke174103 | CSUS | 90,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD ACCESS INC COM | 98141A101 | COM | 1,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC774 | PRF | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC816 | PRF | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASERSIGHT INC NEW | 517924304 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHFIELD LABS INC | 666135108 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPC LIQUIDATION INC | 89235J108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIDGE HEART INC | 131910101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MEDICAL TECH-SPON ADR | 169483104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD HLDGS GROUP | 853471100 | COMMON EQUITY | 503 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOMEBANC CORP GA | 43738R109 | COM | 2,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M 2003 PLC Sponsored ADR | 553793100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Integra Bank Corporation | 45814P105 | COM | 3,041 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SHIPPING PARTNERSXXX | 903417103 | MLP | 2,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZ GOLD & ONYX MINING CO | 04051K105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER INSURANCE GROUP INC | 359081106 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNECTAJET.COM INC XXX | 20752L101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAMPAK LTD ADR | 629898206 | ADR | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APHTON CORP | 03759P101 | COMMON | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDDY ICE HLDGS INC NEW | 75734r303 | COM | 218 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRA PHARMA ORD | 67060U208 | COM | 54,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPIX Corporation | 44982L103 | ETF | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYPTE BIOMEDICAL CORP COM NEW | 131722605 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMODORE INTL LTD COM | 202660106 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Swisher Hygiene Inc | 870808300 | Common Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPATIALIGHT INC | 847248200 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Biotics Inc Xxx | 16937B109 | Sponsored ADR | 675 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGING DIAGNOSTIC SYS INC COM NEW | 45244W308 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWAY AIRLINES CORP | 598126100 | COM | 2,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Eyecashnetworks Inc (NV) | 30232F103 | Equities | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS ENERGY COMPANY | 03063G102 | Stock | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRITEK HOLDINGS INC. | 00856J103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER FINL CORP WASH COM NEW | 35907K204 | Common | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURICO METALS | 05157J108 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chief Cons Mining | 168628105 | U.S. COMMON STOCK | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hangover Joes Holding Corp | 41044b107 | U.S. COMMON STOCK | 1,291,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sonex Resh Inc. | 835448101 | U.S. COMMON STOCK | 305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Henry County Bancshares Inc. GA | 42633p101 | U.S. COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Calais Resources | 127907103 | U.S. COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telzuit Med Tech | 87973j108 | U.S. COMMON STOCK | 19,996 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Roadrunner Video Group Inc. | 769733106 | U.S. COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inspiration Mining Corpcom | 45772j208 | INTERNATIONAL STOCK | 1,640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG Sciences Inc Michigan | 98372b109 | U.S. COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 187,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Precept Business Svcs Cl A | 740165204 | U.S. COMMON STOCK | 29,342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bankmeridian Columbia SC Common | 06646x104 | U.S. COMMON STOCK | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOVT NATL MTG ASSN | 36205KRV6 | POOL #393000 | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOVT NATL MTG ASSN | 36224GCC0 | POOL #327767 | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LH Speech Products | b5628b104 | U.S. COMMON STOCK | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galloway Energy Inc. | 36388P100 | U.S. COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDL HOME LN MTG CRP | 312905FG2 | SER 1053 CL 1053-G | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Golden Burro Corp Com New | 380811208 | INTERNATIONAL STOCK | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nitinat Min Com NPV | 65477b102 | INTERNATIONAL STOCK | 288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| American Sports History | 02971e209 | U.S. COMMON STOCK | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| First Coweta Bank | 320050107 | U.S. COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Okalhoma Energy Corp | 678849100 | U.S. COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AB Watley Group Inc | 000788109 | U.S. COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Park City Financial Group Inc Texas | 70099y134 | U.S. COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010947 | this filing | 2017-11-14 | acceptance time not in the bulk data set |